DaveManuel.com · Institutional Ownership · Who Owns It
SPDR SERIES TRUST (SHM)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
400
Reporting holders
$3.1B
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $1.0B | 21,768,088 | 0.07% | 31q | +2.1%+$21.2M |
| GOLDMAN SACHS GROUP INC | $259.2M | 5,404,372 | 0.02% | 31q | +4.8%+$12.0M |
| WELLS FARGO & COMPANY/MN | $167.8M | 3,498,236 | 0.03% | 31q | -1.4%-$2.4M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $150.8M | 3,144,684 | 0.08% | 31q | +2.7%+$4.0M |
| ENVESTNET ASSET MANAGEMENT INC | $114.6M | 2,389,309 | 0.03% | 31q | +26.1%+$23.7M |
| Quent Capital, LLC | $110.3M | 2,299,297 | 6.77% | 19q | +6.4%+$6.6M |
| MORGAN STANLEY | $94.5M | 1,970,720 | 0.00% | 35q | -14.5%-$16.0M |
| PNC Financial Services Group, Inc. | $79.1M | 1,648,710 | 0.04% | 31q | -4.8%-$4.0M |
| MERCER GLOBAL ADVISORS INC /ADV | $67.9M | 1,415,493 | 0.08% | 30q | -8.4%-$6.2M |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $65.1M | 1,357,212 | 0.36% | 31q | -4.4%-$3.0M |
| LPL Financial LLC | $56.1M | 1,170,165 | 0.01% | 31q | +31.7%+$13.5M |
| CX Institutional | $53.8M | 1,121,562 | 1.55% | 10q | +0.8%+$418.1K |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | $35.9M | 749,168 | 0.47% | 11q | +0.7%+$234.8K |
| Financial Engines Advisors L.L.C. | $32.5M | 677,616 | 0.06% | 30q | +1.4%+$445.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $31.1M | 648,479 | 0.04% | 31q | +3.8%+$1.1M |
| Wealthcare Advisory Partners LLC | $28.5M | 593,505 | 0.54% | 31q | -1.2%-$340.8K |
| Gerber Kawasaki Wealth & Investment Management | $24.3M | 507,618 | 0.65% | 21q | +9.9%+$2.2M |
| Alaska Wealth Advisors, LLC | $23.6M | 492,292 | 2.56% | 31q | +5.4%+$1.2M |
| UBS Group AG | $23.3M | 485,685 | 0.00% | 31q | -0.8%-$193.5K |
| JPMORGAN CHASE & CO | $17.3M | 361,054 | 0.00% | 31q | +28.1%+$3.8M |
| STIFEL FINANCIAL CORP | $15.7M | 327,015 | 0.01% | 31q | -14.5%-$2.7M |
| Betterment LLC | $14.0M | 291,079 | 0.02% | 9q | -5.0%-$731.7K |
| RAYMOND JAMES FINANCIAL INC | $13.4M | 280,152 | 0.00% | 7q | +0.9%+$122.9K |
| AMERIPRISE FINANCIAL INC | $12.9M | 268,727 | 0.00% | 31q | +5.7%+$701.3K |
| SEI INVESTMENTS CO | $11.0M | 228,444 | 0.01% | 31q | -3.5%-$399.5K |
| Cetera Investment Advisers | $9.9M | 205,412 | 0.01% | 28q | +19.6%+$1.6M |
| TD PRIVATE CLIENT WEALTH LLC | $9.7M | 201,593 | 0.18% | 27q | -6.8%-$709.8K |
| Symmetry Partners, LLC | $9.6M | 199,906 | 0.49% | 31q | +6.4%+$572.7K |
| Prime Capital Investment Advisors, LLC | $9.5M | 198,099 | 0.09% | 13q | -5.0%-$496.3K |
