DaveManuel.com · Institutional Ownership · Who Owns It
SMARTFINANCIAL INC (SMBK)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
185
Reporting holders
$536.5M
Reported value
67.0%
Of shares outstanding
0.0%
Calls
0.0%
Puts
+10
Holder change
Institutions report 11,459,158 shares against 17,098,473 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $68.9M | 1,468,195 | 0.00% | 8q | +14.3%+$8.6M |
| DIMENSIONAL FUND ADVISORS LP | $39.2M | 836,086 | 0.01% | 31q | HELD |
| VANGUARD CAPITAL MANAGEMENT LLC | $31.9M | 679,819 | 0.00% | 2q | HELD |
| First Eagle Investment Management, LLC | $30.0M | 638,678 | 0.02% | 4q | +185.1%+$19.5M |
| WELLINGTON MANAGEMENT GROUP LLP | $27.9M | 594,386 | 0.00% | 23q | -12.0%-$3.8M |
| STATE STREET CORP | $21.4M | 457,060 | 0.00% | 31q | +3.8%+$775.5K |
| AMERICAN CENTURY COMPANIES INC | $21.1M | 448,667 | 0.01% | 23q | +20.7%+$3.6M |
| Private Capital Management, LLC | $20.3M | 432,512 | 1.79% | 31q | +1.0%+$204.8K |
| GEODE CAPITAL MANAGEMENT, LLC | $17.9M | 381,419 | 0.00% | 31q | +7.3%+$1.2M |
| ACADIAN ASSET MANAGEMENT LLC | $16.2M | 346,492 | 0.02% | 10q | +21.9%+$2.9M |
| Cravens & Co Advisors, LLC | $10.3M | 220,400 | 6.94% | 15q | HELD |
| SALZHAUER MICHAEL | $9.9M | 211,013 | 3.39% | 31q | -0.8%-$77.7K |
| TWO SIGMA INVESTMENTS, LP | $8.8M | 188,433 | 0.01% | 22q | +10.9%+$870.3K |
| CSM Advisors, LLC | $8.6M | 184,035 | 0.18% | 5q | +7.5%+$603.5K |
| MORGAN STANLEY | $8.6M | 182,854 | 0.00% | 35q | +7.0%+$558.3K |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | $8.5M | 180,329 | 0.34% | 2q | +6.2%+$496.8K |
| NORTHERN TRUST CORP | $7.2M | 152,895 | 0.00% | 31q | +5.8%+$391.7K |
| Stieven Capital Advisors, L.P. | $6.9M | 147,534 | 1.32% | 8q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $6.9M | 147,181 | 0.01% | 31q | -3.3%-$239.0K |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $6.7M | 143,495 | 0.12% | 28q | +4.6%+$293.4K |
| North Reef Capital Management LP | $6.4M | 137,089 | 0.25% | 5q | HELD |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $6.1M | 130,914 | 0.00% | 2q | +16.7%+$879.3K |
| ALLIANCEBERNSTEIN L.P. | $5.9M | 151,894 | 0.00% | 18q | +0.7%+$40.6K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $5.8M | 123,934 | 0.00% | 31q | +1.9%+$106.9K |
| Nuveen, LLC | $5.3M | 112,734 | 0.00% | 6q | +16.3%+$741.3K |
| VANGUARD FIDUCIARY TRUST CO | $4.7M | 99,332 | 0.00% | 2q | +5.1%+$225.1K |
| BANC FUNDS CO LLC | $4.6M | 97,626 | 0.76% | 31q | -35.0%-$2.5M |
| JPMORGAN CHASE & CO | $4.4M | 94,236 | 0.00% | 31q | HELD |
