DaveManuel.com · Institutional Ownership · Who Owns It
SPROTT FDS TR (SETM)
Institutional ownership reported to the SEC as of Q2 2026, across 15 quarters.
112
Reporting holders
$247.2M
Reported value
0.0%
Calls
0.0%
Puts
+14
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Paul R. Ried Financial Group, LLC | $28.8M | 923,972 | 12.58% | 7q | -8.0%-$2.5M |
| Treasurer of the State of North Carolina | $20.0M | 642,839 | 0.05% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $16.1M | 516,911 | 0.01% | 2q | +38133.1%+$16.1M |
| Perigon Wealth Management, LLC | $14.3M | 460,258 | 0.23% | new | NEW |
| Atria Investments, Inc | $13.9M | 444,813 | 0.14% | new | NEW |
| Thrivent Financial for Lutherans | $13.3M | 428,313 | 0.02% | 4q | +1.6%+$205.3K |
| BFI Infinity Ltd. | $12.6M | 404,253 | 3.74% | 3q | +2.9%+$353.2K |
| JANE STREET GROUP, LLC | $10.7M | 344,648 | 0.00% | 9q | -36.1%-$6.1M |
| Sumitomo Mitsui Trust Group, Inc. | $8.3M | 266,991 | 0.00% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $5.8M | 185,013 | 0.00% | 2q | +24.6%+$1.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.4M | 140,874 | 0.01% | 4q | +1.3%+$58.4K |
| LPL Financial LLC | $4.4M | 139,993 | 0.00% | 2q | +60.6%+$1.6M |
| STIFEL FINANCIAL CORP | $3.8M | 123,152 | 0.00% | 3q | +6.4%+$230.0K |
| GTS SECURITIES LLC | $3.8M | 121,089 | 0.08% | 3q | +599.1%+$3.2M |
| Fortis Advisors, LLC | $3.7M | 118,755 | 1.73% | 4q | HELD |
| Stegent Equity Advisors, Inc. | $3.6M | 116,747 | 2.61% | 3q | +220.1%+$2.5M |
| Baird Financial Group, Inc. | $3.5M | 112,831 | 0.00% | new | NEW |
| TKG Advisors, LLC | $3.3M | 105,953 | 1.15% | 3q | +2.5%+$79.8K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $3.2M | 103,159 | 0.16% | 2q | +182.5%+$2.1M |
| Inspire Advisors, LLC | $3.2M | 102,450 | 0.22% | 3q | +3.1%+$94.6K |
| OSAIC HOLDINGS, INC. | $3.1M | 98,300 | 0.00% | 4q | +27.7%+$664.1K |
| Cambridge Investment Research Advisors, Inc. | $3.0M | 96,251 | 0.00% | 4q | +14.1%+$371.4K |
| Empirical Asset Management, LLC | $2.9M | 91,514 | 0.64% | new | NEW |
| Carnegie Investment Counsel | $2.8M | 89,393 | 0.06% | 3q | +4.8%+$127.2K |
| Savvy Advisors, Inc. | $2.7M | 86,264 | 0.06% | 2q | +7.6%+$189.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.6M | 81,954 | 0.00% | 3q | +132.5%+$1.5M |
| ROYAL BANK OF CANADA | $2.5M | 79,820 | 0.00% | 10q | +1.4%+$35.4K |
| Steward Partners Investment Advisory, LLC | $2.4M | 76,029 | 0.01% | 3q | +18.0%+$361.1K |
| D. E. Shaw & Co., Inc. | $2.3M | 74,338 | 0.00% | 2q | +233.2%+$1.6M |
| ASSETMARK, INC | $2.3M | 73,895 | 0.00% | 2q | +0.8%+$17.5K |
| G&S Capital LLC | $2.2M | 72,108 | 0.65% | 3q | +1.1%+$25.2K |
| Vise Technologies, Inc. | $2.2M | 70,912 | 0.03% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.1M | 69,464 | 0.00% | 2q | +40.2%+$605.9K |
| Beacon Pointe Advisors, LLC | $1.7M | 53,057 | 0.01% | 2q | +35.0%+$428.2K |
