DaveManuel.com · Institutional Ownership · Who Owns It
SLR INVESTMENT CORP (SLRC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
126
Reporting holders
$223.4M
Reported value
32.9%
Of shares outstanding
0.2%
Calls
0.2%
Puts
-1
Holder change
Institutions report 17,966,501 shares against 54,554,634 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | $58.2M | 4,708,772 | 0.56% | 31q | +1.6%+$932.0K |
| JPMORGAN CHASE & CO | $15.6M | 1,247,941 | 0.00% | 31q | -1.1%-$175.0K |
| VAN ECK ASSOCIATES CORP | $13.7M | 1,104,114 | 0.01% | 31q | +24.8%+$2.7M |
| UBS Group AG | $7.6M | 614,510 | 0.00% | 31q | +8.0%+$560.0K |
| Aristotle Capital Boston, LLC | $7.6M | 613,753 | 0.51% | 32q | -18.7%-$1.7M |
| FRANKLIN RESOURCES INC | $6.8M | 549,089 | 0.00% | 25q | -3.4%-$238.9K |
| Muzinich & Co., Inc. | $6.7M | 544,210 | 2.30% | 31q | +1.0%+$66.4K |
| CONDOR CAPITAL MANAGEMENT | $5.7M | 462,362 | 0.43% | 9q | +30.3%+$1.3M |
| Legal & General Group Plc | $5.5M | 446,125 | 0.00% | 31q | +6.0%+$314.6K |
| Sumitomo Mitsui Trust Group, Inc. | $4.7M | 381,476 | 0.00% | 26q | +0.7%+$32.0K |
| MORGAN STANLEY | $4.5M | 366,907 | 0.00% | 35q | +38.9%+$1.3M |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.5M | 360,603 | 0.01% | 31q | +245.7%+$3.2M |
| Ensign Peak Advisors, Inc | $4.4M | 354,452 | 0.01% | 3q | -21.2%-$1.2M |
| EPIQ PARTNERS, LLC | $4.3M | 349,772 | 1.83% | 7q | -17.6%-$926.8K |
| Clear Harbor Asset Management, LLC | $4.2M | 339,975 | 0.26% | 2q | +52.8%+$1.5M |
| RAYMOND JAMES FINANCIAL INC | $4.1M | 331,948 | 0.00% | 7q | -3.6%-$152.9K |
| Trexquant Investment LP | $3.3M | 264,976 | 0.02% | 15q | +92.4%+$1.6M |
| INTREPID FAMILY OFFICE LLC | $3.0M | 240,000 | 2.20% | 15q | HELD |
| Advisors Asset Management, Inc. | $2.9M | 232,891 | 0.04% | 9q | +2.2%+$61.0K |
| ROYAL BANK OF CANADA | $2.9M | 231,903 | 0.00% | 31q | +2.6%+$73.4K |
| TWO SIGMA INVESTMENTS, LP | $2.8M | 225,258 | 0.00% | 14q | -50.2%-$2.8M |
| BlackRock, Inc. | $2.5M | 203,141 | 0.00% | 8q | -4.0%-$105.9K |
| SEI INVESTMENTS CO | $2.4M | 190,034 | 0.00% | 31q | -24.0%-$743.9K |
| Hennion & Walsh Asset Management, Inc. | $2.3M | 183,960 | 0.06% | 10q | -8.5%-$211.1K |
| North Ground Capital | $2.1M | 168,000 | 2.49% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $2.1M | 167,300 | 0.00% | 31q | +250.9%+$1.5M |
| LPL Financial LLC | $2.0M | 162,732 | 0.00% | 29q | +7.9%+$146.6K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.9M | 155,715 | 0.09% | new | NEW |
| Triad Investment Management | $1.9M | 152,053 | 2.07% | 17q | +20.9%+$324.6K |