| ZACKS INVESTMENT MANAGEMENT | $4.3M | 91,697 | 0.03% | 5q | +7.9%+$314.7K |
| Empowered Funds, LLC | $4.1M | 86,995 | 0.02% | 13q | +7.7%+$293.4K |
| Connor, Clark & Lunn Investment Management Ltd. | $4.1M | 86,330 | 0.01% | 8q | -7.8%-$341.0K |
| GOLDMAN SACHS GROUP INC | $3.8M | 80,568 | 0.00% | 31q | -38.0%-$2.3M |
| Bank of New York Mellon Corp | $3.7M | 79,830 | 0.00% | 31q | -1.1%-$41.7K |
| Russell Investments Group, Ltd. | $3.7M | 78,646 | 0.00% | 28q | -23.5%-$1.1M |
| MILLENNIUM MANAGEMENT LLC | $3.3M | 69,875 | 0.00% | 10q | -24.6%-$1.1M |
| PANAGORA ASSET MANAGEMENT INC | $3.1M | 65,649 | 0.01% | 12q | +2.5%+$74.9K |
| MARTINGALE ASSET MANAGEMENT L P | $3.1M | 65,317 | 0.07% | 27q | +21.5%+$541.8K |
| DEPRINCE RACE & ZOLLO INC | $3.0M | 64,702 | 0.05% | 12q | -49.3%-$3.0M |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $3.0M | 63,767 | 0.00% | 8q | +26.6%+$628.1K |
| AQR CAPITAL MANAGEMENT LLC | $3.0M | 63,265 | 0.00% | 7q | +26.8%+$627.6K |
| Trexquant Investment LP | $2.9M | 62,217 | 0.02% | 2q | +168.2%+$1.8M |
| Elizabeth Park Capital Advisors, Ltd. | $2.8M | 59,042 | 1.91% | 20q | -7.8%-$234.6K |
| FIRST TRUST ADVISORS LP | $2.3M | 48,823 | 0.00% | 4q | +4.8%+$104.8K |
| RAYMOND JAMES FINANCIAL INC | $2.2M | 47,337 | 0.00% | 7q | HELD |
| STIFEL FINANCIAL CORP | $2.2M | 46,209 | 0.00% | 31q | -6.9%-$159.5K |
| REGIONS FINANCIAL CORP | $2.2M | 46,139 | 0.01% | 31q | HELD |
| BANK OF AMERICA CORP /DE/ | $2.2M | 46,121 | 0.00% | 31q | -2.8%-$62.0K |
| LOS ANGELES CAPITAL MANAGEMENT LLC | $2.1M | 43,844 | 0.01% | 6q | +4.2%+$83.3K |
| Rather & Kittrell, Inc. | $1.9M | 40,631 | 0.27% | 8q | +111.3%+$1.0M |
| D. E. Shaw & Co., Inc. | $1.7M | 36,712 | 0.00% | 4q | -13.7%-$274.0K |
| PATRIOT INVESTMENT MANAGEMENT GROUP, INC. | $1.6M | 34,938 | 0.10% | 30q | HELD |
| Quantinno Capital Management LP | $1.6M | 34,094 | 0.00% | 4q | +64.0%+$624.0K |
| SlateStone Wealth, LLC | $1.4M | 29,302 | 0.11% | 12q | HELD |
| Cambridge Investment Research Advisors, Inc. | $1.4M | 29,215 | 0.00% | 11q | +100.4%+$686.4K |
| CALDWELL SUTTER CAPITAL, INC. | $1.3M | 28,431 | 0.50% | 15q | HELD |
| Creative Planning | $1.3M | 27,897 | 0.00% | 8q | +8.7%+$104.9K |
| FRANKLIN RESOURCES INC | $1.3M | 27,646 | 0.00% | 7q | -11.9%-$174.6K |
| VICTORY CAPITAL MANAGEMENT INC | $1.3M | 27,600 | 0.00% | 31q | +2.8%+$35.2K |
| BNP PARIBAS FINANCIAL MARKETS | $1.1M | 23,636 | 0.00% | 31q | +31.4%+$264.9K |
| CAPTRUST FINANCIAL ADVISORS | $1.1M | 23,294 | 0.00% | 14q | +0.7%+$7.4K |
| CITADEL ADVISORS LLC | $1.1M | 23,139 | 0.00% | 3q | +130.7%+$615.1K |
