DaveManuel.com · Institutional Ownership · Who Owns It
SCHWAB STRATEGIC TR (SMBS)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
80
Reporting holders
$6.3B
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $6.2B | 244,513,787 | 0.83% | 5q | +4.1%+$247.6M |
| CacheTech Inc. | $11.5M | 450,536 | 1.85% | 6q | +16.5%+$1.6M |
| Adams Wealth Management | $9.8M | 384,412 | 1.87% | 6q | +9.9%+$882.7K |
| Schwallier Wealth Management LLC | $5.0M | 198,387 | 3.19% | 2q | +12.6%+$564.2K |
| CITADEL ADVISORS LLC | $4.1M | 161,415 | 0.00% | 6q | +129.9%+$2.3M |
| Summit Financial, LLC | $3.3M | 131,599 | 0.04% | 4q | +5.6%+$178.0K |
| JPMORGAN CHASE & CO | $2.3M | 90,825 | 0.00% | 3q | -85.3%-$13.4M |
| GOLDMAN SACHS GROUP INC | $2.2M | 84,737 | 0.00% | 2q | -74.1%-$6.1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.9M | 73,768 | 0.00% | 5q | -73.1%-$5.1M |
| JANE STREET GROUP, LLC | $1.4M | 55,592 | 0.00% | 7q | -17.8%-$306.6K |
| Aspetuck Financial Management LLC | $1.1M | 42,000 | 0.63% | 2q | +46.1%+$336.8K |
| LPL Financial LLC | $1.0M | 40,892 | 0.00% | 5q | -13.9%-$167.7K |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | $978.7K | 38,500 | 0.01% | 2q | +51.5%+$332.7K |
| MERCER GLOBAL ADVISORS INC /ADV | $959.7K | 37,752 | 0.00% | 4q | -43.9%-$751.8K |
| HRT FINANCIAL LP | $677.0K | 26,655 | 0.00% | 3q | +96.7%+$332.7K |
| BANK OF AMERICA CORP /DE/ | $667.1K | 26,243 | 0.00% | 5q | +1.4%+$9.4K |
| CHAPMAN FINANCIAL GROUP, LLC | $665.5K | 26,181 | 0.44% | 5q | +2.7%+$17.8K |
| Creative Planning | $647.8K | 25,482 | 0.00% | 3q | -14.6%-$110.5K |
| Atlantic Union Bankshares Corp | $546.8K | 21,511 | 0.01% | 2q | HELD |
| Focus Partners Wealth | $453.9K | 17,855 | 0.00% | 3q | +99.9%+$226.8K |
| Cetera Investment Advisers | $393.1K | 15,463 | 0.00% | 3q | +13.7%+$47.4K |
| BRIGHTON JONES LLC | $384.5K | 15,125 | 0.01% | new | NEW |
| Mariner, LLC | $368.1K | 14,481 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $360.0K | 14,162 | 0.00% | 5q | +356.0%+$281.0K |
| Corient Private Wealth LP | $357.1K | 14,049 | 0.00% | new | NEW |
| CHAPIN DAVIS, INC. | $322.8K | 12,698 | 0.06% | 4q | HELD |
| Facet Wealth, Inc. | $297.9K | 11,719 | 0.00% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $289.0K | 11,368 | 0.00% | new | NEW |
| FMR LLC | $288.5K | 11,350 | 0.00% | 3q | -21.4%-$78.3K |
| ROYAL BANK OF CANADA | $282.0K | 11,090 | 0.00% | 3q | +840.6%+$252.0K |
| Cerity Partners LLC | $279.1K | 10,978 | 0.00% | new | NEW |
| MORGAN STANLEY | $230.2K | 9,054 | 0.00% | 5q | +307.1%+$173.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $225.9K | 8,887 | 0.00% | new | NEW |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | $203.4K | 8,000 | 0.02% | 2q | HELD |
| CGC Financial Services, LLC | $185.8K | 7,310 | 0.04% | new | NEW |
| Piscataqua Savings Bank | $133.0K | 5,234 | 0.09% | 3q | HELD |
| OSAIC HOLDINGS, INC. | $130.8K | 5,147 | 0.00% | 5q | -28.6%-$52.5K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $114.3K | 4,497 | 0.00% | 5q | +243.0%+$81.0K |
| WELLS FARGO & COMPANY/MN | $97.2K | 3,823 | 0.00% | 5q | +567.2%+$82.6K |
| CoreCap Advisors, LLC | $79.8K | 3,139 | 0.00% | 5q | -87.7%-$569.8K |
