DaveManuel.com · Institutional Ownership · Who Owns It
ETF SER SOLUTIONS (SMIG)
Institutional ownership reported to the SEC as of Q2 2026, across 24 quarters.
64
Reporting holders
$954.2M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $342.0M | 10,425,025 | 0.02% | 14q | +3.2%+$10.7M |
| MORGAN STANLEY | $257.6M | 7,851,152 | 0.01% | 13q | +18.1%+$39.4M |
| ROYAL BANK OF CANADA | $77.2M | 2,352,255 | 0.01% | 19q | -1.6%-$1.2M |
| UBS Group AG | $49.0M | 1,493,573 | 0.01% | 8q | -9.8%-$5.3M |
| WELLS FARGO & COMPANY/MN | $24.5M | 747,940 | 0.00% | 5q | +21.3%+$4.3M |
| RAYMOND JAMES FINANCIAL INC | $21.5M | 654,984 | 0.01% | 7q | -10.2%-$2.4M |
| Sanctuary Advisors, LLC | $20.4M | 621,620 | 0.09% | 9q | +11.1%+$2.0M |
| Prime Capital Investment Advisors, LLC | $14.7M | 446,824 | 0.14% | 8q | +32.7%+$3.6M |
| LPL Financial LLC | $14.5M | 442,089 | 0.00% | 16q | HELD |
| STIFEL FINANCIAL CORP | $11.3M | 344,586 | 0.01% | 15q | +2.6%+$281.2K |
| US BANCORP \DE\ | $11.1M | 338,697 | 0.01% | 18q | +10.0%+$1.0M |
| TRUIST FINANCIAL CORP | $8.1M | 247,500 | 0.01% | 6q | +1.5%+$123.4K |
| FIFTH THIRD BANCORP | $8.0M | 243,529 | 0.01% | 19q | +6.6%+$493.4K |
| TWO SIGMA INVESTMENTS, LP | $7.5M | 228,500 | 0.01% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $7.5M | 227,948 | 0.01% | 17q | +95.8%+$3.7M |
| CASTLE WEALTH MANAGEMENT LLC | $7.0M | 214,231 | 2.08% | 13q | -2.8%-$199.6K |
| Joseph Group Capital Management | $6.7M | 203,388 | 1.40% | 5q | -1.0%-$70.2K |
| JPMORGAN CHASE & CO | $5.8M | 178,139 | 0.00% | 11q | +11.9%+$619.8K |
| Cetera Investment Advisers | $5.4M | 165,983 | 0.00% | 17q | -1.7%-$92.4K |
| Gotham Asset Management, LLC | $4.8M | 145,154 | 0.01% | 4q | HELD |
| Bank of New York Mellon Corp | $4.4M | 132,749 | 0.00% | 2q | -5.6%-$258.2K |
| Rockefeller Capital Management L.P. | $4.2M | 127,513 | 0.01% | 8q | +22.6%+$771.0K |
| Pine Valley Investments Ltd Liability Co | $4.0M | 120,600 | 0.16% | 14q | -18.0%-$871.0K |
| ENVESTNET ASSET MANAGEMENT INC | $3.8M | 116,553 | 0.00% | 15q | HELD |
| Equitable Holdings, Inc. | $3.5M | 106,795 | 0.02% | 5q | -23.2%-$1.1M |
| Heritage Wealth Management, Inc. | $2.8M | 85,820 | 0.70% | 9q | HELD |
| Waverly Advisors, LLC | $2.7M | 82,789 | 0.02% | 5q | HELD |
| Atria Investments, Inc | $2.4M | 74,000 | 0.02% | 3q | +0.5%+$12.3K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $2.3M | 71,135 | 0.03% | 8q | +1.6%+$37.4K |
| Wealthcare Advisory Partners LLC | $1.6M | 50,194 | 0.03% | 11q | -5.8%-$100.8K |
| &PARTNERS | $1.6M | 47,387 | 0.01% | 4q | -7.8%-$131.4K |
| ELEVATION POINT WEALTH PARTNERS, LLC | $1.5M | 44,391 | 0.03% | 4q | +0.8%+$11.0K |
| Vestmark Advisory Solutions, Inc. | $1.5M | 44,392 | 0.01% | 3q | +1.1%+$16.0K |
| Wealth Dimensions Group, Ltd. | $1.4M | 41,775 | 0.25% | 6q | HELD |
| EdgeRock Capital LLC | $1.3M | 38,359 | 0.29% | 6q | +25.5%+$255.9K |
| MML INVESTORS SERVICES, LLC | $1.0M | 30,772 | 0.00% | 5q | +45.7%+$316.7K |
| Philadelphia Investment Partners, LLC | $919.3K | 28,016 | 0.57% | 2q | -0.7%-$6.8K |
| GOLDMAN SACHS GROUP INC | $888.2K | 27,072 | 0.00% | 2q | -79.8%-$3.5M |
| Baird Financial Group, Inc. | $863.8K | 26,326 | 0.00% | 4q | +1.3%+$11.2K |
