DaveManuel.com · Institutional Ownership · Who Owns It
NORTHERN LTS FD TR IV (SECT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
130
Reporting holders
$2.7B
Reported value
0.0%
Calls
0.0%
Puts
+16
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | $1.3B | 17,402,704 | 9.60% | 14q | HELD |
| OSAIC HOLDINGS, INC. | $446.3M | 6,193,703 | 0.52% | 26q | HELD |
| LPL Financial LLC | $409.9M | 5,688,149 | 0.09% | 31q | +11.3%+$41.7M |
| ENVESTNET ASSET MANAGEMENT INC | $100.1M | 1,389,250 | 0.02% | 31q | +3.3%+$3.2M |
| POTOMAC FUND MANAGEMENT INC /ADV | $60.9M | 845,221 | 1.53% | 7q | +1.5%+$919.1K |
| CreativeOne Wealth, LLC | $46.7M | 647,836 | 1.01% | 16q | -10.9%-$5.7M |
| GeoWealth Management, LLC | $44.2M | 613,483 | 1.39% | 14q | +13.9%+$5.4M |
| Main Management LLC | $28.3M | 392,324 | 1.90% | 31q | -1.2%-$343.0K |
| Copley Financial Group, Inc. | $27.7M | 384,988 | 16.78% | 8q | +57.6%+$10.1M |
| Cetera Investment Advisers | $25.0M | 346,474 | 0.02% | 15q | -2.3%-$593.2K |
| Madrona Financial Services, LLC | $18.8M | 261,358 | 3.47% | 14q | +2.3%+$414.9K |
| Mutual Advisors, LLC | $17.8M | 246,758 | 0.33% | 21q | +5.3%+$897.0K |
| INTEGRITY ALLIANCE, LLC. | $15.6M | 216,151 | 0.49% | 7q | +2.4%+$365.5K |
| Gibbs Wealth Management | $14.6M | 202,591 | 1.76% | 10q | -4.5%-$691.8K |
| Encompass More Asset Management | $12.7M | 176,200 | 1.85% | 11q | +4.4%+$535.0K |
| Silver Grove Financial Group, Inc. | $11.7M | 162,820 | 6.35% | 4q | +6.2%+$688.1K |
| Cambridge Investment Research Advisors, Inc. | $11.3M | 157,306 | 0.01% | 31q | +116.9%+$6.1M |
| AMG Asset Management Group, Inc. | $11.1M | 153,480 | 6.93% | 3q | -3.4%-$387.3K |
| Ausdal Financial Partners, Inc. | $9.7M | 134,956 | 0.38% | 4q | -6.1%-$629.3K |
| Atria Investments, Inc | $8.4M | 116,376 | 0.08% | 15q | -20.0%-$2.1M |
| HARBOUR INVESTMENTS, INC. | $8.4M | 116,026 | 0.11% | 19q | -12.8%-$1.2M |
| Spire Wealth Management | $7.7M | 106,703 | 0.23% | 15q | -18.9%-$1.8M |
| Triad Wealth Partners, LLC | $7.4M | 103,495 | 0.43% | 5q | +917.2%+$6.6M |
| Envestnet Portfolio Solutions, Inc. | $6.2M | 86,525 | 0.03% | 12q | -1.5%-$94.5K |
| Virtue Capital Management, LLC | $6.2M | 85,721 | 0.82% | 4q | +18.6%+$970.3K |
| Geneos Wealth Management Inc. | $5.6M | 77,629 | 0.11% | 35q | -1.3%-$72.6K |
| Echo45 Advisors LLC | $5.0M | 68,750 | 2.56% | 7q | -2.0%-$99.6K |
| Mariner, LLC | $4.8M | 66,390 | 0.01% | 3q | -38.0%-$2.9M |