| PFS Partners, LLC | $68.3K | 2,688 | 0.03% | 4q | HELD |
| AE Wealth Management LLC | $64.6K | 2,543 | 0.00% | 4q | +942.2%+$58.4K |
| Addison Advisors LLC | $56.4K | 2,217 | 0.03% | new | NEW |
| Parallel Advisors, LLC | $49.8K | 1,958 | 0.00% | 2q | +6651.7%+$49.0K |
| JONES FINANCIAL COMPANIES LLLP | $48.0K | 1,879 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $44.1K | 1,736 | 0.00% | new | NEW |
| Ancora Advisors LLC | $42.4K | 1,667 | 0.00% | 3q | HELD |
| HOEY INVESTMENTS, INC | $39.6K | 1,557 | 0.01% | 5q | -2.1% |
| IFP Advisors, Inc | $32.8K | 1,289 | 0.00% | 3q | -4.4%-$1.5K |
| HM PAYSON & CO | $31.9K | 1,253 | 0.00% | 2q | HELD |
| Allworth Financial LP | $30.2K | 1,187 | 0.00% | 4q | -11.2%-$3.8K |
| Aptus Capital Advisors, LLC | $27.8K | 1,094 | 0.00% | new | NEW |
| Arax Advisory Partners | $26.2K | 1,030 | 0.00% | new | NEW |
| Mosley Wealth Management | $24.5K | 964 | 0.01% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $22.8K | 896 | 0.00% | 5q | +1.2% |
| MCF Advisors LLC | $21.5K | 845 | 0.00% | 5q | HELD |
| Burk Holdings LLC | $18.5K | 726 | 0.01% | 2q | -31.8%-$8.6K |
| Larson Financial Group LLC | $17.4K | 683 | 0.00% | new | NEW |
| GILL CAPITAL PARTNERS, LLC | $17.2K | 676 | 0.00% | 2q | HELD |
| US BANCORP \DE\ | $17.2K | 675 | 0.00% | 2q | -93.7%-$253.5K |
| CDKV HOLDINGS LLC | $13.2K | 521 | 0.01% | 3q | HELD |
| CrossGen Wealth, LLC | $12.9K | 507 | 0.01% | new | NEW |
| Creative Capital Management Investments LLC | $12.4K | 487 | 0.00% | 3q | -25.6%-$4.3K |
| GODSEY & GIBB, INC | $12.4K | 486 | 0.00% | 4q | HELD |
| BROWN BROTHERS HARRIMAN & CO | $8.2K | 322 | 0.00% | 3q | HELD |
| Cassaday & Co Wealth Management LLC | $6.1K | 239 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $5.7K | 226 | 0.00% | 3q | HELD |
| Ameritas Investment Partners, Inc. | $5.0K | 198 | 0.00% | new | NEW |
| ASSETMARK, INC | $4.8K | 189 | 0.00% | 4q | +293.8%+$3.6K |
| Financial Management Professionals, Inc. | $2.9K | 115 | 0.00% | 5q | HELD |
| BLAIR WILLIAM & CO/IL | $2.9K | 114 | 0.00% | new | NEW |
| UBS Group AG | $2.2K | 87 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $1.8K | 72 | 0.00% | 5q | -40.0%-$1.2K |
| BESSEMER GROUP INC | $1.0K | 49 | 0.00% | new | NEW |
| Basepoint Wealth LLC | $715 | 28 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $508 | 20 | 0.00% | new | NEW |
| CVA Family Office, LLC | $305 | 12 | 0.00% | 2q | HELD |
| Signature Resources Capital Management, LLC | $229 | 9 | 0.00% | 2q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $51 | 2 | 0.00% | 3q | HELD |
| Rockefeller Capital Management L.P. | $26 | 1 | 0.00% | 4q | -99.6%-$5.8K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 22 | $5.0M | 207,159 | 6 | 3 | 2 | 0.0% |
| Q2 2026 | 80 | $6.3B | 246,676,950 | 23 | 22 | 18 | 0.0% |
| Q1 2026 | 77 | $6.1B | 237,648,858 | 26 | 23 | 15 | 0.0% |
| Q4 2025 | 70 | $5.8B | 223,985,647 | 31 | 22 | 9 | 0.0% |
| Q3 2025 | 53 | $5.5B | 212,226,788 | 26 | 15 | 7 | 0.0% |
| Q2 2025 | 42 | $5.2B | 203,301,160 | 38 | 2 | 2 | 0.0% |
| Q1 2025 | 5 | $28.4M | 1,153,907 | 4 | 0 | 1 | 0.0% |
| Q4 2024 | 1 | $8.3M | 332,554 | 1 | 0 | 0 | 0.0% |