| Darden Wealth Group Inc | $741.5K | 22,600 | 0.29% | new | NEW |
| TRANSCEND CAPITAL ADVISORS, LLC | $702.2K | 21,401 | 0.05% | 3q | -21.1%-$187.7K |
| Freestone Capital Holdings, LLC | $506.5K | 15,437 | 0.01% | new | NEW |
| PFG Investments, LLC | $503.8K | 15,356 | 0.02% | 7q | HELD |
| OpenArc Corporate Advisory, LLC | $502.7K | 15,321 | 0.01% | 2q | HELD |
| Concurrent Investment Advisors, LLC | $445.9K | 13,591 | 0.00% | new | NEW |
| PUREfi Wealth, LLC | $426.5K | 13,000 | 0.23% | 5q | HELD |
| Janney Montgomery Scott LLC | $424.0K | 12,916 | 0.00% | 7q | -4.7%-$20.8K |
| Argentarii, LLC | $334.7K | 10,115 | 0.10% | 4q | +5.6%+$17.8K |
| Weaver Consulting Group | $313.3K | 9,550 | 0.06% | 9q | HELD |
| MCF Advisors LLC | $295.7K | 9,000 | 0.01% | 2q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $287.7K | 8,769 | 0.00% | 3q | -41.4%-$202.9K |
| Arkadios Wealth Advisors | $254.9K | 7,770 | 0.00% | 3q | +6.6%+$15.7K |
| Strait & Sound Wealth Management LLC | $222.2K | 6,772 | 0.08% | new | NEW |
| ORBA Wealth Advisors, L.L.C. | $215.1K | 6,557 | 0.18% | new | NEW |
| Stratos Wealth Partners, LTD. | $200.9K | 6,124 | 0.00% | new | NEW |
| Parallel Advisors, LLC | $200.6K | 6,113 | 0.00% | 3q | -23.0%-$59.8K |
| CENTAURUS FINANCIAL, INC. | $103.0K | 3,154 | 0.00% | new | NEW |
| Blue Trust, Inc. | $96.5K | 2,941 | 0.00% | 12q | +0.5% |
| Cornerstone Financial Management LLC | $91.9K | 2,800 | 0.07% | 3q | HELD |
| OSAIC HOLDINGS, INC. | $49.3K | 1,503 | 0.00% | 16q | +651.5%+$42.8K |
| SIMPLEX TRADING, LLC | $27.4K PUT | options only | 0.00% | 4q | OPTIONS |
| Farther Finance Advisors, LLC | $26.6K | 812 | 0.00% | 3q | HELD |
| Signature Equity Partners, LLC | $7.3K | 223 | 0.00% | 3q | HELD |
| Nemes Rush Group LLC | $3.8K | 116 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 15 | $23.3M | 753,394 | 1 | 1 | 4 | 0.0% |
| Q2 2026 | 64 | $954.2M | 29,081,696 | 8 | 23 | 17 | 0.0% |
| Q1 2026 | 65 | $800.2M | 27,267,852 | 11 | 30 | 11 | 0.0% |
| Q4 2025 | 60 | $730.2M | 25,354,559 | 11 | 16 | 21 | 0.0% |
| Q3 2025 | 53 | $777.8M | 26,267,604 | 9 | 25 | 13 | 0.0% |
| Q2 2025 | 58 | $760.5M | 26,356,844 | 12 | 30 | 11 | 0.0% |
| Q1 2025 | 53 | $581.5M | 20,381,590 | 7 | 27 | 13 | 0.0% |
| Q4 2024 | 49 | $422.6M | 14,513,284 | 13 | 23 | 6 | 0.0% |
| Q3 2024 | 40 | $312.9M | 10,681,148 | 11 | 18 | 5 | 0.0% |
| Q2 2024 | 31 | $234.5M | 8,933,148 | 2 | 11 | 10 | 0.0% |
| Q1 2024 | 30 | $349.6M | 12,977,104 | 3 | 17 | 5 | 0.0% |
| Q4 2023 | 33 | $229.4M | 9,102,076 | 8 | 16 | 5 | 0.0% |
| Q3 2023 | 28 | $147.4M | 6,467,817 | 5 | 18 | 1 | 0.0% |
| Q2 2023 | 23 | $106.1M | 4,416,290 | 7 | 14 | 1 | 0.0% |
| Q1 2023 | 20 | $60.3M | 2,599,439 | 7 | 10 | 1 | 0.0% |
| Q4 2022 | 15 | $30.5M | 1,335,832 | 5 | 7 | 1 | 0.5% |
| Q3 2022 | 11 | $14.5M | 689,483 | 3 | 6 | 2 | 0.6% |
| Q2 2022 | 9 | $9.4M | 426,974 | 2 | 4 | 0 | 0.2% |
| Q1 2022 | 7 | $2.6M | 107,896 | 5 | 1 | 1 | 0.3% |
| Q4 2021 | 4 | $1.9M | 70,427 | 3 | 0 | 0 | 0.3% |
| Q3 2021 | 1 | $942.0K | 0 | 2 | 0 | 0 | 100.0% |
| Q2 2021 | 1 | $950.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q1 2021 | 2 | $3.8M | 0 | 1 | 0 | 0 | 100.0% |
| Q4 2020 | 2 | $5.8M | 0 | 3 | 0 | 0 | 100.0% |