DaveManuel.com · Institutional Ownership · Who Owns It
ALPS ETF TR (SMTH)
Institutional ownership reported to the SEC as of Q2 2026, across 12 quarters.
84
Reporting holders
$2.3B
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.3B | 49,724,983 | 2.10% | 10q | +18.2%+$193.3M |
| Annex Advisory Services, LLC | $237.8M | 9,237,012 | 4.06% | 10q | +14.6%+$30.4M |
| SHUFRO ROSE & CO LLC | $136.4M | 5,299,519 | 7.83% | 7q | +3.8%+$5.0M |
| Trilogy Capital Inc. | $107.7M | 4,184,387 | 4.18% | 3q | +115.3%+$57.7M |
| Stratos Investment Management, LLC | $84.4M | 3,279,310 | 3.05% | 11q | -4.3%-$3.8M |
| Bank of New York Mellon Corp | $58.1M | 2,257,775 | 0.01% | 6q | +2.2%+$1.3M |
| Lineweaver Wealth Advisors, LLC | $40.7M | 1,579,639 | 4.81% | 9q | +7.8%+$2.9M |
| BANK OF AMERICA CORP /DE/ | $37.1M | 1,441,110 | 0.00% | 2q | +1140.2%+$34.1M |
| Hamilton Wealth, LLC | $34.4M | 1,336,672 | 6.30% | 9q | +0.8%+$258.5K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $32.3M | 1,255,537 | 0.91% | 5q | +1.4%+$447.7K |
| Thrivent Financial for Lutherans | $25.1M | 976,388 | 0.04% | 5q | +33.4%+$6.3M |
| Meridian Wealth Management, LLC | $23.8M | 923,625 | 0.73% | 3q | +8.0%+$1.8M |
| Vise Technologies, Inc. | $20.4M | 790,997 | 0.23% | 6q | +70.2%+$8.4M |
| ADAPT WEALTH ADVISORS, LLC | $17.6M | 682,887 | 5.75% | 9q | -5.4%-$994.7K |
| Traction Financial Partners, LLC | $17.4M | 677,300 | 9.26% | 6q | HELD |
| Principle Wealth Partners LLC | $16.5M | 642,470 | 0.82% | 11q | -5.0%-$877.6K |
| NorthCrest Asset Manangement, LLC | $14.3M | 557,618 | 0.37% | 9q | +5.2%+$703.6K |
| Guardian Financial Partners, LLC | $13.6M | 529,672 | 5.31% | 10q | +6.9%+$875.7K |
| SENTINEL PENSION ADVISORS, LLC | $12.3M | 481,227 | 1.61% | 5q | +10.0%+$1.1M |
| World Investment Advisors | $11.2M | 436,043 | 0.19% | 9q | HELD |
| Old Port Advisors | $11.1M | 431,023 | 2.19% | 7q | +11.7%+$1.2M |
| Ethos Financial Group, LLC | $10.9M | 424,943 | 0.73% | 6q | +42.4%+$3.3M |
| Prasad Wealth Partners, LLC | $9.8M | 378,849 | 2.35% | 7q | -5.1%-$528.3K |
| Sovereign Investment Advisors, LLC | $9.6M | 373,742 | 1.81% | 8q | HELD |
| Gallacher Capital Management LLC | $8.0M | 309,268 | 4.46% | 8q | -18.5%-$1.8M |
| NIXON PEABODY TRUST CO | $7.9M | 306,809 | 0.56% | 6q | +6.1%+$451.8K |
| Tenzing Financial LLC | $7.5M | 291,152 | 5.14% | 3q | -0.6%-$44.4K |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS | $7.3M | 284,270 | 3.44% | 3q | +30.2%+$1.7M |
| Spectrum Investment Advisors, Inc. | $6.3M | 246,241 | 2.59% | 7q | +26.6%+$1.3M |
| Riverbend Wealth Management, LLC | $4.4M | 169,716 | 2.19% | 7q | -12.6%-$629.6K |
| RAYMOND JAMES FINANCIAL INC | $4.1M | 159,183 | 0.00% | 6q | +12.5%+$456.2K |
| LPL Financial LLC | $3.4M | 131,627 | 0.00% | 9q | -2.6%-$88.9K |
| ALPS ADVISORS INC | $3.4M | 131,117 | 0.02% | 7q | -11.1%-$422.1K |
| Blue Line Capital, LLC / IL | $2.8M | 107,187 | 2.30% | 3q | +22.7%+$510.6K |
| Crestwood Advisors Group, LLC | $2.8M | 107,036 | 0.04% | 5q | +17.4%+$408.6K |
| FIRST FOUNDATION ADVISORS | $2.7M | 104,582 | 0.10% | 7q | -8.7%-$257.7K |
| CITADEL ADVISORS LLC | $2.5M | 96,686 | 0.00% | 10q | +2.3%+$55.1K |
| Fermata Advisors, LLC | $2.1M | 80,196 | 0.42% | 10q | -2.6%-$56.0K |
| Arsenal Capital Advisors LLC | $1.8M | 69,082 | 1.05% | 3q | -12.7%-$259.4K |
| Tidal Investments LLC | $1.7M | 66,900 | 0.00% | 3q | +9.9%+$155.2K |
| MGO ONE SEVEN LLC | $1.7M | 64,514 | 0.03% | new | NEW |
| JPMORGAN CHASE & CO | $1.5M | 56,672 | 0.00% | 7q | +42.6%+$437.6K |
| WELLS FARGO & COMPANY/MN | $892.6K | 34,679 | 0.00% | 6q | -46.7%-$780.9K |
| ENVESTNET ASSET MANAGEMENT INC | $882.6K | 34,290 | 0.00% | 2q | -0.9%-$7.9K |
