DaveManuel.com · Institutional Ownership · Who Owns It
SPROTT ETF TRUST (SGDM)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
107
Reporting holders
$160.1M
Reported value
1.2%
Calls
0.0%
Puts
-19
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $15.0M | 238,950 | 0.00% | 28q | -26.3%-$5.4M |
| MORGAN STANLEY | $14.7M | 233,664 | 0.00% | 28q | +7.7%+$1.1M |
| Asset One Wealth Management LLC | $14.7M | 239,319 | 1.55% | 3q | +1.5%+$214.4K |
| CAPTRUST FINANCIAL ADVISORS | $12.0M | 191,179 | 0.02% | 25q | +1.4%+$171.3K |
| LPL Financial LLC | $7.6M | 121,139 | 0.00% | 28q | +6.4%+$460.0K |
| BANK OF AMERICA CORP /DE/ | $7.0M | 111,825 | 0.00% | 28q | +1.9%+$131.9K |
| RAYMOND JAMES FINANCIAL INC | $6.5M | 103,800 | 0.00% | 7q | +18.1%+$999.4K |
| WELLS FARGO & COMPANY/MN | $5.3M | 84,028 | 0.00% | 28q | +0.7%+$37.8K |
| SPROTT INC. | $4.0M | 63,638 | 0.13% | 19q | +111.8%+$2.1M |
| ROYAL BANK OF CANADA | $4.0M | 63,414 | 0.00% | 28q | -25.7%-$1.4M |
| OSAIC HOLDINGS, INC. | $3.6M | 57,204 | 0.00% | 26q | -18.5%-$816.0K |
| Cetera Investment Advisers | $3.3M | 52,506 | 0.00% | 10q | -17.9%-$720.7K |
| Riggs Asset Managment Co. Inc. | $3.2M | 51,656 | 0.58% | 6q | -2.1%-$70.5K |
| D.A. DAVIDSON & CO. | $3.0M | 47,275 | 0.02% | 4q | -8.2%-$265.9K |
| Auxano Advisors, LLC | $2.8M | 43,902 | 0.52% | 26q | +3.4%+$90.7K |
| Baird Financial Group, Inc. | $2.7M | 43,620 | 0.00% | 2q | +70.3%+$1.1M |
| THOR INVESTMENT MANAGEMENT INC /OH/ /ADV | $2.7M | 43,523 | 1.56% | 11q | -6.1%-$176.2K |
| HC Advisors, LLC | $2.7M | 43,191 | 1.65% | 18q | +3.8%+$99.8K |
| EVERGREEN CAPITAL MANAGEMENT LLC | $2.3M | 36,010 | 0.04% | 26q | HELD |
| CITADEL ADVISORS LLC | $2.2M incl. $1.8M options CALL | 5,858 | 0.00% | 6q | -84.9%-$12.2M |
| Kestra Advisory Services, LLC | $2.0M | 32,490 | 0.01% | 4q | +41.1%+$595.3K |
| Pekin Hardy Strauss, Inc. | $2.0M | 31,162 | 0.17% | 27q | +2.9%+$54.7K |
| JANE STREET GROUP, LLC | $1.9M | 30,803 | 0.00% | 3q | -7.9%-$165.5K |
| New Harbor Financial Group, LLC | $1.9M | 30,181 | 0.30% | 7q | +44.9%+$587.8K |
| Arax Advisory Partners | $1.9M | 29,665 | 0.01% | new | NEW |
| AMERIPRISE FINANCIAL INC | $1.8M | 34,255 | 0.00% | 22q | +12.5%+$200.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.7M | 27,306 | 0.00% | 28q | -3.9%-$69.2K |
| Federation des caisses Desjardins du Quebec | $1.4M | 22,328 | 0.00% | 28q | -0.8%-$11.1K |
| GTS SECURITIES LLC | $1.2M | 19,700 | 0.03% | 3q | +145.4%+$733.9K |