| TRUIST FINANCIAL CORP | $9.5M | 197,588 | 0.01% | 27q | -1.7%-$163.3K |
| Waverly Advisors, LLC | $9.5M | 197,418 | 0.05% | 10q | +10.3%+$887.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $9.3M | 193,450 | 0.02% | 12q | +25.1%+$1.9M |
| TruNorth Capital Management, LLC | $9.1M | 189,285 | 1.46% | 10q | +7.0%+$590.6K |
| UMB Bank, n.a. | $8.9M | 186,016 | 0.11% | 3q | -23.0%-$2.7M |
| BlackRock, Inc. | $8.7M | 181,109 | 0.00% | 3q | +1.0%+$87.8K |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $8.0M | 166,860 | 0.12% | 31q | -0.9%-$74.0K |
| Allworth Financial LP | $7.6M | 158,979 | 0.03% | 31q | -17.1%-$1.6M |
| TRUSTMARK BANK TRUST DEPARTMENT | $7.2M | 149,790 | 0.43% | 32q | +1.1%+$77.7K |
| Beacon Pointe Advisors, LLC | $7.0M | 146,608 | 0.03% | 26q | -5.6%-$420.8K |
| NewEdge Advisors, LLC | $6.7M | 139,157 | 0.02% | 28q | HELD |
| McAdam, LLC | $6.4M | 134,384 | 0.25% | 31q | +22.9%+$1.2M |
| Concurrent Investment Advisors, LLC | $6.0M | 124,171 | 0.05% | 11q | +266.2%+$4.3M |
| Farther Finance Advisors, LLC | $5.9M | 122,519 | 0.05% | 15q | -2.9%-$176.5K |
| Foster Group, Inc. | $5.7M | 119,145 | 0.15% | 10q | -1.7%-$96.8K |
| ROYAL BANK OF CANADA | $5.7M | 118,097 | 0.00% | 31q | +0.9%+$49.0K |
| Strategies Wealth Advisors, LLC | $5.7M | 117,928 | 0.51% | 18q | -11.7%-$748.1K |
| MML INVESTORS SERVICES, LLC | $5.6M | 117,339 | 0.01% | 31q | +261.9%+$4.1M |
| OSAIC HOLDINGS, INC. | $5.3M | 111,171 | 0.01% | 26q | +1.9%+$97.4K |
| Cerity Partners LLC | $5.3M | 110,515 | 0.01% | 15q | +0.8%+$43.3K |
| Cullen/Frost Bankers, Inc. | $5.2M | 109,399 | 0.05% | 31q | +4.2%+$212.1K |
| Orion Porfolio Solutions, LLC | $5.0M | 104,645 | 0.04% | 31q | HELD |
| AUA CAPITAL MANAGEMENT, LLC | $4.8M | 100,483 | 2.23% | 17q | HELD |
| Ackerman Capital Advisors, LLC | $4.8M | 100,449 | 0.97% | 17q | -2.5%-$122.6K |
| BENJAMIN EDWARDS INC | $4.7M | 98,919 | 0.04% | 10q | -30.4%-$2.1M |
| Focus Partners Wealth | $4.7M | 98,851 | 0.00% | 11q | -2.0%-$94.8K |
| CHATHAM CAPITAL GROUP, INC. | $4.6M | 95,375 | 0.58% | 31q | -0.5%-$24.0K |
| ASSETMARK, INC | $4.5M | 93,901 | 0.01% | 31q | +7.4%+$311.5K |
| BANK OF MONTREAL /CAN/ | $4.5M | 93,847 | 0.00% | 31q | +6.5%+$273.2K |
| Paulson Wealth Management Inc. | $4.3M | 90,179 | 0.92% | 16q | -11.6%-$567.8K |
| Apella Capital, LLC | $4.2M | 88,138 | 0.06% | 25q | +1.0%+$40.0K |
| Brio Consultants, LLC | $4.1M | 86,254 | 0.48% | 13q | +1.3%+$52.9K |
| Bragg Financial Advisors, Inc | $3.8M | 80,113 | 0.10% | 31q | HELD |