| AMERIPRISE FINANCIAL INC | $1.8M | 141,525 | 0.00% | 9q | +14.5%+$222.2K |
| NEUBERGER BERMAN GROUP LLC | $1.6M | 128,742 | 0.00% | 10q | -8.6%-$150.3K |
| Saba Capital Management, L.P. | $1.4M | 113,038 | 0.04% | new | NEW |
| NewGen Asset Management Ltd | $1.3M | 108,983 | 0.56% | new | NEW |
| NewEdge Wealth, LLC | $1.3M | 101,573 | 0.01% | 11q | +3.5%+$42.4K |
| Janney Montgomery Scott LLC | $1.2M | 97,994 | 0.00% | 15q | +152.5%+$731.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.1M incl. $677.9K options CALL+PUT | 34,343 | 0.00% | 7q | HELD |
| DENALI ADVISORS LLC | $1.0M | 82,175 | 0.10% | 8q | -5.7%-$62.0K |
| OSAIC HOLDINGS, INC. | $966.0K | 78,092 | 0.00% | 26q | HELD |
| CANADA LIFE ASSURANCE Co | $849.0K | 68,843 | 0.00% | 27q | +15.7%+$115.4K |
| MERIDIAN INVESTMENT COUNSEL INC. | $848.9K | 68,625 | 0.18% | 3q | +10.2%+$78.5K |
| Schonfeld Strategic Advisors LLC | $790.1K | 63,871 | 0.00% | new | NEW |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $789.9K | 63,853 | 0.01% | 31q | HELD |
| Garner Asset Management Corp | $752.5K | 60,832 | 0.24% | 10q | -30.6%-$331.0K |
| WEDBUSH SECURITIES INC | $724.0K | 58,539 | 0.02% | 17q | +8.2%+$54.7K |
| VARCOV Co. | $709.4K | 57,346 | 0.27% | new | NEW |
| CITADEL ADVISORS LLC | $682.8K incl. $241.2K options CALL | 35,695 | 0.00% | new | NEW |
| Triumph Capital Management | $678.0K | 54,814 | 0.12% | 8q | +17.0%+$98.3K |
| Qube Research & Technologies Ltd | $665.7K | 53,812 | 0.00% | new | NEW |
| Dynamic Technology Lab Private Ltd | $631.0K | 51,015 | 0.14% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $579.8K | 46,875 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $568.0K | 45,982 | 0.00% | 23q | +87.0%+$264.2K |
| Arax Advisory Partners | $562.5K | 45,468 | 0.00% | 5q | +5014.5%+$551.5K |
| Cerity Partners LLC | $530.2K | 42,861 | 0.00% | 2q | +96.5%+$260.3K |
| MANGROVE PARTNERS IM, LLC | $519.6K | 42,008 | 0.03% | 2q | HELD |
| Balyasny Asset Management L.P. | $505.5K | 40,864 | 0.00% | new | NEW |
| Curi Capital, LLC | $494.5K | 39,975 | 0.01% | new | NEW |
| MACKENZIE FINANCIAL CORP | $487.4K | 39,400 | 0.00% | 22q | -1.3%-$6.3K |
| Cetera Investment Advisers | $460.7K | 37,240 | 0.00% | 6q | -21.9%-$129.3K |
| Chicago Partners Investment Group LLC | $410.8K | 31,897 | 0.01% | 31q | +2.0%+$8.2K |
| ENVESTNET ASSET MANAGEMENT INC | $405.3K | 32,762 | 0.00% | 10q | +14.1%+$50.1K |
| NORTHERN TRUST CORP | $391.3K | 31,636 | 0.00% | new | NEW |
| MONTAG A & ASSOCIATES INC | $379.9K | 30,713 | 0.02% | 29q | HELD |
| Virtus Investment Advisers, LLC | $377.9K | 30,547 | 0.09% | 6q | -2.5%-$9.7K |
