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DaveManuel.com · Institutional Ownership · Who Owns It

SERINA THERAPEUTICS INC (SER)

Institutional ownership reported to the SEC as of Q2 2026, across 11 quarters.

27
Reporting holders
$2.7M
Reported value
5.5%
Of shares outstanding
0.0%
Calls
0.0%
Puts
+2
Holder change

Institutions report 1,406,561 shares against 25,400,473 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
Sio Capital Management, LLC$1.9M1,000,0000.32%2qHELD
VANGUARD CAPITAL MANAGEMENT LLC$314.7K162,1980.00%2q+1.9%+$5.9K
Waverly Advisors, LLC$130.9K67,4920.00%9qHELD
GEODE CAPITAL MANAGEMENT, LLC$99.0K51,0070.00%9q-21.5%-$27.1K
Keel Point, LLC$41.7K21,5080.00%8qHELD
NORTHERN TRUST CORP$40.3K20,7710.00%newNEW
VANGUARD FIDUCIARY TRUST CO$38.8K20,0090.00%2qHELD
Avidian Wealth Enterprises, LLC$36.5K18,8000.00%2qHELD
JANE STREET GROUP, LLC$30.0K15,4440.00%2q-61.1%-$47.0K
STATE STREET CORP$24.8K12,7580.00%4qHELD
Caitong International Asset Management Co., Ltd$7.3K3,7440.00%2q-6.0%
WELLS FARGO & COMPANY/MN$7.0K3,6110.00%10qHELD
Tower Research Capital LLC (TRC)$5.0K2,5700.00%4q+204.9%+$3.4K
BlackRock, Inc.$4.6K2,3780.00%8q-95.9%-$108.4K
OSAIC HOLDINGS, INC.$3.9K2,0020.00%10q+100.0%+$1.9K
UBS Group AG$2.6K1,3470.00%10q+26840.0%+$2.6K
BARCLAYS PLC$1.1K5450.00%newNEW
Piscataqua Savings Bank$54280.00%9qHELD
MORGAN STANLEY$28140.00%10q+75.0%
ALBION FINANCIAL GROUP /UT$1680.00%10qHELD
Pacifica Partners Inc.$1580.00%9qHELD
BNP PARIBAS FINANCIAL MARKETS$420.00%10qHELD
Rockefeller Capital Management L.P.$420.00%4qHELD
JPMORGAN CHASE & CO$210.00%newNEW
Global Retirement Partners, LLC$210.00%4qHELD
Farther Finance Advisors, LLC$210.00%2qHELD
Avion Wealth$03120.00%newNEW

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-10-092026-10-05Charter or bylaws amendedfiling
2026-08-272026-08-21Material agreement enteredfiling

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 20266$45.1K22,5270010.0%
Q2 202627$2.7M1,406,5614540.0%
Q1 202625$2.9M1,472,4707510.0%
Q4 202522$821.8K429,5890460.0%
Q3 202525$2.5M461,7816720.0%
Q2 202523$2.5M413,1413450.0%
Q1 202525$1.9M335,7843560.0%
Q4 202425$1.6M319,1430430.0%
Q3 202425$2.0M300,0145550.0%
Q2 202420$2.0M204,8388620.0%
Q1 202413$1.5M109,94013000.0%