SIEBERT FINL CORP COM (SIEB)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
Institutions report 2,895,779 shares against 41,100,936 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CANTOR FITZGERALD, L. P. | $1.7M | 1,031,822 | 0.01% | new | NEW |
| VANGUARD CAPITAL MANAGEMENT LLC | $907.0K | 549,720 | 0.00% | 2q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $419.2K | 253,888 | 0.00% | 31q | -41.7%-$299.9K |
| Cetera Investment Advisers | $242.5K | 146,990 | 0.00% | 9q | HELD |
| MILLENNIUM MANAGEMENT LLC | $200.0K | 121,232 | 0.00% | new | NEW |
| VANGUARD FIDUCIARY TRUST CO | $177.6K | 107,626 | 0.00% | 2q | -4.7%-$8.7K |
| BlackRock, Inc. | $168.2K | 101,946 | 0.00% | 8q | -86.9%-$1.1M |
| GOLDMAN SACHS GROUP INC | $92.7K | 56,158 | 0.00% | 5q | +55.7%+$33.1K |
| JANE STREET GROUP, LLC | $92.0K | 55,771 | 0.00% | new | NEW |
| STATE STREET CORP | $83.6K | 50,650 | 0.00% | 31q | -64.9%-$154.4K |
| CITADEL ADVISORS LLC | $80.7K | 48,906 | 0.00% | 2q | +78.8%+$35.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $79.7K | 48,308 | 0.00% | 3q | +68.5%+$32.4K |
| NORTHERN TRUST CORP | $69.8K | 42,312 | 0.00% | 31q | -69.5%-$158.9K |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $58.3K | 35,307 | 0.00% | 5q | -38.3%-$36.2K |
| DIMENSIONAL FUND ADVISORS LP | $43.5K | 26,299 | 0.00% | 5q | -24.5%-$14.1K |
| AQR CAPITAL MANAGEMENT LLC | $41.7K | 25,273 | 0.00% | new | NEW |
| UBS Group AG | $36.8K | 22,296 | 0.00% | 7q | -86.1%-$228.2K |
| MORGAN STANLEY | $36.4K | 22,084 | 0.00% | 28q | +168.3%+$22.9K |
| Williams & Novak, LLC | $36.1K | 21,900 | 0.02% | 2q | +38.6%+$10.1K |
| Qube Research & Technologies Ltd | $35.2K | 21,315 | 0.00% | new | NEW |
| RENAISSANCE TECHNOLOGIES LLC | $34.6K | 21,000 | 0.00% | 9q | -3.7%-$1.3K |
| XTX Topco Ltd | $29.3K | 17,780 | 0.00% | new | NEW |
| AMERICAN CENTURY COMPANIES INC | $19.0K | 11,545 | 0.00% | 4q | -11.8%-$2.5K |
| Point72 Asset Management, L.P. | $18.8K | 11,398 | 0.00% | new | NEW |
| Vanguard Global Advisers, LLC | $15.6K | 9,447 | 0.00% | 2q | HELD |
| Russell Investments Group, Ltd. | $14.6K | 8,859 | 0.00% | 4q | +656.5%+$12.7K |
| OSAIC HOLDINGS, INC. | $13.4K | 8,130 | 0.00% | 22q | -25.6%-$4.6K |
| RHUMBLINE ADVISERS | $12.2K | 7,380 | 0.00% | 5q | -58.5%-$17.2K |
| ROYAL BANK OF CANADA | $11.0K | 6,728 | 0.00% | 5q | +41.5%+$3.2K |
| Tower Research Capital LLC (TRC) | $1.7K | 1,060 | 0.00% | 5q | -86.5%-$11.2K |
| BARCLAYS PLC | $1.1K | 654 | 0.00% | 5q | -78.3%-$3.9K |
| Arax Advisory Partners | $951 | 576 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $815 | 482 | 0.00% | 13q | -92.3%-$9.7K |
| CITIGROUP INC | $660 | 400 | 0.00% | 5q | -39.8% |
| FMR LLC | $314 | 190 | 0.00% | 5q | -95.8%-$7.2K |