| PACIFIC FINANCIAL GROUP INC | $4.7M | 64,658 | 2.23% | 3q | +9.3%+$394.8K |
| Waverly Advisors, LLC | $3.5M | 48,684 | 0.02% | 3q | +5.4%+$178.3K |
| GWN SECURITIES INC. | $3.5M | 48,013 | 0.58% | 7q | +12.0%+$370.7K |
| Advantage Trust Co | $3.4M | 47,492 | 1.20% | 7q | +1.7%+$56.0K |
| Tactive Advisors, LLC | $3.0M | 41,307 | 0.73% | 5q | -8.4%-$272.1K |
| Balefire, LLC | $3.0M | 41,188 | 0.48% | 6q | -14.2%-$489.4K |
| CFC Planning Co LLC | $3.0M | 41,100 | 1.73% | 7q | -1.6%-$46.7K |
| Synergy Investment Management, LLC | $2.8M | 38,780 | 0.68% | 2q | -1.3%-$37.8K |
| BFC Planning, Inc. | $2.7M | 37,594 | 0.11% | 7q | -4.3%-$121.7K |
| Lunt Capital Management, Inc. | $2.7M | 37,166 | 0.98% | 13q | -0.7%-$18.2K |
| VICTORY FINANCIAL GROUP, LLC | $2.5M | 34,187 | 0.26% | 3q | +172.3%+$1.6M |
| Signal Advisors Wealth, LLC | $2.4M | 33,183 | 0.12% | 5q | +53.4%+$832.0K |
| WORLD EQUITY GROUP, INC. | $2.4M | 33,018 | 0.53% | 15q | +35.4%+$622.4K |
| Ethos Financial Group, LLC | $2.4M | 34,437 | 0.16% | 12q | +468.5%+$1.9M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.3M | 31,686 | 0.00% | 9q | -30.2%-$989.5K |
| FLORIDA FINANCIAL ADVISORS, LLC | $2.1M | 29,445 | 0.36% | 11q | -10.7%-$252.9K |
| Independent Wealth Network Inc. | $2.0M | 27,935 | 0.51% | 20q | +14.1%+$248.2K |
| BAM Wealth Management, LLC | $1.9M | 26,870 | 1.21% | 4q | +26.9%+$411.0K |
| SILVER OAK SECURITIES, INCORPORATED | $1.9M | 26,271 | 0.11% | 11q | +1.7%+$31.5K |
| Fiduciary Alliance LLC | $1.8M | 24,286 | 0.12% | 15q | -1.4%-$25.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.7M | 24,007 | 0.00% | 12q | +6.1%+$99.0K |
| Simplicity Wealth,LLC | $1.6M | 22,084 | 0.05% | 10q | HELD |
| Bravias Capital Group, LLC | $1.6M | 21,979 | 0.94% | 7q | HELD |
| CITADEL ADVISORS LLC | $1.5M | 21,050 | 0.00% | 10q | -42.0%-$1.1M |
| SMITH, MOORE & CO. | $1.5M | 21,034 | 0.10% | 3q | +11.5%+$155.9K |
| COLDSTREAM CAPITAL MANAGEMENT INC | $1.5M | 20,888 | 0.02% | 6q | HELD |
| Koshinski Asset Management, Inc. | $1.4M | 20,050 | 0.08% | 10q | +2.4%+$33.2K |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.2M | 16,192 | 0.02% | 13q | -18.0%-$255.7K |
| Kestra Advisory Services, LLC | $1.1M | 15,589 | 0.00% | 10q | +16.3%+$157.1K |
| NATIXIS ADVISORS, LLC | $995.0K | 13,814 | 0.00% | 9q | -2.8%-$28.2K |
| PFG Investments, LLC | $928.5K | 12,885 | 0.04% | 10q | +5.4%+$47.5K |
| TCP Asset Management, LLC | $883.9K | 12,266 | 0.10% | 8q | HELD |
