DaveManuel.com · Institutional Ownership · Who Owns It
DBX ETF TR (SNPE)
Institutional ownership reported to the SEC as of Q2 2026, across 30 quarters.
128
Reporting holders
$1.3B
Reported value
0.0%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SUN LIFE FINANCIAL INC | $329.4M | 4,783,652 | 16.87% | 5q | +1.6%+$5.1M |
| MORGAN STANLEY | $269.4M | 3,911,993 | 0.01% | 25q | HELD |
| JPMORGAN CHASE & CO | $200.2M | 2,923,585 | 0.01% | 15q | -45.7%-$168.5M |
| Mirae Asset Global Investments Co., Ltd. | $69.1M | 1,003,270 | 0.10% | 22q | +65.3%+$27.3M |
| ROYAL BANK OF CANADA | $67.5M | 979,672 | 0.01% | 28q | +7.1%+$4.5M |
| WCG Wealth Advisors LLC | $54.5M | 792,172 | 1.29% | 17q | -17.3%-$11.4M |
| LPL Financial LLC | $36.3M | 527,010 | 0.01% | 28q | +3.3%+$1.2M |
| UBS Group AG | $34.7M | 504,618 | 0.00% | 25q | -1.5%-$529.5K |
| AMERIPRISE FINANCIAL INC | $33.6M | 487,671 | 0.01% | 23q | +10.2%+$3.1M |
| RAYMOND JAMES FINANCIAL INC | $20.7M | 300,137 | 0.01% | 7q | +4.2%+$840.2K |
| FIFTH THIRD BANCORP | $17.0M | 247,359 | 0.03% | 25q | +1.7%+$277.9K |
| PRINCIPAL FINANCIAL GROUP INC | $15.8M | 229,512 | 0.01% | 14q | +19.8%+$2.6M |
| GOLDMAN SACHS GROUP INC | $13.4M | 194,826 | 0.00% | 18q | +58.8%+$5.0M |
| BANK OF AMERICA CORP /DE/ | $12.7M | 184,232 | 0.00% | 27q | HELD |
| Alaska Wealth Advisors, LLC | $10.6M | 153,671 | 1.15% | 27q | -3.9%-$428.2K |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $9.2M | 134,315 | 0.01% | 2q | +201.5%+$6.1M |
| WELLS FARGO & COMPANY/MN | $8.9M | 129,966 | 0.00% | 23q | -1.7%-$155.6K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.9M | 114,534 | 0.00% | 22q | +3.0%+$231.4K |
| CHOREO, LLC | $7.3M | 106,467 | 0.08% | 11q | -1.6%-$119.7K |
| MAI Capital Management | $6.5M | 94,441 | 0.02% | 9q | -2.0%-$129.5K |
| OSAIC HOLDINGS, INC. | $4.2M | 60,502 | 0.00% | 26q | -4.0%-$171.9K |
| ENVESTNET ASSET MANAGEMENT INC | $4.2M | 60,320 | 0.00% | 28q | HELD |
| Bank of New York Mellon Corp | $4.0M | 58,759 | 0.00% | new | NEW |
| BASSO CAPITAL MANAGEMENT, L.P. | $3.7M | 54,115 | 0.79% | new | NEW |
| Insight Wealth Partners, LLC | $3.7M | 54,015 | 0.50% | 23q | +5.5%+$194.0K |
| GenWealth Group, Inc. | $3.6M | 51,937 | 0.56% | 10q | -2.0%-$72.7K |
| RETIREMENT CAPITAL STRATEGIES | $3.5M | 50,281 | 1.20% | 13q | +31.0%+$818.5K |
| SHEETS SMITH WEALTH MANAGEMENT | $3.1M | 45,112 | 0.31% | 24q | -3.4%-$109.6K |
| Dynamic Advisor Solutions LLC | $2.8M | 40,973 | 0.08% | 3q | +7.0%+$183.6K |
| Warner Group LLC | $2.8M | 40,650 | 0.69% | 4q | +98.5%+$1.4M |
| Stratos Wealth Partners, LTD. | $2.8M | 40,499 | 0.03% | 23q | -0.6%-$16.0K |
| ZENITH SOLUTIONS, INC. | $2.6M | 37,311 | 2.33% | new | FIRST |
| Allworth Financial LP | $2.4M | 34,540 | 0.01% | 17q | -2.6%-$63.8K |
| INVESTMENT COUNSEL CO OF NEVADA | $2.3M | 33,636 | 4.33% | 7q | -0.5%-$12.7K |
| Avior Wealth Management, LLC | $2.2M | 31,766 | 0.06% | 10q | HELD |
| FSA WEALTH PARTNERS, INC. | $2.1M | 29,830 | 0.51% | new | NEW |
| CANTOR FITZGERALD INVESTMENT ADVISORS L.P. | $1.9M | 28,236 | 0.13% | 20q | HELD |
| Cetera Investment Advisers | $1.8M | 25,649 | 0.00% | 10q | +7.5%+$122.6K |
