DaveManuel.com · Institutional Ownership · Who Owns It
EA SERIES TRUST (SHOC)
Institutional ownership reported to the SEC as of Q2 2026, across 16 quarters.
51
Reporting holders
$41.3M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | $9.1M | 74,374 | 0.01% | 14q | +82.0%+$4.1M |
| LPL Financial LLC | $5.1M | 41,655 | 0.00% | 10q | +17.2%+$747.3K |
| Demars Financial Group, LLC | $2.8M | 22,977 | 0.78% | 10q | -16.0%-$534.7K |
| GWN SECURITIES INC. | $1.8M | 14,496 | 0.30% | 6q | +0.6%+$10.0K |
| Dynamic Advisor Solutions LLC | $1.7M | 14,256 | 0.05% | 2q | HELD |
| HighTower Advisors, LLC | $1.7M | 13,703 | 0.00% | 7q | +11.4%+$170.5K |
| Brookstone Capital Management | $1.7M | 13,538 | 0.02% | 11q | -24.9%-$547.3K |
| GTS SECURITIES LLC | $1.4M | 11,465 | 0.03% | 6q | -30.0%-$599.2K |
| UPTICK PARTNERS, LLC | $1.3M | 10,584 | 0.20% | 7q | +1.1%+$13.9K |
| BIRCH FINANCIAL GROUP, LLC | $1.2M | 9,502 | 0.60% | 5q | -15.5%-$213.2K |
| Cetera Investment Advisers | $1.1M | 9,193 | 0.00% | 6q | -66.9%-$2.3M |
| CITADEL ADVISORS LLC | $1.0M | 8,450 | 0.00% | 2q | +110.7%+$541.6K |
| JONES FINANCIAL COMPANIES LLLP | $997.2K | 8,733 | 0.00% | 7q | +168.1%+$625.3K |
| Global Endowment Management, LP | $854.0K | 7,000 | 0.09% | 9q | HELD |
| HARBOUR INVESTMENTS, INC. | $807.8K | 6,622 | 0.01% | 12q | HELD |
| Mariner, LLC | $763.6K | 6,260 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $716.7K | 5,875 | 0.00% | 5q | -5.9%-$45.1K |
| OSAIC HOLDINGS, INC. | $716.5K | 5,875 | 0.00% | 15q | -20.4%-$183.8K |
| D'Orazio & Associates, Inc. | $661.8K | 5,425 | 0.08% | 11q | HELD |
| Visionary Wealth Advisors | $658.2K | 5,395 | 0.03% | 14q | -4.0%-$27.2K |
| Equitable Holdings, Inc. | $585.2K | 4,797 | 0.00% | 2q | +18.4%+$91.0K |
| HRT FINANCIAL LP | $548.0K | 4,494 | 0.00% | new | NEW |
| Kestra Advisory Services, LLC | $437.1K | 3,583 | 0.00% | 5q | -10.1%-$49.3K |
| PW Nova Financial Services LLC | $388.8K | 3,187 | 0.08% | 2q | HELD |
| Independent Wealth Network Inc. | $341.6K | 2,800 | 0.09% | new | NEW |
| Lauterbach Financial Advisors, LLC | $282.4K | 2,315 | 0.12% | new | NEW |
| Parallel Advisors, LLC | $273.1K | 2,239 | 0.00% | 13q | HELD |
| GOLDMAN SACHS GROUP INC | $260.4K | 2,135 | 0.00% | new | NEW |
| CIBC Bancorp USA Inc. | $244.5K | 2,004 | 0.00% | new | NEW |
| Fortis Group Advisors, LLC | $239.2K | 1,961 | 0.04% | new | NEW |
| Hilltop Holdings Inc. | $237.9K | 1,950 | 0.02% | new | NEW |
| JPMORGAN CHASE & CO | $235.9K | 2,004 | 0.00% | 4q | HELD |
| Lido Advisors, LLC | $213.8K | 1,752 | 0.00% | new | NEW |
| AE Wealth Management LLC | $146.3K | 1,199 | 0.00% | 7q | HELD |
| Russell Investments Group, Ltd. | $142.7K | 1,170 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $126.0K | 1,036 | 0.00% | 13q | -11.9%-$17.0K |
| IFG Advisory, LLC | $99.7K | 817 | 0.00% | 2q | +1534.0%+$93.6K |
| UBS Group AG | $75.3K | 617 | 0.00% | 4q | -61.6%-$120.6K |
| Kingdom Financial Group LLC. | $68.9K | 565 | 0.02% | 3q | -8.7%-$6.6K |
| Global Retirement Partners, LLC | $67.1K | 550 | 0.00% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $61.0K | 500 | 0.00% | new | NEW |
| FMR LLC | $57.9K | 475 | 0.00% | 9q | -1.0% |
| IFP Advisors, Inc | $44.0K | 361 | 0.00% | 15q | HELD |
| MORGAN STANLEY | $32.7K | 267 | 0.00% | 10q | +32.2%+$8.0K |
| Allworth Financial LP | $25.3K | 207 | 0.00% | 15q | -12.3%-$3.5K |
| Geneos Wealth Management Inc. | $24.4K | 200 | 0.00% | 7q | HELD |
| IMG Wealth Management, Inc. | $22.8K | 187 | 0.01% | 7q | HELD |
| Main Street Group, LTD | $22.0K | 180 | 0.01% | new | NEW |
| LANARK FINANCIAL, INC. | $13.5K | 111 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $6.1K | 50 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $157 | 1 | 0.00% | 7q | -50.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 14 | $8.2M | 73,407 | 3 | 2 | 2 | 0.0% |
| Q2 2026 | 51 | $41.3M | 339,092 | 14 | 10 | 15 | 0.0% |
| Q1 2026 | 43 | $24.3M | 338,208 | 9 | 14 | 11 | 0.0% |
| Q4 2025 | 38 | $19.5M | 284,828 | 3 | 13 | 10 | 0.0% |
| Q3 2025 | 37 | $16.9M | 271,307 | 5 | 13 | 12 | 0.0% |
| Q2 2025 | 35 | $14.6M | 274,024 | 5 | 10 | 12 | 0.0% |
| Q1 2025 | 35 | $22.5M | 767,013 | 4 | 12 | 6 | 0.0% |
| Q4 2024 | 34 | $22.6M | 811,320 | 11 | 7 | 6 | 0.0% |
| Q3 2024 | 27 | $9.5M | 202,112 | 2 | 7 | 7 | 0.0% |
| Q2 2024 | 30 | $12.4M | 245,838 | 10 | 10 | 4 | 0.0% |
| Q1 2024 | 22 | $6.2M | 138,992 | 5 | 7 | 2 | 0.0% |
| Q4 2023 | 18 | $4.4M | 112,722 | 6 | 5 | 3 | 0.0% |
| Q3 2023 | 13 | $2.8M | 86,874 | 4 | 3 | 3 | 0.0% |
| Q2 2023 | 15 | $2.6M | 73,954 | 3 | 7 | 2 | 0.0% |
| Q1 2023 | 12 | $1.0M | 32,925 | 3 | 3 | 1 | 0.0% |
| Q4 2022 | 10 | $980.4K | 39,883 | 10 | 0 | 0 | 0.0% |