| Advisory Services Network, LLC | $868.9K | 12,058 | 0.01% | 15q | +9.9%+$78.4K |
| Sanctuary Advisors, LLC | $847.3K | 11,758 | 0.00% | 9q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $840.5K | 11,664 | 0.00% | 5q | -2.7%-$23.1K |
| CIBC Bancorp USA Inc. | $751.4K | 10,427 | 0.00% | 2q | HELD |
| Foundations Investment Advisors, LLC | $740.6K | 10,278 | 0.01% | 14q | -55.1%-$909.5K |
| Sigma Planning Corp | $692.6K | 9,611 | 0.02% | 13q | -92.7%-$8.8M |
| Barnes Dennig Private Wealth Management LLC | $555.8K | 7,713 | 0.44% | 6q | HELD |
| SIGNATUREFD, LLC | $551.5K | 7,653 | 0.01% | 5q | HELD |
| Farther Finance Advisors, LLC | $547.3K | 7,595 | 0.00% | 9q | HELD |
| RAYMOND JAMES FINANCIAL INC | $525.9K | 7,298 | 0.00% | 5q | +9.6%+$46.1K |
| Integrity Advisory Solutions, LLC | $499.8K | 6,935 | 0.05% | 4q | +30.2%+$115.9K |
| Focus Partners Advisor Solutions, LLC | $498.4K | 6,916 | 0.00% | 2q | +14.1%+$61.6K |
| WIN ADVISORS, INC | $487.6K | 6,767 | 0.17% | new | NEW |
| AE Wealth Management LLC | $451.8K | 6,270 | 0.00% | 7q | -17.1%-$92.9K |
| Summit Financial, LLC | $447.0K | 6,203 | 0.00% | 4q | +77.3%+$194.9K |
| Western Wealth Management, LLC | $435.1K | 6,037 | 0.01% | 4q | HELD |
| Sovran Advisors, LLC | $434.5K | 6,236 | 0.03% | 7q | HELD |
| J.W. COLE ADVISORS, INC. | $419.4K | 5,820 | 0.01% | 2q | HELD |
| Integrated Wealth Concepts LLC | $400.7K | 5,561 | 0.00% | 11q | -20.3%-$102.3K |
| Buck Wealth Strategies, LLC | $395.0K | 5,482 | 0.04% | 5q | HELD |
| FLOW TRADERS U.S. LLC | $394.0K | 5,469 | 0.02% | 2q | -78.9%-$1.5M |
| WELLS FARGO & COMPANY/MN | $374.9K | 5,203 | 0.00% | 20q | -6.3%-$25.2K |
| Meeder Advisory Services, Inc. | $368.6K | 5,115 | 0.01% | 9q | -0.6%-$2.2K |
| Diversify Advisory Services, LLC | $360.6K | 5,154 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $360.6K | 5,154 | 0.01% | 2q | -1.7%-$6.4K |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | $360.5K | 5,002 | 0.09% | 2q | +28.7%+$80.3K |
| UBS Group AG | $317.4K | 4,404 | 0.00% | new | NEW |
| MORGAN STANLEY | $316.1K | 4,387 | 0.00% | 19q | +235.4%+$221.9K |
| Discipline Wealth Solutions, LLC | $315.3K | 4,375 | 0.03% | 8q | -5.0%-$16.4K |
| ASSETMARK, INC | $310.0K | 4,302 | 0.00% | 9q | +53.3%+$107.7K |
| Qube Research & Technologies Ltd | $309.9K | 4,301 | 0.00% | new | NEW |
| Keystone Financial Group | $307.8K | 4,272 | 0.02% | 4q | HELD |
| ROYAL BANK OF CANADA | $307.0K | 4,254 | 0.00% | 11q | +222.3%+$211.7K |