| Smithfield Trust Co | $3.8M | 79,658 | 0.15% | 31q | +12.3%+$418.9K |
| GAMMA Investing LLC | $3.8M | 79,121 | 0.14% | 11q | +16.7%+$543.5K |
| Bleakley Financial Group, LLC | $3.6M | 74,764 | 0.05% | new | NEW |
| Elequin Capital, LP | $3.5M | 73,072 | 0.10% | 2q | +134.1%+$2.0M |
| Kestra Advisory Services, LLC | $3.4M | 71,329 | 0.01% | 24q | +23.9%+$659.4K |
| JAMES INVESTMENT RESEARCH, INC. | $3.4M | 69,944 | 0.34% | 31q | HELD |
| Janney Montgomery Scott LLC | $3.4M | 69,922 | 0.01% | 31q | -0.6%-$20.5K |
| Ameraudi Asset Management, Inc. | $3.3M | 69,577 | 1.51% | 27q | -0.7%-$24.0K |
| Royal Harbor Partners, LLC | $3.3M | 68,644 | 1.02% | new | NEW |
| GenTrust, LLC | $3.2M | 66,883 | 0.12% | 32q | -48.8%-$3.1M |
| Cambridge Investment Research Advisors, Inc. | $3.2M | 66,778 | 0.00% | 31q | +100.3%+$1.6M |
| Crestwood Advisors Group, LLC | $3.2M | 66,577 | 0.05% | 31q | -4.8%-$161.4K |
| RW Investment Management LLC | $3.1M | 63,821 | 0.27% | 14q | -2.2%-$68.9K |
| Creative Planning | $3.0M | 62,263 | 0.00% | 31q | +0.8%+$24.5K |
| PARK AVENUE SECURITIES LLC | $3.0M | 61,848 | 0.02% | new | NEW |
| EAGLE GLOBAL ADVISORS LLC | $2.8M | 59,333 | 0.09% | 31q | +6.7%+$179.9K |
| Columbia River Financial Group, LLC | $2.7M | 56,084 | 1.44% | 7q | +9.3%+$229.4K |
| Tilson Financial Group, Inc. | $2.7M | 55,746 | 0.74% | 15q | -0.8%-$21.5K |
| Rockefeller Capital Management L.P. | $2.6M | 53,870 | 0.00% | 30q | -26.2%-$915.5K |
| HighTower Advisors, LLC | $2.6M | 53,232 | 0.00% | 31q | -3.8%-$101.9K |
| Ascent Group, LLC | $2.5M | 52,529 | 0.08% | 11q | -17.6%-$536.5K |
| Focus Partners Advisor Solutions, LLC | $2.5M | 52,012 | 0.02% | 2q | HELD |
| FIFTH THIRD BANCORP | $2.4M | 49,793 | 0.00% | 4q | -6.9%-$176.4K |
| OLD NATIONAL BANCORP /IN/ | $2.4M | 49,556 | 0.05% | 31q | -2.5%-$62.0K |
| Parkside Financial Bank & Trust | $2.4M | 49,378 | 0.16% | 31q | +4.8%+$108.5K |
| Charles Schwab Trust Co | $2.3M | 48,394 | 0.13% | 5q | HELD |
| Alaska Permanent Capital Management, LLC | $2.3M | 48,194 | 0.15% | 31q | +76.8%+$1.0M |
| Dynamic Advisor Solutions LLC | $2.3M | 48,056 | 0.07% | 6q | +1.8%+$40.8K |
| Leisure Capital Management | $2.3M | 47,883 | 0.72% | 31q | HELD |
| Elmwood Wealth Management, Inc. | $2.3M | 47,159 | 0.57% | 8q | +18.6%+$354.6K |
| Regal Investment Advisors LLC | $2.3M | 47,023 | 0.12% | 31q | +1.5%+$34.3K |
| Independent Advisor Alliance | $2.2M | 46,698 | 0.05% | 5q | -59.4%-$3.3M |