| Pine Valley Investments Ltd Liability Co | $1.8M | 25,633 | 0.07% | 14q | HELD |
| Savvy Advisors, Inc. | $1.6M | 23,935 | 0.03% | 5q | -13.0%-$247.3K |
| NorthRock Partners, LLC | $1.6M | 23,183 | 0.02% | 4q | HELD |
| CITADEL ADVISORS LLC | $1.6M | 22,906 | 0.00% | new | NEW |
| Gateway Wealth Partners, LLC | $1.4M | 20,503 | 0.08% | 11q | -49.8%-$1.4M |
| One Capital Management, LLC | $1.3M | 22,078 | 0.04% | 18q | HELD |
| Sonoma Allocations LLC | $1.2M | 17,761 | 0.38% | 4q | +11.9%+$129.9K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1.2M | 17,193 | 0.00% | 3q | -39.2%-$763.7K |
| Heirloom Wealth Management | $1.2M | 17,172 | 0.17% | 18q | +13.9%+$144.3K |
| PRUDENTIAL PLC | $1.1M | 16,389 | 0.01% | 14q | -7.6%-$92.3K |
| Balance Wealth Partners LLC | $1.1M | 15,910 | 0.29% | 6q | -9.9%-$120.3K |
| Sage Advisory Services, Ltd.Co. | $1.1M | 15,251 | 0.52% | new | NEW |
| Mason & Associates Inc | $1.0M | 14,927 | 0.17% | 6q | HELD |
| Kestra Advisory Services, LLC | $984.4K | 14,295 | 0.00% | 23q | +21.9%+$176.7K |
| Orion Porfolio Solutions, LLC | $913.9K | 13,272 | 0.01% | 14q | +2.7%+$24.1K |
| Weinberger Asset Management, Inc | $883.2K | 12,875 | 0.28% | 3q | +2.1%+$18.2K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $823.4K | 11,967 | 0.00% | 11q | HELD |
| FLOW TRADERS U.S. LLC | $816.0K | 11,846 | 0.03% | 2q | -62.7%-$1.4M |
| Ethic Inc. | $802.1K | 11,649 | 0.01% | 5q | +215.2%+$547.6K |
| Goldstein Advisors, LLC | $786.4K | 11,420 | 0.07% | 11q | +2.5%+$18.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $721.2K | 10,473 | 0.00% | 7q | -40.2%-$485.8K |
| Clearstead Advisors, LLC | $695.5K | 10,100 | 0.01% | 10q | HELD |
| FMR LLC | $680.1K | 9,876 | 0.00% | 23q | -14.4%-$114.2K |
| Fragasso Financial Advisors Inc | $679.4K | 9,866 | 0.04% | 14q | +7.7%+$48.4K |
| PRIVATE TRUST CO NA | $679.1K | 9,863 | 0.05% | 17q | HELD |
| Tower Research Capital LLC (TRC) | $652.3K | 9,473 | 0.02% | 8q | -24.2%-$208.6K |
| PALLADIEM, LLC | $642.2K | 9,326 | 0.62% | 15q | HELD |
| NEPC LLC | $636.6K | 9,245 | 0.01% | 7q | HELD |
| Cambridge Investment Research Advisors, Inc. | $606.0K | 8,792 | 0.00% | 11q | +87.3%+$282.5K |
| Per Stirling Capital Management, LLC. | $597.8K | 8,681 | 0.06% | new | NEW |
| HBK Sorce Advisory LLC | $567.4K | 8,000 | 0.01% | 2q | +17.6%+$85.1K |
| Grey Ledge Advisors, LLC | $504.5K | 7,326 | 0.10% | 5q | HELD |
| POTOMAC FUND MANAGEMENT INC /ADV | $494.9K | 7,187 | 0.01% | 7q | HELD |
| Veridan Wealth LLC | $484.0K | 7,029 | 0.16% | 7q | -5.5%-$28.4K |
| Creative Planning | $447.8K | 6,503 | 0.00% | new | NEW |
| Baird Financial Group, Inc. | $425.1K | 6,173 | 0.00% | 11q | -8.7%-$40.3K |
| Corundum Group, Inc. | $403.0K | 5,852 | 0.12% | 3q | +0.9%+$3.6K |
| Steward Partners Investment Advisory, LLC | $377.8K | 5,487 | 0.00% | 5q | HELD |
| Rockefeller Capital Management L.P. | $331.5K | 4,813 | 0.00% | 4q | HELD |
| LJI Wealth Management, LLC | $331.2K | 4,810 | 0.05% | 10q | HELD |
| Range Advisory, LLC | $323.4K | 4,697 | 0.04% | new | NEW |