| BNP PARIBAS FINANCIAL MARKETS | $167 | 101 | 0.00% | 31q | -96.8%-$5.0K |
| EverSource Wealth Advisors, LLC | $121 | 73 | 0.00% | 2q | +160.7% |
| Allworth Financial LP | $95 | 57 | 0.00% | 2q | +111.1% |
| Essential Partners LLC | $68 | 41 | 0.00% | 2q | -70.1% |
| Farther Finance Advisors, LLC | $40 | 24 | 0.00% | 2q | +700.0% |
| ROTHSCHILD INVESTMENT LLC | $21 | 13 | 0.00% | 2q | +550.0% |
| IFP Advisors, Inc | $18 | 11 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $17 | 10 | 0.00% | 15q | -99.8%-$9.0K |
| Fortitude Family Office, LLC | $17 | 10 | 0.00% | new | NEW |
| Caitong International Asset Management Co., Ltd | $7 | 4 | 0.00% | new | NEW |
| True Wealth Design, LLC | $4 | 2 | 0.00% | 2q | -50.0% |
| SJS Investment Consulting Inc. | $2 | 1 | 0.00% | new | NEW |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-25 | 2026-09-22 | Directors or officers departed or appointed | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 5 | $27.4K | 12,729 | 0 | 0 | 4 | 0.0% |
| Q2 2026 | 47 | $4.8M | 2,895,779 | 11 | 11 | 21 | 0.0% |
| Q1 2026 | 55 | $6.1M | 3,195,975 | 11 | 10 | 17 | 0.0% |
| Q4 2025 | 48 | $11.4M | 3,241,277 | 2 | 14 | 14 | 0.0% |
| Q3 2025 | 49 | $10.3M | 3,525,608 | 7 | 18 | 9 | 0.3% |
| Q2 2025 | 48 | $14.3M | 3,211,545 | 29 | 11 | 5 | 1.1% |
| Q1 2025 | 23 | $3.3M | 1,066,443 | 1 | 8 | 7 | 3.2% |
| Q4 2024 | 24 | $3.5M | 1,064,505 | 6 | 11 | 3 | 4.5% |
| Q3 2024 | 20 | $2.4M | 915,197 | 4 | 5 | 5 | 2.0% |
| Q2 2024 | 19 | $1.4M | 815,822 | 4 | 6 | 5 | 0.8% |
| Q1 2024 | 17 | $1.4M | 638,695 | 3 | 3 | 4 | 6.8% |
| Q4 2023 | 16 | $1.1M | 605,549 | 1 | 6 | 4 | 4.6% |
| Q3 2023 | 18 | $1.2M | 615,519 | 3 | 5 | 4 | 1.4% |
| Q2 2023 | 18 | $1.7M | 609,454 | 6 | 4 | 2 | 8.9% |
| Q1 2023 | 14 | $892.4K | 457,461 | 2 | 3 | 6 | 2.0% |
| Q4 2022 | 16 | $798.3K | 566,607 | 5 | 3 | 1 | 3.9% |
| Q3 2022 | 12 | $835.0K | 508,820 | 0 | 3 | 1 | 10.2% |
| Q2 2022 | 12 | $870.0K | 496,468 | 0 | 6 | 4 | 11.6% |
| Q1 2022 | 18 | $1.3M | 519,852 | 1 | 6 | 8 | 14.7% |
| Q4 2021 | 21 | $2.0M | 710,056 | 5 | 7 | 7 | 19.4% |
| Q3 2021 | 23 | $3.0M | 685,588 | 0 | 8 | 11 | 22.1% |
| Q2 2021 | 34 | $6.2M | 987,347 | 8 | 3 | 20 | 23.4% |
| Q1 2021 | 41 | $10.0M | 2,145,086 | 17 | 14 | 8 | 13.6% |
| Q4 2020 | 31 | $8.0M | 1,904,274 | 5 | 12 | 7 | 0.3% |
| Q3 2020 | 32 | $6.1M | 1,851,290 | 3 | 9 | 10 | 2.2% |
| Q2 2020 | 31 | $10.4M | 2,008,699 | 6 | 13 | 5 | 2.1% |
| Q1 2020 | 30 | $14.5M | 2,013,823 | 4 | 12 | 6 | 0.1% |
| Q4 2019 | 29 | $12.9M | 1,467,290 | 2 | 12 | 5 | 1.3% |
| Q3 2019 | 29 | $12.8M | 1,376,368 | 3 | 10 | 7 | 1.3% |
| Q2 2019 | 27 | $12.0M | 1,300,435 | 4 | 11 | 4 | 2.8% |
| Q1 2019 | 28 | $14.2M | 1,158,070 | 3 | 8 | 7 | 4.0% |
| Q4 2018 | 28 | $17.9M | 1,129,021 | 0 | 0 | 2 | 8.7% |