| McNaughton Wealth Management, LLC | $2.2M | 46,166 | 0.79% | 27q | -3.5%-$79.8K |
| Detalus Advisors, LLC | $2.2M | 45,737 | 0.43% | 26q | -13.2%-$335.0K |
| ALTFEST L J & CO INC | $2.2M | 45,484 | 0.21% | 18q | -3.1%-$69.4K |
| Sage Mountain Advisors LLC | $2.2M | 45,104 | 0.13% | 4q | +29.5%+$493.5K |
| Mariner, LLC | $2.2M | 44,972 | 0.00% | 24q | -5.2%-$117.9K |
| Precision Wealth Strategies, LLC | $2.2M | 44,926 | 0.65% | 5q | -51.5%-$2.3M |
Showing the largest 100 of 400 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 158 | $307.5M | 6,591,735 | 14 | 49 | 57 | 0.0% |
| Q2 2026 | 400 | $3.1B | 64,085,237 | 29 | 118 | 137 | 0.0% |
| Q1 2026 | 399 | $3.1B | 63,769,095 | 27 | 118 | 137 | 0.0% |
| Q4 2025 | 400 | $3.2B | 65,717,513 | 32 | 119 | 132 | 0.0% |
| Q3 2025 | 385 | $3.1B | 65,252,220 | 21 | 113 | 129 | 0.0% |
| Q2 2025 | 396 | $3.2B | 66,317,780 | 24 | 104 | 171 | 0.0% |
| Q1 2025 | 411 | $3.2B | 66,921,987 | 31 | 99 | 170 | 0.0% |
| Q4 2024 | 411 | $3.4B | 71,484,819 | 32 | 124 | 131 | 0.0% |
| Q3 2024 | 405 | $3.4B | 71,475,277 | 24 | 92 | 161 | 0.0% |
| Q2 2024 | 422 | $3.7B | 77,518,381 | 27 | 109 | 171 | 0.0% |
| Q1 2024 | 428 | $4.2B | 88,825,348 | 31 | 104 | 181 | 0.0% |
| Q4 2023 | 432 | $4.2B | 88,454,395 | 49 | 103 | 185 | 0.0% |
| Q3 2023 | 405 | $3.7B | 79,099,989 | 30 | 93 | 171 | 0.0% |
| Q2 2023 | 428 | $4.0B | 83,961,532 | 29 | 120 | 167 | 0.0% |
| Q1 2023 | 434 | $4.0B | 84,531,839 | 29 | 107 | 182 | 0.0% |
| Q4 2022 | 465 | $4.4B | 93,487,748 | 57 | 117 | 184 | 0.0% |
| Q3 2022 | 439 | $21.1B | 458,484,776 | 47 | 113 | 176 | 0.0% |
| Q2 2022 | 468 | $27.4B | 579,690,122 | 68 | 114 | 182 | 0.0% |
| Q1 2022 | 453 | $21.8B | 462,971,729 | 37 | 141 | 150 | 0.0% |
| Q4 2021 | 470 | $23.3B | 473,274,513 | 39 | 126 | 144 | 0.0% |
| Q3 2021 | 435 | $18.2B | 369,360,984 | 35 | 149 | 126 | 0.0% |
| Q2 2021 | 427 | $17.3B | 349,643,946 | 36 | 153 | 114 | 0.0% |
| Q1 2021 | 423 | $15.6B | 314,155,909 | 43 | 160 | 111 | 0.0% |
| Q4 2020 | 417 | $14.5B | 291,274,868 | 29 | 141 | 106 | 0.1% |
| Q3 2020 | 395 | $13.3B | 266,898,254 | 39 | 144 | 105 | 0.0% |
| Q2 2020 | 385 | $13.6B | 273,468,555 | 32 | 128 | 127 | 0.0% |
| Q1 2020 | 387 | $11.2B | 229,775,922 | 49 | 118 | 138 | 0.0% |
| Q4 2019 | 373 | $13.4B | 272,178,830 | 27 | 127 | 83 | 0.0% |
| Q3 2019 | 348 | $3.8B | 78,052,415 | 29 | 104 | 108 | 0.0% |
| Q2 2019 | 350 | $5.6B | 113,749,792 | 25 | 107 | 112 | 0.0% |
| Q1 2019 | 356 | $4.0B | 83,076,054 | 47 | 85 | 125 | 0.0% |
| Q4 2018 | 337 | $5.7B | 118,973,631 | 2 | 4 | 11 | 0.0% |