| LBMC INVESTMENT ADVISORS, LLC | $1.1M | 23,048 | 0.06% | 31q | HELD |
| HSBC HOLDINGS PLC | $1.1M | 22,681 | 0.00% | 4q | +2.1%+$22.1K |
| BAILARD, INC. | $1.0M | 21,800 | 0.02% | 6q | +2.8%+$28.2K |
| Pinnacle Financial Partners, Inc. | $1.0M | 21,763 | 0.01% | 3q | HELD |
| FMR LLC | $980.2K | 20,891 | 0.00% | 18q | +258.9%+$707.1K |
| LeConte Wealth Management, LLC | $954.4K | 20,341 | 0.52% | 6q | HELD |
| PRINCIPAL FINANCIAL GROUP INC | $908.1K | 19,355 | 0.00% | 2q | +6.8%+$57.8K |
| RHUMBLINE ADVISERS | $904.1K | 19,269 | 0.00% | 31q | +5.1%+$44.2K |
| Invesco Ltd. | $868.1K | 18,501 | 0.00% | 30q | -21.1%-$231.6K |
| EQUITABLE TRUST CO | $822.7K | 17,535 | 0.03% | 30q | +52.8%+$284.3K |
| NewEdge Advisors, LLC | $804.2K | 17,140 | 0.00% | 6q | -41.8%-$576.6K |
| SILVER OAK SECURITIES, INCORPORATED | $751.6K | 16,018 | 0.05% | 18q | HELD |
| BARCLAYS PLC | $733.7K | 15,637 | 0.00% | 31q | -6.2%-$48.2K |
| SG Americas Securities, LLC | $727.0K | 15,490 | 0.00% | 8q | +12.4%+$80.0K |
| Man Group plc | $725.1K | 15,454 | 0.00% | 2q | +13.9%+$88.5K |
| Squarepoint Ops LLC | $724.4K | 15,439 | 0.00% | 2q | +106.6%+$373.7K |
| STRS OHIO | $722.6K | 15,400 | 0.00% | 28q | -2.5%-$18.8K |
| DEUTSCHE BANK AG\ | $716.2K | 15,264 | 0.00% | 34q | +35.8%+$188.9K |
| Inspire Investing, LLC | $679.7K | 14,486 | 0.03% | 8q | +10.9%+$66.9K |
| TRUIST FINANCIAL CORP | $675.4K | 14,394 | 0.00% | 27q | HELD |
| CITIGROUP INC | $671.4K | 14,309 | 0.00% | 31q | +38.9%+$187.9K |
| STATE OF WISCONSIN INVESTMENT BOARD | $653.0K | 13,918 | 0.00% | 3q | +19.3%+$105.5K |
| OCCUDO QUANTITATIVE STRATEGIES LP | $631.4K | 13,457 | 0.03% | 5q | +57.3%+$230.1K |
| WELLS FARGO & COMPANY/MN | $624.3K | 13,305 | 0.00% | 14q | +132.2%+$355.4K |
| Geneos Wealth Management Inc. | $614.6K | 13,098 | 0.01% | 7q | HELD |
| PRICE T ROWE ASSOCIATES INC /MD/ | $599.0K | 12,752 | 0.00% | 6q | +12.9%+$68.3K |
| AGP FRANKLIN, LLC | $579.7K | 12,355 | 0.25% | 2q | +5.5%+$30.5K |
| CANADA PENSION PLAN INVESTMENT BOARD | $572.4K | 12,200 | 0.00% | 3q | HELD |
| Evergreen Advisors, LLC | $556.6K | 11,862 | 0.12% | 17q | HELD |
| KENNEDY CAPITAL MANAGEMENT LLC | $533.2K | 11,363 | 0.01% | 6q | -52.1%-$579.4K |
| BROOKS, MOORE & ASSOCIATES, INC. | $532.6K | 11,351 | 0.24% | 11q | HELD |
| XTX Topco Ltd | $523.0K | 11,147 | 0.01% | new | NEW |
| UBS Group AG | $510.0K | 10,869 | 0.00% | 31q | -15.3%-$92.4K |
| MetLife Investment Management, LLC | $439.1K | 9,359 | 0.00% | 21q | HELD |
| HRT FINANCIAL LP | $437.0K | 9,317 | 0.00% | 6q | -42.8%-$327.6K |
| Y-Intercept (Hong Kong) Ltd | $432.9K | 9,226 | 0.01% | 2q | -54.5%-$518.4K |
