FIRST TR EXCHNG TRADED FD VI (SEPM)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | $1.7M | 51,323 | 0.01% | 3q | HELD |
| Ashton Thomas Private Wealth, LLC | $1.6M | 47,391 | 0.03% | 4q | +45.3%+$484.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.5M | 45,471 | 0.00% | 8q | -6.4%-$102.4K |
| OLD MISSION CAPITAL LLC | $1.2M | 36,486 | 0.02% | 2q | -12.0%-$162.7K |
| Cetera Investment Advisers | $1.0M | 31,167 | 0.00% | 8q | -2.4%-$25.0K |
| HBW ADVISORY SERVICES LLC | $816.2K | 24,863 | 0.07% | 4q | -2.8%-$23.8K |
| CITADEL ADVISORS LLC | $697.3K | 21,242 | 0.00% | 2q | +9.1%+$58.2K |
| Kestra Advisory Services, LLC | $661.3K | 20,143 | 0.00% | 7q | HELD |
| Mariner, LLC | $661.1K | 20,138 | 0.00% | 8q | +4.1%+$26.0K |
| Americana Partners, LLC | $658.7K | 20,066 | 0.01% | 4q | -5.1%-$35.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $553.0K | 16,844 | 0.00% | 8q | -34.4%-$290.2K |
| LVZ, Inc. | $463.5K | 14,118 | 0.05% | 7q | +19.7%+$76.1K |
| AE Wealth Management LLC | $422.1K | 12,859 | 0.00% | 7q | HELD |
| ASHTON THOMAS SECURITIES, LLC | $403.1K | 12,280 | 0.06% | 6q | -70.0%-$942.6K |
| HARBOUR INVESTMENTS, INC. | $387.3K | 11,799 | 0.01% | 7q | -10.3%-$44.3K |
| Atria Investments, Inc | $387.2K | 11,794 | 0.00% | 5q | -3.9%-$15.7K |
| Waverly Advisors, LLC | $381.9K | 11,632 | 0.00% | 3q | HELD |
| Encompass More Asset Management | $381.5K | 11,621 | 0.06% | 7q | -16.3%-$74.5K |
| NOVEM GROUP | $256.5K | 7,812 | 0.03% | 4q | -28.1%-$100.4K |
| OSAIC HOLDINGS, INC. | $251.6K | 7,665 | 0.00% | 7q | +15.0%+$32.8K |
| ENVESTNET ASSET MANAGEMENT INC | $245.2K | 7,469 | 0.00% | 2q | +4.2%+$9.9K |
| Gallagher Fiduciary Advisors, LLC | $240.1K | 7,315 | 0.01% | 4q | HELD |
| Main Street Financial Solutions, LLC | $216.6K | 6,598 | 0.01% | 5q | HELD |
| IFP Advisors, Inc | $214.0K | 6,520 | 0.00% | 3q | -36.0%-$120.2K |
| Mutual Advisors, LLC | $212.8K | 6,482 | 0.00% | 8q | -8.6%-$20.0K |
| Cambridge Investment Research Advisors, Inc. | $211.0K | 6,438 | 0.00% | 8q | -52.4%-$232.4K |
| TRUIST FINANCIAL CORP | $210.5K | 6,413 | 0.00% | new | NEW |
| Buck Wealth Strategies, LLC | $116.9K | 3,560 | 0.01% | new | NEW |
| Capital Analysts, LLC | $102.0K | 3,107 | 0.00% | 4q | HELD |
| UBS Group AG | $63.7K | 1,941 | 0.00% | 2q | -78.8%-$237.1K |
| BARCLAYS PLC | $98 | 3 | 0.00% | 7q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-19 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 17.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 13 | $4.9M | 145,956 | 4 | 0 | 5 | 0.0% |
| Q2 2026 | 31 | $16.2M | 492,560 | 2 | 6 | 15 | 0.0% |
| Q1 2026 | 32 | $17.6M | 554,651 | 5 | 5 | 9 | 0.0% |
| Q4 2025 | 30 | $15.7M | 494,851 | 5 | 9 | 4 | 0.0% |
| Q3 2025 | 33 | $14.5M | 461,556 | 10 | 10 | 6 | 0.0% |
| Q2 2025 | 31 | $13.9M | 449,821 | 6 | 2 | 9 | 0.0% |
| Q1 2025 | 25 | $12.8M | 429,314 | 4 | 4 | 6 | 0.0% |
| Q4 2024 | 26 | $22.2M | 744,734 | 13 | 6 | 2 | 0.0% |
| Q3 2024 | 13 | $10.8M | 365,167 | 13 | 0 | 0 | 0.0% |