DaveManuel.com · Institutional Ownership · Who Owns It
DBX ETF TR (SHYL)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
58
Reporting holders
$129.0M
Reported value
0.0%
Calls
0.0%
Puts
+9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $27.7M | 624,517 | 0.01% | 12q | +12.4%+$3.1M |
| BANK OF AMERICA CORP /DE/ | $27.6M | 622,146 | 0.00% | 30q | +7.0%+$1.8M |
| AMERIPRISE FINANCIAL INC | $9.7M | 199,882 | 0.00% | 29q | -6.3%-$652.1K |
| Concurrent Investment Advisors, LLC | $9.3M | 210,216 | 0.08% | 9q | +7.3%+$631.9K |
| Seros Financial, LLC | $4.9M | 110,581 | 2.56% | 4q | +7.5%+$343.7K |
| CANTOR FITZGERALD INVESTMENT ADVISORS L.P. | $4.4M | 99,306 | 0.30% | 25q | +2.9%+$124.3K |
| MORGAN STANLEY | $4.3M | 96,262 | 0.00% | 4q | +108.1%+$2.2M |
| Sanctuary Advisors, LLC | $3.7M | 83,207 | 0.02% | 9q | +1.0%+$35.9K |
| ABLE Financial Group, LLC | $3.4M | 76,428 | 0.57% | 7q | +1.2%+$39.7K |
| Mutual Advisors, LLC | $2.9M | 65,691 | 0.05% | 5q | +44.0%+$891.5K |
| OSAIC HOLDINGS, INC. | $2.6M | 57,749 | 0.00% | 10q | +1.2%+$31.5K |
| Orion Porfolio Solutions, LLC | $2.3M | 51,564 | 0.02% | 14q | -4.9%-$117.6K |
| ROYAL BANK OF CANADA | $2.1M | 47,662 | 0.00% | 31q | -30.1%-$913.1K |
| INVENIO WEALTH PARTNERS LLC | $2.0M | 44,994 | 0.72% | new | NEW |
| Focus Financial Network, Inc. | $1.9M | 42,058 | 0.06% | 4q | +42.9%+$561.0K |
| Encompass More Asset Management | $1.6M | 35,149 | 0.23% | 2q | +6.9%+$101.1K |
| JANE STREET GROUP, LLC | $1.5M | 34,077 | 0.00% | 16q | +118.7%+$821.9K |
| Atria Investments, Inc | $1.4M | 32,619 | 0.01% | 14q | -1.0%-$14.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.4M | 31,132 | 0.00% | 4q | -1.9%-$26.8K |
| ENVESTNET ASSET MANAGEMENT INC | $1.2M | 27,971 | 0.00% | 18q | -3.3%-$42.5K |
| Rialto Wealth Management, LLC | $1.1M | 24,637 | 0.22% | 7q | +11.5%+$112.5K |
| Janney Montgomery Scott LLC | $921.0K | 20,720 | 0.00% | 3q | +4.8%+$42.0K |
| Burnham & Co LLC | $843.1K | 18,975 | 0.68% | new | FIRST |
| PFG Advisors | $755.0K | 16,992 | 0.04% | 13q | -1.5%-$11.3K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $719.5K | 16,275 | 0.04% | 5q | HELD |
| Perigon Wealth Management, LLC | $652.8K | 14,693 | 0.01% | 6q | -0.6%-$4.2K |
| Fifth Third Securities, Inc. | $646.1K | 14,541 | 0.04% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $634.0K | 14,248 | 0.00% | 9q | +128.7%+$356.8K |
| Gladstone Institutional Advisory LLC | $610.4K | 13,739 | 0.02% | 2q | +26.9%+$129.5K |
| USAdvisors Wealth Management, LLC | $496.0K | 11,181 | 0.14% | 10q | +6.2%+$29.0K |
| ASSETMARK, INC | $484.1K | 10,895 | 0.00% | 25q | +4.3%+$20.1K |
| DAVENPORT & Co LLC | $419.5K | 9,441 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $404.0K | 9,093 | 0.00% | new | NEW |
| M.E. ALLISON & CO., INC. | $399.9K | 9,000 | 0.23% | 4q | HELD |
| Geneos Wealth Management Inc. | $394.9K | 8,888 | 0.01% | 18q | HELD |
| Diversify Advisory Services, LLC | $394.1K | 8,970 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $394.1K | 8,970 | 0.01% | 2q | +2.5%+$9.8K |
| Braeburn Wealth Management LLC | $355.4K | 8,000 | 0.15% | 3q | HELD |
| Cetera Investment Advisers | $289.1K | 6,506 | 0.00% | 4q | +6.2%+$16.7K |
