SERINA THERAPEUTICS INC (SER)
Institutional ownership reported to the SEC as of Q2 2026, across 11 quarters.
Institutions report 1,406,561 shares against 25,400,473 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Sio Capital Management, LLC | $1.9M | 1,000,000 | 0.32% | 2q | HELD |
| VANGUARD CAPITAL MANAGEMENT LLC | $314.7K | 162,198 | 0.00% | 2q | +1.9%+$5.9K |
| Waverly Advisors, LLC | $130.9K | 67,492 | 0.00% | 9q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $99.0K | 51,007 | 0.00% | 9q | -21.5%-$27.1K |
| Keel Point, LLC | $41.7K | 21,508 | 0.00% | 8q | HELD |
| NORTHERN TRUST CORP | $40.3K | 20,771 | 0.00% | new | NEW |
| VANGUARD FIDUCIARY TRUST CO | $38.8K | 20,009 | 0.00% | 2q | HELD |
| Avidian Wealth Enterprises, LLC | $36.5K | 18,800 | 0.00% | 2q | HELD |
| JANE STREET GROUP, LLC | $30.0K | 15,444 | 0.00% | 2q | -61.1%-$47.0K |
| STATE STREET CORP | $24.8K | 12,758 | 0.00% | 4q | HELD |
| Caitong International Asset Management Co., Ltd | $7.3K | 3,744 | 0.00% | 2q | -6.0% |
| WELLS FARGO & COMPANY/MN | $7.0K | 3,611 | 0.00% | 10q | HELD |
| Tower Research Capital LLC (TRC) | $5.0K | 2,570 | 0.00% | 4q | +204.9%+$3.4K |
| BlackRock, Inc. | $4.6K | 2,378 | 0.00% | 8q | -95.9%-$108.4K |
| OSAIC HOLDINGS, INC. | $3.9K | 2,002 | 0.00% | 10q | +100.0%+$1.9K |
| UBS Group AG | $2.6K | 1,347 | 0.00% | 10q | +26840.0%+$2.6K |
| BARCLAYS PLC | $1.1K | 545 | 0.00% | new | NEW |
| Piscataqua Savings Bank | $54 | 28 | 0.00% | 9q | HELD |
| MORGAN STANLEY | $28 | 14 | 0.00% | 10q | +75.0% |
| ALBION FINANCIAL GROUP /UT | $16 | 8 | 0.00% | 10q | HELD |
| Pacifica Partners Inc. | $15 | 8 | 0.00% | 9q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $4 | 2 | 0.00% | 10q | HELD |
| Rockefeller Capital Management L.P. | $4 | 2 | 0.00% | 4q | HELD |
| JPMORGAN CHASE & CO | $2 | 1 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $2 | 1 | 0.00% | 4q | HELD |
| Farther Finance Advisors, LLC | $2 | 1 | 0.00% | 2q | HELD |
| Avion Wealth | $0 | 312 | 0.00% | new | NEW |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-09 | 2026-10-05 | Charter or bylaws amended | filing |
| 2026-08-27 | 2026-08-21 | Material agreement entered | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $45.1K | 22,527 | 0 | 0 | 1 | 0.0% |
| Q2 2026 | 27 | $2.7M | 1,406,561 | 4 | 5 | 4 | 0.0% |
| Q1 2026 | 25 | $2.9M | 1,472,470 | 7 | 5 | 1 | 0.0% |
| Q4 2025 | 22 | $821.8K | 429,589 | 0 | 4 | 6 | 0.0% |
| Q3 2025 | 25 | $2.5M | 461,781 | 6 | 7 | 2 | 0.0% |
| Q2 2025 | 23 | $2.5M | 413,141 | 3 | 4 | 5 | 0.0% |
| Q1 2025 | 25 | $1.9M | 335,784 | 3 | 5 | 6 | 0.0% |
| Q4 2024 | 25 | $1.6M | 319,143 | 0 | 4 | 3 | 0.0% |
| Q3 2024 | 25 | $2.0M | 300,014 | 5 | 5 | 5 | 0.0% |
| Q2 2024 | 20 | $2.0M | 204,838 | 8 | 6 | 2 | 0.0% |
| Q1 2024 | 13 | $1.5M | 109,940 | 13 | 0 | 0 | 0.0% |
