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DaveManuel.com · Institutional Ownership · Who Owns It

FIRST TR EXCHNG TRADED FD VI (SMAY)

Institutional ownership reported to the SEC as of Q2 2026, across 14 quarters.

67
Reporting holders
$39.1M
Reported value
0.0%
Calls
0.0%
Puts
+10
Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
MGO ONE SEVEN LLC$3.2M112,8930.05%5q-1.7%-$56.9K
Cetera Investment Advisers$3.0M106,3100.00%13q+6.4%+$180.5K
LPL Financial LLC$2.6M91,6070.00%11q+31.1%+$617.4K
OSAIC HOLDINGS, INC.$2.4M85,3640.00%13q+33.3%+$605.4K
SUSQUEHANNA INTERNATIONAL GROUP, LLP$2.3M81,1550.00%2q+334.6%+$1.8M
Cambridge Investment Research Advisors, Inc.$1.7M60,8290.00%9q+5.8%+$94.4K
COMMONWEALTH EQUITY SERVICES, LLC$1.5M53,1740.00%13q+31.9%+$365.4K
ENVESTNET ASSET MANAGEMENT INC$1.3M46,8560.00%12q+6.6%+$82.1K
RAYMOND JAMES FINANCIAL INC$1.3M44,8950.00%7q+53.4%+$443.6K
Kestra Advisory Services, LLC$1.1M38,0930.00%11q+5.5%+$56.1K
BFI Wealth Solutions, LLC$1.1M37,6660.79%3q-4.5%-$50.3K
SMART Wealth LLC$1.1M37,6570.23%5q-39.2%-$690.5K
NorthCrest Asset Manangement, LLC$982.1K34,7260.03%9qHELD
First Heartland Consultants, Inc.$936.9K33,0120.06%12q+3.2%+$28.7K
Ignite Planners, LLC$779.5K27,4660.11%8q+4.8%+$35.8K
Jefferies Financial Group Inc.$760.2K26,7850.01%newNEW
Lionshead Wealth Management, LLC$758.9K26,7400.49%5q-67.1%-$1.5M
Grantvest Financial Group LLC$676.1K23,8240.39%7q+4.7%+$30.2K
Arkadios Wealth Advisors$639.1K22,5210.01%3q-16.8%-$128.7K
Quad-Cities Investment Group, LLC$610.0K21,4930.22%newNEW
Diligent Investors, LLC$598.8K21,1000.13%5q+99.1%+$298.0K
Optivise Advisory Services LLC$574.2K20,2320.29%newNEW
SOA Wealth Advisors, LLC.$550.5K19,3990.09%9q+2.2%+$11.9K
StoneX Group Inc.$484.3K17,0660.02%newNEW
FSB PREMIER WEALTH MANAGEMENT, INC.$469.1K16,5300.13%9qHELD
Csenge Advisory Group$421.1K14,8390.02%newNEW
PARK AVENUE SECURITIES LLC$384.0K13,5170.00%newNEW
CreativeOne Wealth, LLC$383.3K13,5050.01%newNEW
Avidian Wealth Enterprises, LLC$374.4K13,1920.01%9q+2.8%+$10.3K
Fragasso Financial Advisors Inc$366.5K12,9140.02%9qHELD
FORTRESS PRIVATE LEDGER, LLC$358.6K12,6350.10%7q-3.9%-$14.6K
Mariner, LLC$343.4K12,1000.00%9q-3.2%-$11.4K
KINTRA WEALTH, LLC$339.6K11,8190.02%2q-2.3%-$8.1K
Harvest Investment Services, LLC$331.5K11,6810.05%8q-2.9%-$10.0K
Benson Wealth Management INC$322.1K11,3490.32%3q-3.5%-$11.8K
Wood Tarver Financial Group, LLC$322.0K11,3670.08%7q-1.3%-$4.3K
Geneos Wealth Management Inc.$316.7K11,1600.01%7q+100.0%+$158.4K
Jaffetilchin Investment Partners, LLC$311.8K10,9860.02%13q+42.0%+$92.3K
DHJJ Financial Advisors, Ltd.$265.9K9,3690.08%12q+58.6%+$98.2K
Integrated Wealth Concepts LLC$240.2K8,4650.00%4qHELD
GTS SECURITIES LLC$234.2K8,2530.00%newNEW
LEVEL FOUR ADVISORY SERVICES, LLC$225.2K7,9360.01%newNEW
Sigma Planning Corp$224.6K7,9150.01%8qHELD
Arax Advisory Partners$217.0K7,6450.00%newNEW
SILVER OAK SECURITIES, INCORPORATED$203.8K7,1810.01%newNEW
Kovack Advisors, Inc.$203.4K7,1780.01%newNEW
Spire Wealth Management$173.6K6,1160.01%7qHELD
Pinnacle Wealth Planning Services, Inc.$163.4K5,7560.02%3qHELD
Capital Analysts, LLC$163.0K5,7280.00%11qHELD
HARBOUR INVESTMENTS, INC.$150.7K5,3110.00%13q+61.4%+$57.4K
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$117.2K4,1280.01%12qHELD
LANARK FINANCIAL, INC.$107.8K3,7980.01%12qHELD
Steward Partners Investment Advisory, LLC$104.9K3,6970.00%13q+0.5%
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$103.4K38,445?0.00%5q
Buck Wealth Strategies, LLC$47.4K1,6700.00%newNEW
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$46.8K1,6530.00%newNEW
CREATIVE FINANCIAL DESIGNS INC /ADV$30.6K1,0800.00%5q+6.2%+$1.8K
Rockefeller Capital Management L.P.$28.4K1,0000.00%4q-35.3%-$15.5K
Noble Wealth Management PBC$24.8K8750.01%6q-12.5%-$3.5K
AE Wealth Management LLC$19.6K6900.00%7q+60.8%+$7.4K
IFP Advisors, Inc$15.5K5460.00%newNEW
MORGAN STANLEY$14.8K5210.00%3qHELD
Capital Investment Advisory Services, LLC$14.2K5000.00%5qHELD
Ashton Thomas Private Wealth, LLC$12.9K4530.00%4q-59.6%-$19.0K
Ameritas Investment Partners, Inc.$11.4K4000.00%newNEW
AMERIFLEX GROUP, INC.$11.4K4000.00%3qHELD
Bullseye Investment Management, LLC$3.4K1210.00%3q-56.6%-$4.5K
Park Square Financial Group, LLC$965340.01%newNEW

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-10-2213G/AFirst Trust Portfolios L.P.with 2 co-filers44.7%

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202623$12.8M496,4111800.0%
Q2 202667$39.1M1,376,8761722150.0%
Q1 202657$29.9M1,136,82338280.0%
Q4 202563$43.2M1,663,371136220.0%
Q3 202554$40.6M1,607,062511230.0%
Q2 202558$57.2M2,386,4991317170.0%
Q1 202552$36.7M1,570,56069210.0%
Q4 202455$38.2M1,541,22047190.0%
Q3 202454$44.6M1,815,284162190.0%
Q2 202444$38.4M1,643,960221620.0%
Q1 202429$15.6M678,93144110.0%
Q4 202328$16.4M746,17474100.0%
Q3 202324$23.0M1,129,696111000.0%
Q2 202314$14.4M692,25514000.0%