| Legacy Capital Wealth Partners, LLC | $865.6K | 33,627 | 0.17% | 7q | HELD |
| Wealth Enhancement Trust Services, Inc. | $802.9K | 31,194 | 0.09% | 3q | +2.1%+$16.2K |
| Integras Partners LLC | $744.2K | 28,913 | 0.41% | new | NEW |
| G&S Capital LLC | $744.1K | 28,910 | 0.22% | 6q | -25.5%-$254.9K |
| Apollon Wealth Management, LLC | $661.5K | 25,700 | 0.01% | 8q | -3.8%-$26.3K |
| Concurrent Investment Advisors, LLC | $624.9K | 24,278 | 0.01% | 3q | +59.9%+$234.0K |
| Coastal Bridge Advisors, LLC | $619.0K | 24,048 | 0.04% | 7q | HELD |
| OSAIC HOLDINGS, INC. | $602.6K | 23,410 | 0.00% | 11q | +1.1%+$6.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $598.7K | 23,260 | 0.00% | 11q | -5.2%-$33.1K |
| Signal Advisors Wealth, LLC | $577.7K | 22,444 | 0.03% | 2q | -60.4%-$881.2K |
| ROYAL BANK OF CANADA | $573.0K | 22,263 | 0.00% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $545.6K | 21,198 | 0.00% | 4q | +17.7%+$82.0K |
| Triumph Capital Management | $540.4K | 20,996 | 0.10% | 10q | -40.7%-$370.2K |
| Arax Advisory Partners | $513.3K | 19,942 | 0.00% | 3q | HELD |
| MORGAN STANLEY | $431.7K | 16,772 | 0.00% | 4q | -2.4%-$10.8K |
| Quantinno Capital Management LP | $415.5K | 16,142 | 0.00% | 2q | +101.3%+$209.1K |
| Kestra Advisory Services, LLC | $339.3K | 13,180 | 0.00% | 7q | -18.6%-$77.5K |
| Tribridge Partners Financial LLC | $324.4K | 12,791 | 0.13% | 5q | HELD |
| Summit Financial, LLC | $293.3K | 11,396 | 0.00% | 4q | +6.4%+$17.6K |
| APPLETON PARTNERS INC/MA | $257.0K | 10,000 | 0.02% | new | NEW |
| Strategic Financial Concepts, LLC | $238.3K | 9,259 | 0.07% | 2q | -3.7%-$9.1K |
| STIFEL FINANCIAL CORP | $227.1K | 8,821 | 0.00% | 6q | -11.9%-$30.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $207.2K | 8,048 | 0.00% | new | NEW |
| TWO SIGMA SECURITIES, LLC | $204.7K | 7,953 | 0.02% | new | NEW |
| FIFTH THIRD BANCORP | $192.7K | 7,486 | 0.00% | 2q | HELD |
| BlackRock, Inc. | $123.5K | 4,796 | 0.00% | new | NEW |
| Johnson Financial Group, Inc. | $53.7K | 2,087 | 0.00% | 2q | HELD |
| Farther Finance Advisors, LLC | $28.2K | 1,095 | 0.00% | new | NEW |
| FRANKLIN RESOURCES INC | $24.0K | 934 | 0.00% | 6q | HELD |
| SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | $17.5K | 680 | 0.01% | new | NEW |
| Family Capital Trust Co | $16.3K | 633 | 0.01% | 6q | HELD |
| AE Wealth Management LLC | $16.2K | 630 | 0.00% | 5q | HELD |
| Meramec Financial Planners, LLC | $15.8K | 624 | 0.01% | new | NEW |
| Signature Resources Capital Management, LLC | $10.7K | 414 | 0.00% | 2q | HELD |
| Operose Advisors LLC | $6.6K | 256 | 0.00% | 9q | HELD |
| FWL INVESTMENT MANAGEMENT, LLC | $4.6K | 178 | 0.00% | 8q | HELD |
| Golden State Wealth Management, LLC | $1.9K | 72 | 0.00% | new | NEW |
| ASSETMARK, INC | $1.4K | 56 | 0.00% | 4q | -41.7%-$1.0K |
| Allworth Financial LP | $927 | 36 | 0.00% | 3q | HELD |
| Smartleaf Asset Management LLC | $129 | 5 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 25 | $2.2B | 89,899,529 | 4 | 12 | 6 | 0.0% |
| Q2 2026 | 84 | $2.3B | 91,238,462 | 11 | 32 | 24 | 0.0% |
| Q1 2026 | 82 | $2.0B | 77,779,568 | 14 | 38 | 17 | 0.0% |
| Q4 2025 | 79 | $2.3B | 89,245,713 | 12 | 34 | 16 | 0.0% |
| Q3 2025 | 71 | $2.0B | 77,372,813 | 14 | 34 | 9 | 0.0% |
| Q2 2025 | 64 | $1.8B | 70,759,641 | 11 | 32 | 13 | 0.0% |
| Q1 2025 | 59 | $1.6B | 61,209,941 | 18 | 27 | 8 | 0.0% |
| Q4 2024 | 48 | $1.3B | 50,623,291 | 19 | 12 | 11 | 0.0% |
| Q3 2024 | 29 | $963.1M | 36,424,226 | 6 | 14 | 8 | 0.0% |
| Q2 2024 | 24 | $757.9M | 29,767,432 | 11 | 9 | 4 | 0.0% |
| Q1 2024 | 17 | $648.2M | 25,258,194 | 11 | 5 | 1 | 0.0% |
| Q4 2023 | 6 | $96.3M | 3,706,816 | 6 | 0 | 0 | 0.0% |