| LeClair Wealth Partners LLC | $1.5M | 47,839 | 0.77% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 45,514 | 0.00% | 3q | +17.9%+$215.3K |
| Cetera Investment Advisers | $1.4M | 43,449 | 0.00% | 3q | -62.8%-$2.3M |
| HighTower Advisors, LLC | $1.3M | 41,496 | 0.00% | 5q | +1.4%+$17.2K |
| Brookstone Capital Management | $1.3M | 41,308 | 0.01% | 4q | -3.7%-$48.9K |
| Triton Wealth Management, PLLC | $1.3M | 43,000 | 0.39% | 3q | -35.6%-$701.4K |
| SCOTIA CAPITAL INC. | $1.2M | 39,264 | 0.00% | 5q | +6.5%+$74.7K |
| WT Wealth Management | $1.2M | 38,606 | 0.33% | 2q | -23.7%-$374.4K |
| Visionary Wealth Advisors | $1.2M | 37,263 | 0.05% | 2q | +17.8%+$175.3K |
| Janney Montgomery Scott LLC | $1.1M | 34,747 | 0.00% | 3q | +18.3%+$167.7K |
| PRIVATE TRUST CO NA | $1.0M | 33,689 | 0.08% | 3q | -7.9%-$89.9K |
| Ethos Financial Group, LLC | $1.0M | 36,432 | 0.07% | new | NEW |
| UBS Group AG | $965.6K | 30,987 | 0.00% | 2q | +179.3%+$619.9K |
| HRT FINANCIAL LP | $851.0K | 27,322 | 0.00% | new | NEW |
| Allied Private Wealth LLC | $843.6K | 28,588 | 0.54% | new | FIRST |
| Arax Advisory Partners | $729.7K | 23,419 | 0.00% | new | NEW |
| Harfst & Associates, Inc. | $729.6K | 23,415 | 0.11% | 2q | +5.4%+$37.1K |
| Dakota Wealth Management | $729.5K | 23,410 | 0.01% | 3q | +22.9%+$136.1K |
| Secure Asset Management, LLC | $723.7K | 23,226 | 0.10% | 2q | HELD |
| Cambridge Advisors Inc. | $722.5K | 23,186 | 0.12% | 2q | +81.5%+$324.3K |
| CATHY PARETO & ASSOCIATES, INC | $718.6K | 23,062 | 0.42% | 3q | +11.3%+$73.0K |
| Federation des caisses Desjardins du Quebec | $584.2K | 18,775 | 0.00% | 3q | +38.0%+$160.9K |
| CITADEL ADVISORS LLC | $579.5K | 18,598 | 0.00% | 2q | +19.8%+$95.8K |
| Lane Generational LLC | $561.2K | 18,010 | 0.49% | 6q | HELD |
| MML INVESTORS SERVICES, LLC | $512.5K | 16,447 | 0.00% | new | NEW |
| Brookwood Investment Group LLC | $426.2K | 13,679 | 0.05% | 3q | +2.7%+$11.3K |
| TCFG Investment Advisors, LLC | $397.8K | 12,766 | 0.13% | new | NEW |
| Belpointe Asset Management LLC | $385.8K | 12,381 | 0.01% | 3q | +6.6%+$23.8K |
| ASHTON THOMAS SECURITIES, LLC | $374.6K | 12,021 | 0.06% | new | NEW |
| Financial Security Advisor, Inc. | $351.6K | 11,282 | 0.06% | 5q | HELD |
| TWO SIGMA SECURITIES, LLC | $328.3K | 10,537 | 0.03% | new | NEW |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $325.2K | 10,453 | 0.00% | 3q | +6.8%+$20.6K |
| TD Waterhouse Canada Inc. | $319.7K | 10,338 | 0.00% | 2q | +535.0%+$269.3K |
| CIBC WORLD MARKET INC. | $311.4K | 9,995 | 0.00% | new | NEW |
| TRANSCEND CAPITAL ADVISORS, LLC | $298.7K | 9,586 | 0.02% | new | NEW |
| New England Private Wealth Advisors LLC | $278.1K | 9,632 | 0.03% | new | NEW |
| PFG Investments, LLC | $269.5K | 8,648 | 0.01% | 4q | HELD |
| Mezzasalma Advisors, LLC | $261.4K | 8,389 | 0.05% | new | NEW |
| AE Wealth Management LLC | $254.6K | 8,172 | 0.00% | 2q | +110.8%+$133.9K |