| Beacon Pointe Advisors, LLC | $1.2M | 19,583 | 0.01% | 4q | +2.3%+$28.0K |
| ADE, LLC | $1.2M | 19,355 | 0.51% | 23q | -1.0%-$12.6K |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $1.1M | 17,029 | 0.01% | 4q | HELD |
| MML INVESTORS SERVICES, LLC | $1.1M | 16,940 | 0.00% | 8q | -44.7%-$861.2K |
| Bayshore Capital Advisors, LLC | $1.0M | 16,400 | 0.48% | 3q | HELD |
| PFG Investments, LLC | $1.0M | 16,390 | 0.04% | 14q | -4.9%-$53.2K |
| 180 WEALTH ADVISORS, LLC | $962.9K | 15,316 | 0.10% | 3q | +88.3%+$451.5K |
| Rossby Financial, LCC | $927.8K | 14,758 | 0.17% | 7q | HELD |
| VestGen Advisors, LLC | $888.3K | 14,129 | 0.03% | 4q | +6.7%+$55.5K |
| CWA Asset Management Group, LLC | $848.7K | 13,500 | 0.03% | 8q | +0.7%+$6.3K |
| Kovack Advisors, Inc. | $746.3K | 11,780 | 0.04% | 25q | -2.1%-$15.8K |
| Stratos Wealth Partners, LTD. | $697.2K | 11,089 | 0.01% | 14q | -1.3%-$9.4K |
| Meridian Wealth Advisors, LLC | $628.7K | 10,000 | 0.07% | 10q | HELD |
| D. E. Shaw & Co., Inc. | $628.4K | 9,995 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $614.6K | 9,775 | 0.00% | 8q | -88.2%-$4.6M |
| BAROMETER CAPITAL MANAGEMENT INC. | $572.1K | 9,100 | 0.16% | 2q | +4.6%+$25.1K |
| Beaumont Financial Advisors, LLC | $498.4K | 7,928 | 0.03% | 5q | -2.3%-$11.6K |
| TD Waterhouse Canada Inc. | $493.0K | 7,819 | 0.00% | 2q | +36.4%+$131.6K |
| Cambridge Investment Research Advisors, Inc. | $488.0K | 7,772 | 0.00% | 4q | +108.9%+$254.4K |
| Barry Investment Advisors, LLC | $486.4K | 7,736 | 0.10% | 9q | HELD |
| Wealthcare Advisory Partners LLC | $472.3K | 7,512 | 0.01% | 17q | HELD |
| SATOVSKY ASSET MANAGEMENT LLC | $446.1K | 7,095 | 0.07% | 8q | HELD |
| Belvedere Trading LLC | $428.8K incl. $56.6K options CALL+PUT | 5,920 | 0.00% | 5q | +342.5%+$331.9K |
| Centurion Wealth Management LLC | $407.6K | 6,483 | 0.10% | 4q | -25.3%-$138.3K |
| Capital Wealth Alliance, LLC | $400.9K | 6,376 | 0.19% | 9q | -0.8%-$3.1K |
| Summit Financial, LLC | $398.7K | 6,341 | 0.00% | 4q | HELD |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | $362.7K | 5,769 | 0.16% | new | NEW |
| AdvisorNet Financial, Inc | $343.0K | 5,455 | 0.02% | 10q | +0.6%+$2.2K |
| AlphaStar Capital Management, LLC | $297.1K | 4,726 | 0.02% | 5q | HELD |
| Montis Financial, LLC | $280.9K | 4,468 | 0.06% | 6q | -2.9%-$8.3K |
| Wealth Alliance Advisory Group, LLC | $278.2K | 4,425 | 0.04% | 5q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $269.2K | 4,281 | 0.00% | 5q | HELD |