| FLAGSHIP HARBOR ADVISORS, LLC | $288.8K | 6,500 | 0.01% | new | NEW |
| BENJAMIN EDWARDS INC | $259.5K | 5,833 | 0.00% | 3q | +6.6%+$16.1K |
| RAYMOND JAMES FINANCIAL INC | $247.6K | 5,572 | 0.00% | 7q | -15.9%-$46.7K |
| Advisory Services Network, LLC | $245.2K | 5,519 | 0.00% | 5q | HELD |
| MONEY CONCEPTS CAPITAL CORP | $238.5K | 5,368 | 0.01% | 5q | -2.8%-$7.0K |
| Allworth Financial LP | $205.6K | 4,627 | 0.00% | 19q | -6.4%-$14.1K |
| Financial Gravity Companies, Inc. | $204.9K | 4,612 | 0.03% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $132.7K | 2,987 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $77.1K | 1,736 | 0.00% | 2q | +62.5%+$29.7K |
| Coston, McIsaac & Partners | $62.0K | 1,397 | 0.01% | new | NEW |
| Copia Wealth Management | $61.8K | 1,392 | 0.04% | 6q | HELD |
| Cape Investment Advisory, Inc. | $41.2K | 927 | 0.01% | new | NEW |
| Global Retirement Partners, LLC | $32.2K | 724 | 0.00% | 5q | HELD |
| Archer Investment Corp | $10.9K | 246 | 0.00% | 9q | +100.0%+$5.5K |
| Silver Grove Financial Group, Inc. | $1.8K | 40 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $1.3K | 29 | 0.00% | 2q | HELD |
| FMR LLC | $793 | 18 | 0.00% | 2q | -30.8% |
| JONES FINANCIAL COMPANIES LLLP | $310 | 7 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $23 | 1 | 0.00% | 8q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 24 | $40.0M | 945,548 | 2 | 15 | 4 | 0.0% |
| Q2 2026 | 58 | $129.0M | 2,886,510 | 11 | 24 | 12 | 0.0% |
| Q1 2026 | 49 | $114.4M | 2,577,956 | 8 | 13 | 19 | 0.0% |
| Q4 2025 | 49 | $116.3M | 2,585,576 | 8 | 18 | 13 | 0.0% |
| Q3 2025 | 44 | $126.3M | 2,781,981 | 10 | 21 | 5 | 0.0% |
| Q2 2025 | 39 | $82.0M | 1,822,547 | 7 | 16 | 9 | 0.0% |
| Q1 2025 | 39 | $82.2M | 1,843,566 | 7 | 19 | 10 | 0.0% |
| Q4 2024 | 42 | $77.0M | 1,720,441 | 9 | 15 | 11 | 0.0% |
| Q3 2024 | 31 | $61.7M | 1,353,030 | 3 | 17 | 7 | 0.0% |
| Q2 2024 | 32 | $59.8M | 1,357,108 | 8 | 14 | 5 | 0.0% |
| Q1 2024 | 32 | $62.6M | 1,406,141 | 4 | 7 | 13 | 0.0% |
| Q4 2023 | 34 | $62.8M | 1,416,210 | 7 | 10 | 10 | 0.0% |
| Q3 2023 | 28 | $59.4M | 1,380,616 | 4 | 16 | 4 | 0.0% |
| Q2 2023 | 30 | $52.8M | 1,214,647 | 5 | 8 | 12 | 0.0% |
| Q1 2023 | 29 | $46.0M | 1,061,976 | 9 | 7 | 9 | 0.0% |
| Q4 2022 | 26 | $27.8M | 653,337 | 4 | 4 | 12 | 0.0% |
| Q3 2022 | 25 | $37.1M | 890,750 | 6 | 7 | 8 | 0.0% |
| Q2 2022 | 19 | $34.0M | 804,939 | 2 | 5 | 8 | 0.0% |
| Q1 2022 | 20 | $47.7M | 1,185,651 | 3 | 5 | 8 | 0.0% |
| Q4 2021 | 20 | $40.0M | 845,315 | 6 | 5 | 2 | 0.0% |
| Q3 2021 | 17 | $39.1M | 817,800 | 5 | 3 | 4 | 0.0% |
| Q2 2021 | 15 | $43.1M | 897,535 | 1 | 7 | 2 | 0.0% |
| Q1 2021 | 14 | $33.6M | 753,639 | 6 | 2 | 0 | 0.0% |
| Q4 2020 | 10 | $29.9M | 628,839 | 1 | 6 | 2 | 0.0% |
| Q3 2020 | 14 | $29.0M | 638,662 | 3 | 3 | 6 | 0.0% |
| Q2 2020 | 13 | $38.7M | 864,772 | 5 | 6 | 2 | 0.0% |
| Q1 2020 | 11 | $18.8M | 439,526 | 2 | 5 | 3 | 0.0% |
| Q4 2019 | 9 | $17.2M | 352,901 | 0 | 5 | 4 | 0.0% |
| Q3 2019 | 10 | $17.3M | 355,985 | 1 | 6 | 1 | 0.0% |
| Q2 2019 | 10 | $14.6M | 296,983 | 2 | 3 | 2 | 0.0% |
| Q1 2019 | 12 | $20.5M | 417,249 | 3 | 2 | 6 | 0.0% |
| Q4 2018 | 17 | $50.4M | 882,250 | 0 | 1 | 1 | 0.0% |