| Jaffetilchin Investment Partners, LLC | $241.4K | 7,746 | 0.01% | 5q | -44.6%-$194.0K |
| Cerity Partners LLC | $234.3K | 7,519 | 0.00% | new | NEW |
| Ameritas Advisory Services, LLC | $233.7K | 7,500 | 0.00% | new | NEW |
| Concurrent Investment Advisors, LLC | $230.6K | 7,400 | 0.00% | new | NEW |
| Arrowroot Family Office, LLC | $229.3K | 7,359 | 0.07% | 2q | +2.6%+$5.7K |
| Creative Planning | $225.8K | 7,246 | 0.00% | 2q | +3.1%+$6.9K |
| Summit Financial, LLC | $214.6K | 6,887 | 0.00% | new | NEW |
| Waverly Advisors, LLC | $175.4K | 5,629 | 0.00% | 2q | +13.6%+$20.9K |
| EverSource Wealth Advisors, LLC | $140.0K | 4,493 | 0.00% | new | NEW |
| NATIONAL BANK OF CANADA /FI/ | $129.2K | 4,153 | 0.00% | 12q | HELD |
| Crewe Advisors LLC | $124.8K | 4,005 | 0.01% | 2q | +23.5%+$23.8K |
| JTC Employer Solutions Trustee Ltd | $121.0K | 3,900 | 0.01% | 14q | HELD |
| AdvisorNet Financial, Inc | $113.1K | 3,630 | 0.01% | 4q | HELD |
| BANK OF MONTREAL /CAN/ | $74.4K | 2,387 | 0.00% | 3q | -6.4%-$5.1K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $66.5K | 2,133 | 0.00% | 3q | HELD |
| US BANCORP \DE\ | $65.4K | 2,100 | 0.00% | 2q | HELD |
| GFS Advisors, LLC | $53.0K | 55,989? | 0.00% | new | |
| Allworth Financial LP | $49.3K | 1,581 | 0.00% | 2q | +675.0%+$42.9K |
| Geneos Wealth Management Inc. | $46.7K | 1,500 | 0.00% | 2q | HELD |
| MORGAN STANLEY | $46.3K | 1,486 | 0.00% | 5q | +296.3%+$34.6K |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | $40.2K | 1,290 | 0.01% | new | NEW |
| Clearstead Advisors, LLC | $32.1K | 1,031 | 0.00% | new | NEW |
| BlackRock, Inc. | $29.4K | 943 | 0.00% | 2q | HELD |
| BFC Planning, Inc. | $28.2K | 904 | 0.00% | 4q | +17.6%+$4.2K |
| FARMERS & MERCHANTS INVESTMENTS INC | $28.0K | 900 | 0.00% | 2q | HELD |
| Keating Financial Advisory Services, Inc. | $26.7K | 857 | 0.00% | 2q | -0.9% |
| EVOLUTION WEALTH MANAGEMENT INC. | $24.3K | 780 | 0.01% | 2q | HELD |
Showing the largest 100 of 113 reported holders. The count of 112 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 35 | $67.3M | 2,301,494 | 6 | 13 | 5 | 0.0% |
| Q2 2026 | 112 | $247.2M | 7,942,811 | 30 | 49 | 13 | 0.0% |
| Q1 2026 | 98 | $165.5M | 4,999,004 | 44 | 33 | 12 | 0.0% |
| Q4 2025 | 61 | $114.4M | 3,927,028 | 35 | 16 | 4 | 0.0% |
| Q3 2025 | 29 | $59.8M | 2,375,953 | 15 | 5 | 4 | 0.0% |
| Q2 2025 | 14 | $25.6M | 1,477,555 | 6 | 1 | 3 | 0.0% |
| Q1 2025 | 10 | $19.1M | 1,348,641 | 2 | 3 | 3 | 0.0% |
| Q4 2024 | 9 | $18.4M | 1,218,958 | 1 | 2 | 4 | 0.0% |
| Q3 2024 | 7 | $2.4M | 132,894 | 1 | 2 | 3 | 0.0% |
| Q2 2024 | 6 | $2.3M | 132,583 | 1 | 2 | 1 | 0.0% |
| Q1 2024 | 5 | $727.0K | 41,652 | 2 | 0 | 2 | 0.0% |
| Q4 2023 | 5 | $2.4M | 136,096 | 0 | 2 | 2 | 0.0% |
| Q3 2023 | 7 | $4.6M | 339,319 | 3 | 1 | 0 | 0.0% |
| Q2 2023 | 4 | $2.6M | 294,031 | 2 | 1 | 0 | 0.0% |
| Q1 2023 | 4 | $3.2M | 183,279 | 4 | 0 | 0 | 0.0% |