| Rockefeller Capital Management L.P. | $257.2K | 4,091 | 0.00% | 4q | -4.7%-$12.6K |
| HighTower Advisors, LLC | $252.7K | 4,020 | 0.00% | 3q | HELD |
| Integrated Wealth Concepts LLC | $244.5K | 3,888 | 0.00% | 3q | HELD |
| Gateway Wealth Partners, LLC | $239.4K | 3,807 | 0.01% | 2q | -47.9%-$220.3K |
| Prospera Financial Services Inc | $236.1K | 3,755 | 0.00% | 5q | -35.0%-$127.2K |
| Fiduciary Trust Co | $224.3K | 3,568 | 0.00% | 4q | HELD |
| BLAIR WILLIAM & CO/IL | $221.3K | 3,520 | 0.00% | 4q | HELD |
| Beirne Wealth Consulting Services, LLC | $220.0K | 3,500 | 0.04% | 6q | -50.0%-$220.0K |
| NICOLET BANKSHARES INC | $217.8K | 3,300 | 0.01% | 2q | HELD |
| Waverly Advisors, LLC | $214.1K | 3,406 | 0.00% | 2q | -6.3%-$14.3K |
| ENVESTNET ASSET MANAGEMENT INC | $209.0K | 3,325 | 0.00% | 7q | -17.1%-$43.0K |
| HBW ADVISORY SERVICES LLC | $200.1K | 3,182 | 0.02% | new | NEW |
| Hara Capital LLC | $191.8K | 3,050 | 0.10% | 8q | HELD |
| Premier Financial Group | $182.4K | 2,077 | 0.04% | 4q | +3.9%+$6.8K |
| Regatta Research & Money Management | $182.0K | 2,896 | 0.17% | new | FIRST |
| Geneos Wealth Management Inc. | $155.9K | 2,480 | 0.00% | 28q | -19.5%-$37.7K |
| Farther Finance Advisors, LLC | $145.0K | 2,307 | 0.00% | 5q | +104.7%+$74.2K |
| MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV | $91.7K | 1,458 | 0.08% | 3q | HELD |
| Hilltop National Bank | $78.6K | 1,250 | 0.02% | 5q | HELD |
| Blue Trust, Inc. | $76.5K | 1,216 | 0.00% | 8q | +305.3%+$57.6K |
| Synergy Investment Management, LLC | $61.4K | 977 | 0.01% | 2q | HELD |
| SIMPLEX TRADING, LLC | $58.9K incl. $55.3K options CALL+PUT | 57 | 0.00% | 9q | -96.3%-$1.5M |
| Qube Research & Technologies Ltd | $48.3K | 768 | 0.00% | new | NEW |
| FWL INVESTMENT MANAGEMENT, LLC | $47.2K | 750 | 0.01% | 7q | -25.0%-$15.7K |
| Atlatl Advisers LLC | $43.2K | 687 | 0.01% | new | NEW |
| FMR LLC | $32.1K | 511 | 0.00% | 8q | +0.6% |
| EverSource Wealth Advisors, LLC | $25.1K | 400 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $21.4K | 341 | 0.00% | 10q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $20.1K | 320 | 0.00% | 19q | +30.6%+$4.7K |
| Stonehage Fleming Financial Services Holdings Ltd | $18.8K | 299 | 0.00% | 9q | HELD |
| Parkside Financial Bank & Trust | $14.2K | 226 | 0.00% | 11q | HELD |
| Allworth Financial LP | $12.6K | 200 | 0.00% | 14q | -44.0%-$9.9K |