| Qube Research & Technologies Ltd | $423.7K | 9,031 | 0.00% | 6q | -92.1%-$4.9M |
| Aptus Capital Advisors, LLC | $423.7K | 9,029 | 0.00% | 29q | +18.6%+$66.6K |
| Hillsdale Investment Management Inc. | $414.8K | 8,840 | 0.01% | 7q | HELD |
Showing the largest 100 of 185 reported holders.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-23 | Tucker Steven B. | Director | Sold | 3,500 | $173.2K |
| 2026-06-10 | Barrett Victor Lynn | Director | Bought | 3,000 | $131.3K |
| 2026-06-04 | Ackermann Cathy G | Director | Bought | 3,000 | $126.4K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 40 | $31.0M | 624,898 | 8 | 6 | 7 | 0.0% |
| Q2 2026 | 185 | $536.5M | 11,459,158 | 25 | 78 | 36 | 0.0% |
| Q1 2026 | 175 | $423.7M | 10,850,036 | 20 | 48 | 42 | 0.0% |
| Q4 2025 | 167 | $394.1M | 10,650,066 | 17 | 54 | 42 | 0.0% |
| Q3 2025 | 160 | $354.5M | 9,875,467 | 21 | 46 | 49 | 0.0% |
| Q2 2025 | 152 | $333.3M | 9,868,129 | 22 | 53 | 44 | 0.0% |
| Q1 2025 | 139 | $303.1M | 9,752,800 | 17 | 36 | 49 | 0.0% |
| Q4 2024 | 128 | $298.3M | 9,628,194 | 22 | 45 | 28 | 0.0% |
| Q3 2024 | 116 | $274.9M | 9,434,249 | 20 | 35 | 28 | 0.0% |
| Q2 2024 | 102 | $215.8M | 9,116,557 | 12 | 31 | 28 | 0.0% |
| Q1 2024 | 99 | $190.6M | 9,047,162 | 6 | 30 | 26 | 0.0% |
| Q4 2023 | 104 | $217.3M | 8,882,961 | 9 | 33 | 25 | 0.0% |
| Q3 2023 | 94 | $180.3M | 8,439,989 | 6 | 21 | 27 | 0.0% |
| Q2 2023 | 95 | $180.4M | 8,384,975 | 7 | 27 | 28 | 0.0% |
| Q1 2023 | 96 | $197.3M | 8,527,103 | 11 | 34 | 23 | 0.0% |
| Q4 2022 | 94 | $232.1M | 8,443,542 | 9 | 35 | 23 | 0.0% |
| Q3 2022 | 90 | $213.0M | 8,620,174 | 2 | 27 | 21 | 0.0% |
| Q2 2022 | 94 | $210.8M | 8,725,249 | 7 | 29 | 28 | 0.0% |
| Q1 2022 | 94 | $239.7M | 9,369,297 | 6 | 23 | 30 | 0.0% |
| Q4 2021 | 93 | $328.4M | 12,007,055 | 5 | 30 | 26 | 0.0% |
| Q3 2021 | 90 | $368.5M | 14,227,018 | 9 | 26 | 30 | 0.0% |
| Q2 2021 | 87 | $266.3M | 11,103,161 | 11 | 26 | 26 | 0.0% |
| Q1 2021 | 84 | $163.9M | 7,536,632 | 8 | 23 | 28 | 0.4% |
| Q4 2020 | 81 | $116.7M | 6,385,304 | 9 | 31 | 20 | 0.7% |
| Q3 2020 | 74 | $84.7M | 6,187,323 | 10 | 19 | 24 | 0.7% |
| Q2 2020 | 79 | $168.4M | 10,412,825 | 8 | 30 | 15 | 0.0% |
| Q1 2020 | 78 | $246.1M | 16,180,061 | 5 | 25 | 20 | 0.0% |
| Q4 2019 | 81 | $249.1M | 10,532,520 | 14 | 32 | 11 | 0.0% |
| Q3 2019 | 71 | $203.7M | 9,778,100 | 9 | 23 | 15 | 0.0% |
| Q2 2019 | 67 | $211.3M | 9,742,866 | 7 | 27 | 16 | 0.0% |
| Q1 2019 | 67 | $180.5M | 9,542,848 | 8 | 24 | 14 | 0.0% |
| Q4 2018 | 65 | $167.3M | 9,166,928 | 2 | 0 | 2 | 0.0% |