| Significant Wealth Partners LLC | $363.0K | 29,349 | 0.39% | 3q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $347.2K | 28,066 | 0.01% | 17q | -3.1%-$11.0K |
| Next Capital Management LLC | $340.4K | 27,520 | 0.09% | 26q | HELD |
| Brevan Howard Capital Management LP | $339.7K | 27,461 | 0.00% | 5q | HELD |
| Wealthspire Advisors, LLC | $310.3K | 25,084 | 0.00% | 5q | -2.0%-$6.2K |
| Sound Income Strategies, LLC | $267.2K | 21,604 | 0.01% | new | NEW |
| WJ Financial Advisors LLC | $253.3K | 20,481 | 0.19% | 3q | -2.0%-$5.1K |
| STIFEL FINANCIAL CORP | $247.1K | 19,974 | 0.00% | 25q | HELD |
| FLAGSHIP HARBOR ADVISORS, LLC | $238.5K | 19,282 | 0.01% | 9q | -0.7%-$1.8K |
| Samalin Investment Counsel, LLC | $237.5K | 19,201 | 0.07% | 13q | -45.0%-$194.2K |
| CAPTRUST FINANCIAL ADVISORS | $224.5K | 18,149 | 0.00% | 16q | -0.9%-$2.1K |
| TRUIST FINANCIAL CORP | $216.0K | 17,461 | 0.00% | 2q | -19.6%-$52.8K |
| StoneX Group Inc. | $199.2K | 14,314 | 0.01% | new | NEW |
| SMH CAPITAL ADVISORS INC | $194.4K | 15,714 | 0.76% | new | NEW |
| &PARTNERS | $176.7K | 14,282 | 0.00% | 7q | HELD |
| COFG Advisors, LLC | $174.9K | 14,141 | 0.03% | 3q | +2.5%+$4.3K |
| Private Advisor Group, LLC | $174.1K | 14,074 | 0.00% | 9q | -8.4%-$16.0K |
| Squarepoint Ops LLC | $168.5K | 13,623 | 0.00% | new | NEW |
| OPPENHEIMER & CO INC | $164.1K | 13,264 | 0.00% | 6q | +19.4%+$26.6K |
| HB Wealth Management, LLC | $156.0K | 12,614 | 0.00% | 7q | HELD |
| XTX Topco Ltd | $155.5K | 12,571 | 0.00% | 2q | -23.4%-$47.6K |
| Attessa Capital LLC | $148.4K | 12,000 | 0.07% | new | NEW |
| Mariner, LLC | $145.7K | 11,775 | 0.00% | 3q | +14.9%+$18.9K |
| FIFTH THIRD BANCORP | $135.7K | 10,974 | 0.00% | 2q | -18.6%-$30.9K |
| SMITHBRIDGE ASSET MANAGEMENT INC/DE | $133.6K | 10,800 | 0.02% | new | NEW |
| WELLS FARGO & COMPANY/MN | $130.6K | 10,557 | 0.00% | 31q | -10.4%-$15.2K |
| BI Asset Management Fondsmaeglerselskab A/S | $126.0K | 10,176 | 0.00% | 9q | -79.0%-$474.7K |
| Black Maple Capital Management LP | $123.7K | 10,000 | 0.07% | new | NEW |
| Abel Hall, LLC | $123.7K | 10,000 | 0.02% | 2q | HELD |
| Steward Partners Investment Advisory, LLC | $111.2K | 8,987 | 0.00% | 16q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $108.5K | 8,715 | 0.01% | 3q | +221.0%+$74.7K |
| Allworth Financial LP | $92.6K | 7,482 | 0.00% | 5q | HELD |
| Catalyst Capital Advisors LLC | $84.4K | 6,826 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $66.8K CALL+PUT | options only | 0.00% | 26q | OPTIONS |