| Colonial Trust Co / SC | $11.5K | 180 | 0.00% | 2q | +125.0%+$6.4K |
| West Branch Capital LLC | $10.5K | 168 | 0.00% | 21q | HELD |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC. | $9.7K | 154 | 0.00% | 2q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $9.4K | 150 | 0.00% | 14q | +50.0%+$3.1K |
| BFC Planning, Inc. | $9.4K | 150 | 0.00% | 2q | HELD |
| Colonial Trust Advisors | $6.3K | 100 | 0.00% | new | NEW |
| Costello Asset Management, INC | $6.3K | 100 | 0.00% | 6q | HELD |
Showing the largest 100 of 107 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 28 | $21.5M | 290,964 | 2 | 5 | 6 | 0.0% |
| Q2 2026 | 107 | $160.1M | 2,525,718 | 8 | 32 | 32 | 1.2% |
| Q1 2026 | 126 | $206.3M | 2,696,726 | 22 | 23 | 47 | 1.0% |
| Q4 2025 | 114 | $198.5M | 2,791,327 | 11 | 27 | 37 | 1.3% |
| Q3 2025 | 111 | $172.7M | 2,765,886 | 25 | 23 | 23 | 0.7% |
| Q2 2025 | 94 | $114.6M | 2,512,140 | 16 | 21 | 26 | 0.7% |
| Q1 2025 | 78 | $84.7M | 2,222,235 | 14 | 16 | 17 | 0.4% |
| Q4 2024 | 77 | $62.2M | 2,238,571 | 7 | 19 | 24 | 0.1% |
| Q3 2024 | 75 | $70.9M | 2,284,404 | 10 | 15 | 22 | 0.0% |
| Q2 2024 | 68 | $63.5M | 2,376,690 | 11 | 13 | 20 | 0.1% |
| Q1 2024 | 64 | $78.9M | 3,109,599 | 10 | 12 | 21 | 0.0% |
| Q4 2023 | 62 | $66.5M | 2,662,555 | 7 | 18 | 21 | 0.0% |
| Q3 2023 | 55 | $55.3M | 2,416,775 | 3 | 8 | 26 | 0.0% |
| Q2 2023 | 61 | $72.4M | 2,785,545 | 6 | 20 | 16 | 0.0% |
| Q1 2023 | 69 | $75.3M | 2,665,288 | 19 | 14 | 17 | 0.0% |
| Q4 2022 | 58 | $62.0M | 2,509,292 | 9 | 18 | 18 | 0.0% |
| Q3 2022 | 54 | $51.6M | 2,419,077 | 8 | 18 | 14 | 0.0% |
| Q2 2022 | 50 | $53.2M | 2,192,272 | 4 | 16 | 13 | 0.0% |
| Q1 2022 | 56 | $72.3M | 2,128,407 | 11 | 13 | 11 | 0.5% |
| Q4 2021 | 50 | $53.9M | 1,969,766 | 10 | 18 | 9 | 0.0% |
| Q3 2021 | 44 | $129.6M | 5,220,557 | 3 | 11 | 13 | 0.0% |
| Q2 2021 | 56 | $147.9M | 5,230,084 | 7 | 13 | 14 | 0.0% |
| Q1 2021 | 54 | $143.3M | 5,347,008 | 10 | 16 | 14 | 0.0% |
| Q4 2020 | 49 | $156.2M | 5,112,209 | 6 | 14 | 10 | 0.0% |
| Q3 2020 | 44 | $779.5M | 23,263,056 | 5 | 19 | 11 | 0.0% |
| Q2 2020 | 44 | $926.1M | 29,306,578 | 12 | 18 | 6 | 0.0% |
| Q1 2020 | 35 | $407.5M | 20,538,723 | 2 | 7 | 12 | 0.0% |
| Q4 2019 | 43 | $519.6M | 20,658,413 | 5 | 10 | 11 | 0.0% |
| Q3 2019 | 39 | $474.6M | 20,724,370 | 37 | 0 | 0 | 0.0% |
| Q2 2019 | 35 | $426.7M | 19,399,816 | 6 | 8 | 6 | 0.0% |
| Q1 2019 | 38 | $381.5M | 20,144,833 | 6 | 11 | 7 | 0.0% |
| Q4 2018 | 34 | $463.5M | 26,516,111 | 1 | 0 | 3 | 0.0% |