DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (SNOV)
Institutional ownership reported to the SEC as of Q2 2026, across 12 quarters.
54
Reporting holders
$39.8M
Reported value
0.0%
Calls
0.0%
Puts
-9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | $6.4M | 237,914 | 0.01% | 11q | -22.5%-$1.9M |
| Cetera Investment Advisers | $3.3M | 120,417 | 0.00% | 10q | HELD |
| PARK AVENUE SECURITIES LLC | $2.9M | 106,727 | 0.02% | 6q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.6M | 94,289 | 0.00% | 7q | -9.9%-$281.3K |
| BFI Wealth Solutions, LLC | $2.1M | 77,483 | 1.55% | 3q | +48.2%+$682.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.1M | 76,332 | 0.00% | 8q | +58.0%+$759.0K |
| Cambridge Investment Research Advisors, Inc. | $1.9M | 68,716 | 0.00% | 11q | -10.3%-$214.1K |
| NorthCrest Asset Manangement, LLC | $1.8M | 65,930 | 0.05% | 11q | HELD |
| Janney Montgomery Scott LLC | $1.7M | 62,475 | 0.00% | 7q | -2.6%-$46.1K |
| RAYMOND JAMES FINANCIAL INC | $1.6M | 60,845 | 0.00% | 7q | -4.9%-$84.2K |
| LPL Financial LLC | $1.6M | 57,772 | 0.00% | 6q | +18.5%+$244.6K |
| Grantvest Financial Group LLC | $1.3M | 48,388 | 0.76% | 7q | -7.1%-$100.8K |
| TRUIST FINANCIAL CORP | $1.2M | 42,460 | 0.00% | 11q | -4.5%-$54.2K |
| MGO ONE SEVEN LLC | $1.2M | 42,444 | 0.02% | 3q | -8.6%-$108.5K |
| Kestra Advisory Services, LLC | $925.3K | 34,151 | 0.00% | 11q | -11.7%-$122.9K |
| Ignite Planners, LLC | $739.2K | 27,283 | 0.10% | 7q | -1.9%-$14.2K |
| Private Advisor Group, LLC | $601.4K | 22,195 | 0.00% | 3q | HELD |
| Mariner, LLC | $447.9K | 16,530 | 0.00% | 10q | -22.9%-$132.9K |
| ENVESTNET ASSET MANAGEMENT INC | $404.0K | 14,910 | 0.00% | 4q | +6.3%+$24.1K |
| KINGSWOOD WEALTH ADVISORS, LLC | $401.0K | 14,799 | 0.02% | 6q | -8.9%-$39.3K |
| HRT FINANCIAL LP | $392.0K | 14,489 | 0.00% | new | NEW |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $343.3K | 12,670 | 0.00% | 7q | HELD |
| Octavia Wealth Advisors, LLC | $335.0K | 12,363 | 0.03% | 11q | -8.8%-$32.5K |
| Diligent Investors, LLC | $333.3K | 12,300 | 0.07% | 7q | HELD |
| Sigma Planning Corp | $324.9K | 11,990 | 0.01% | 7q | HELD |
| Rockefeller Capital Management L.P. | $317.0K | 11,700 | 0.00% | 10q | HELD |
| LANARK FINANCIAL, INC. | $302.0K | 11,147 | 0.02% | 11q | +0.8%+$2.5K |
| NewEdge Advisors, LLC | $233.4K | 8,613 | 0.00% | 11q | -6.2%-$15.4K |
| Foguth Wealth Management, LLC. | $231.7K | 8,547 | 0.03% | 3q | -7.2%-$17.9K |
| Kovack Advisors, Inc. | $227.9K | 8,408 | 0.01% | 2q | +1.4%+$3.1K |
| SILVER OAK SECURITIES, INCORPORATED | $208.7K | 7,702 | 0.01% | new | NEW |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $204.5K | 7,547 | 0.01% | 10q | -12.1%-$28.2K |
| SOA Wealth Advisors, LLC. | $198.6K | 7,328 | 0.03% | 10q | -6.2%-$13.1K |
| Pinnacle Wealth Planning Services, Inc. | $162.6K | 6,000 | 0.02% | 3q | HELD |
| DHJJ Financial Advisors, Ltd. | $150.6K | 5,557 | 0.04% | 10q | -0.9%-$1.4K |
| PFS Partners, LLC | $136.5K | 5,036 | 0.06% | 7q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $133.6K | 4,932 | 0.01% | new | NEW |
| Capital Analysts, LLC | $104.0K | 3,817 | 0.00% | 7q | HELD |
| HARBOUR INVESTMENTS, INC. | $77.5K | 2,859 | 0.00% | 7q | HELD |
| Noble Wealth Management PBC | $68.9K | 2,543 | 0.03% | 6q | -5.4%-$3.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $59.0K | 68,169? | 0.00% | 5q | |
| Ameritas Investment Partners, Inc. | $33.9K | 1,250 | 0.00% | 3q | HELD |
| Benson Wealth Management INC | $32.9K | 1,213 | 0.03% | 3q | HELD |
| Capital Investment Advisory Services, LLC | $30.2K | 1,115 | 0.00% | 4q | -15.2%-$5.4K |
| CoreCap Advisors, LLC | $27.1K | 1,000 | 0.00% | 2q | HELD |
| Topsail Wealth Management, LLC | $27.1K | 1,000 | 0.00% | 5q | HELD |
| CX Institutional | $23.0K | 865 | 0.00% | 3q | HELD |
| FIFTH THIRD BANCORP | $22.6K | 833 | 0.00% | 3q | HELD |
| Integrity Financial Corp /WA | $22.2K | 818 | 0.01% | 3q | HELD |
| AE Wealth Management LLC | $19.2K | 708 | 0.00% | 7q | HELD |
| Signature Equity Partners, LLC | $17.1K | 630 | 0.01% | 3q | -49.9%-$17.0K |
| MORGAN STANLEY | $15.6K | 577 | 0.00% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $13.5K | 500 | 0.00% | 11q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $6.1K | 226 | 0.00% | 2q | -49.9%-$6.1K |
| Strive Financial Group ,LLC | $2.9K | 108 | 0.00% | 3q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-07 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 44.7% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 17 | $11.1M | 406,909 | 0 | 0 | 8 | 0.0% |
| Q2 2026 | 54 | $39.8M | 1,468,451 | 3 | 6 | 22 | 0.0% |
| Q1 2026 | 63 | $44.8M | 1,803,284 | 7 | 11 | 18 | 0.0% |
| Q4 2025 | 60 | $46.5M | 1,873,067 | 11 | 12 | 21 | 0.0% |
| Q3 2025 | 52 | $71.6M | 2,896,337 | 8 | 10 | 15 | 0.0% |
| Q2 2025 | 57 | $57.4M | 2,481,693 | 8 | 13 | 16 | 0.0% |
| Q1 2025 | 53 | $55.2M | 2,509,120 | 12 | 20 | 8 | 0.0% |
| Q4 2024 | 46 | $43.2M | 1,871,097 | 22 | 14 | 2 | 0.0% |
| Q3 2024 | 24 | $9.0M | 391,218 | 4 | 2 | 10 | 0.0% |
| Q2 2024 | 22 | $9.2M | 421,999 | 1 | 4 | 5 | 0.0% |
| Q1 2024 | 26 | $14.1M | 649,787 | 10 | 6 | 3 | 0.0% |
| Q4 2023 | 17 | $8.9M | 420,708 | 16 | 0 | 0 | 0.0% |