| Cerity Partners LLC | $299.3K | 4,153 | 0.00% | 6q | HELD |
| JOHNSON INVESTMENT COUNSEL INC | $295.2K | 4,097 | 0.00% | 2q | HELD |
| Fourth Dimension Wealth, LLC | $281.2K | 3,902 | 0.09% | new | NEW |
| Anchor Investment Management, LLC | $276.1K | 3,832 | 0.02% | 35q | HELD |
| Arkadios Wealth Advisors | $274.3K | 3,807 | 0.00% | 5q | HELD |
| JANE STREET GROUP, LLC | $262.5K | 3,643 | 0.00% | 2q | -24.1%-$83.4K |
| Allworth Financial LP | $252.9K | 3,509 | 0.00% | 8q | HELD |
Showing the largest 100 of 130 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 47 | $130.4M | 1,822,998 | 6 | 15 | 15 | 0.0% |
| Q2 2026 | 130 | $2.7B | 37,720,976 | 22 | 41 | 39 | 0.0% |
| Q1 2026 | 114 | $2.2B | 37,091,784 | 13 | 42 | 34 | 0.0% |
| Q4 2025 | 112 | $2.4B | 37,076,737 | 8 | 37 | 33 | 0.0% |
| Q3 2025 | 111 | $2.3B | 36,095,574 | 14 | 32 | 41 | 0.0% |
| Q2 2025 | 103 | $2.1B | 35,499,462 | 12 | 30 | 42 | 0.0% |
| Q1 2025 | 97 | $3.4B | 65,166,651 | 8 | 32 | 40 | 0.0% |
| Q4 2024 | 97 | $3.0B | 54,415,445 | 12 | 37 | 27 | 0.0% |
| Q3 2024 | 86 | $2.8B | 51,793,661 | 11 | 31 | 21 | 0.0% |
| Q2 2024 | 86 | $2.6B | 51,548,635 | 17 | 36 | 19 | 0.0% |
| Q1 2024 | 75 | $2.4B | 46,698,208 | 16 | 30 | 16 | 0.0% |
| Q4 2023 | 68 | $2.0B | 43,575,046 | 12 | 32 | 12 | 0.0% |
| Q3 2023 | 66 | $1.8B | 42,089,275 | 7 | 27 | 20 | 0.0% |
| Q2 2023 | 61 | $1.7B | 39,922,223 | 14 | 22 | 15 | 0.0% |
| Q1 2023 | 52 | $1.5B | 37,695,278 | 14 | 20 | 11 | 0.0% |
| Q4 2022 | 47 | $784.0M | 20,167,034 | 12 | 15 | 12 | 0.0% |
| Q3 2022 | 41 | $1.1B | 30,466,569 | 7 | 14 | 11 | 0.0% |
| Q2 2022 | 38 | $1.1B | 31,096,631 | 5 | 10 | 13 | 0.0% |
| Q1 2022 | 41 | $1.7B | 40,490,215 | 3 | 15 | 14 | 0.0% |
| Q4 2021 | 42 | $1.9B | 41,914,700 | 9 | 15 | 8 | 0.0% |
| Q3 2021 | 32 | $1.2B | 29,008,449 | 7 | 13 | 7 | 0.0% |
| Q2 2021 | 29 | $926.8M | 22,483,602 | 6 | 11 | 4 | 0.0% |
| Q1 2021 | 26 | $831.7M | 21,724,068 | 5 | 13 | 8 | 0.0% |
| Q4 2020 | 23 | $665.8M | 18,985,546 | 1 | 10 | 9 | 0.0% |
| Q3 2020 | 22 | $624.8M | 20,115,615 | 4 | 6 | 9 | 0.0% |
| Q2 2020 | 18 | $601.2M | 21,239,470 | 0 | 5 | 11 | 0.0% |
| Q1 2020 | 21 | $506.4M | 20,838,669 | 5 | 6 | 7 | 0.0% |
| Q4 2019 | 21 | $139.1M | 4,502,645 | 3 | 8 | 8 | 0.0% |
| Q3 2019 | 21 | $137.7M | 4,732,124 | 5 | 5 | 6 | 0.0% |
| Q2 2019 | 20 | $139.2M | 4,832,397 | 5 | 8 | 4 | 0.0% |
| Q1 2019 | 18 | $211.2M | 7,695,949 | 3 | 4 | 6 | 0.0% |
| Q4 2018 | 16 | $95.4M | 3,919,691 | 1 | 0 | 2 | 0.0% |