| EverSource Wealth Advisors, LLC | $49.5K | 4,000 | 0.00% | 9q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $47.1K | 3,806 | 0.00% | 5q | +114.2%+$25.1K |
| KELLEHER FINANCIAL ADVISORS | $44.1K | 3,562 | 0.01% | 3q | -85.4%-$258.8K |
Showing the largest 100 of 126 reported holders.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-10 | GROSS MICHAEL S | See Remarks | Bought | 20,000 | $247.0K |
| 2026-05-13 | GROSS MICHAEL S | See Remarks | Bought | 10,000 | $131.0K |
| 2026-05-12 | GROSS MICHAEL S | See Remarks | Bought | 10,000 | $130.9K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 32 | $43.4M | 3,760,858 | 3 | 9 | 9 | 0.0% |
| Q2 2026 | 126 | $223.4M | 17,966,501 | 28 | 37 | 33 | 0.4% |
| Q1 2026 | 127 | $254.0M | 17,668,974 | 21 | 42 | 35 | 0.5% |
| Q4 2025 | 126 | $277.4M | 17,768,817 | 22 | 46 | 31 | 1.0% |
| Q3 2025 | 118 | $283.0M | 18,449,461 | 12 | 51 | 26 | 0.2% |
| Q2 2025 | 129 | $283.3M | 17,464,422 | 25 | 48 | 32 | 0.5% |
| Q1 2025 | 113 | $210.5M | 12,362,594 | 15 | 44 | 30 | 1.0% |
| Q4 2024 | 117 | $260.4M | 16,069,383 | 19 | 40 | 27 | 0.3% |
| Q3 2024 | 120 | $260.8M | 17,145,795 | 17 | 44 | 28 | 0.2% |
| Q2 2024 | 115 | $281.8M | 17,176,112 | 22 | 40 | 31 | 0.2% |
| Q1 2024 | 115 | $269.5M | 17,456,002 | 20 | 34 | 35 | 0.6% |
| Q4 2023 | 117 | $258.8M | 17,078,699 | 29 | 29 | 31 | 0.8% |
| Q3 2023 | 100 | $244.1M | 15,782,144 | 8 | 33 | 29 | 0.5% |
| Q2 2023 | 108 | $240.1M | 16,724,091 | 22 | 28 | 28 | 0.6% |
| Q1 2023 | 99 | $252.1M | 16,605,711 | 10 | 33 | 25 | 1.0% |
| Q4 2022 | 107 | $249.9M | 17,842,597 | 15 | 26 | 44 | 0.6% |
| Q3 2022 | 113 | $722.7M | 58,565,104 | 14 | 27 | 43 | 0.1% |
| Q2 2022 | 116 | $864.1M | 59,021,725 | 18 | 58 | 23 | 0.1% |
| Q1 2022 | 110 | $385.8M | 21,228,351 | 16 | 37 | 33 | 0.3% |
| Q4 2021 | 108 | $409.1M | 22,152,784 | 9 | 28 | 36 | 0.4% |
| Q3 2021 | 103 | $428.6M | 22,298,326 | 9 | 39 | 33 | 0.5% |
| Q2 2021 | 109 | $429.6M | 22,995,334 | 11 | 40 | 35 | 0.2% |
| Q1 2021 | 108 | $395.1M | 22,109,250 | 11 | 39 | 39 | 0.6% |
| Q4 2020 | 114 | $429.5M | 24,385,146 | 12 | 33 | 44 | 0.6% |
| Q3 2020 | 108 | $399.1M | 25,129,028 | 12 | 31 | 36 | 0.1% |
| Q2 2020 | 111 | $396.9M | 24,620,151 | 16 | 39 | 29 | 0.1% |
| Q1 2020 | 113 | $535.6M | 45,907,822 | 20 | 38 | 37 | 0.0% |
| Q4 2019 | 117 | $511.7M | 24,812,198 | 15 | 49 | 28 | 0.0% |
| Q3 2019 | 107 | $514.6M | 24,915,324 | 12 | 35 | 36 | 0.0% |
| Q2 2019 | 108 | $1.0B | 50,189,645 | 16 | 37 | 27 | 0.1% |
| Q1 2019 | 107 | $1.5B | 70,280,700 | 20 | 34 | 27 | 0.0% |
| Q4 2018 | 102 | $471.3M | 24,526,725 | 2 | 3 | 3 | 0.0% |