| ABOUND FINANCIAL, LLC | $309.7K | 4,498 | 0.12% | 7q | HELD |
| PNC Financial Services Group, Inc. | $305.5K | 4,437 | 0.00% | 11q | HELD |
| POTENTIA WEALTH | $297.5K | 4,321 | 0.12% | new | NEW |
| WEST BANCORPORATION INC | $277.9K | 4,035 | 0.12% | 4q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $266.3K | 3,868 | 0.00% | 7q | HELD |
| D. E. Shaw & Co., Inc. | $263.3K | 3,823 | 0.00% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $252.1K | 3,661 | 0.00% | new | NEW |
| Ellevest, Inc. | $251.3K | 3,649 | 0.03% | 5q | HELD |
| CITIZENS FINANCIAL GROUP INC/RI | $250.3K | 3,635 | 0.00% | 7q | HELD |
| Cyndeo Wealth Partners, LLC | $238.7K | 3,466 | 0.01% | 4q | HELD |
| Y-Intercept (Hong Kong) Ltd | $238.7K | 3,466 | 0.00% | new | NEW |
| Thrivent Financial for Lutherans | $237.0K | 3,445 | 0.00% | 4q | -77.2%-$802.8K |
| Corient Private Wealth LP | $234.2K | 3,401 | 0.00% | 2q | HELD |
| Jupiter Wealth Management LLC | $228.9K | 3,324 | 0.09% | 12q | HELD |
| Argent Trust Co | $225.1K | 3,269 | 0.01% | new | NEW |
| PFG Investments, LLC | $221.9K | 3,222 | 0.01% | new | NEW |
| Old Peak Finance LLC | $219.8K | 3,192 | 0.11% | new | NEW |
| Financial Partners Group, Inc | $210.4K | 3,055 | 0.02% | new | NEW |
| Financial Gravity Companies, Inc. | $204.9K | 2,976 | 0.03% | 4q | -2.8%-$5.9K |
| Private Advisor Group, LLC | $204.3K | 2,967 | 0.00% | 3q | -16.0%-$38.9K |
| HARBOUR INVESTMENTS, INC. | $187.1K | 2,717 | 0.00% | 9q | +1.1%+$2.1K |
Showing the largest 100 of 128 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 40 | $85.1M | 1,216,505 | 2 | 8 | 11 | 0.0% |
| Q2 2026 | 128 | $1.3B | 19,179,449 | 19 | 33 | 32 | 0.0% |
| Q1 2026 | 122 | $1.2B | 20,858,766 | 13 | 38 | 39 | 0.0% |
| Q4 2025 | 120 | $1.2B | 19,437,962 | 16 | 31 | 35 | 0.0% |
| Q3 2025 | 113 | $1.4B | 23,586,281 | 12 | 21 | 47 | 0.0% |
| Q2 2025 | 107 | $1.0B | 18,490,287 | 16 | 26 | 31 | 0.0% |
| Q1 2025 | 111 | $803.5M | 15,937,259 | 13 | 26 | 48 | 0.0% |
| Q4 2024 | 105 | $766.4M | 14,378,261 | 11 | 22 | 42 | 0.0% |
| Q3 2024 | 94 | $970.8M | 18,470,629 | 15 | 26 | 30 | 0.0% |
| Q2 2024 | 85 | $615.9M | 12,294,772 | 14 | 21 | 27 | 0.0% |
| Q1 2024 | 75 | $698.4M | 14,619,726 | 8 | 26 | 22 | 0.0% |
| Q4 2023 | 77 | $443.9M | 10,192,340 | 21 | 22 | 19 | 0.0% |
| Q3 2023 | 59 | $333.6M | 8,480,962 | 3 | 26 | 16 | 0.0% |
| Q2 2023 | 63 | $324.6M | 8,004,395 | 7 | 18 | 22 | 0.0% |
| Q1 2023 | 61 | $260.6M | 7,024,412 | 10 | 16 | 22 | 0.0% |
| Q4 2022 | 64 | $285.0M | 8,245,893 | 8 | 27 | 22 | 0.0% |
| Q3 2022 | 63 | $900.7M | 28,068,308 | 9 | 26 | 18 | 0.0% |
| Q2 2022 | 63 | $1.3B | 36,871,344 | 12 | 11 | 29 | 0.0% |
| Q1 2022 | 61 | $1.9B | 45,186,512 | 7 | 22 | 17 | 0.0% |
| Q4 2021 | 60 | $414.6M | 9,721,117 | 5 | 20 | 15 | 0.0% |
| Q3 2021 | 54 | $337.0M | 8,715,428 | 5 | 26 | 14 | 0.0% |
| Q2 2021 | 50 | $303.0M | 7,993,285 | 8 | 22 | 13 | 0.0% |
| Q1 2021 | 44 | $232.9M | 6,697,050 | 10 | 20 | 6 | 0.0% |
| Q4 2020 | 37 | $381.7M | 11,607,265 | 16 | 12 | 1 | 0.0% |
| Q3 2020 | 21 | $340.7M | 11,506,739 | 7 | 10 | 3 | 0.0% |
| Q2 2020 | 18 | $111.6M | 4,094,507 | 4 | 10 | 1 | 0.0% |
| Q1 2020 | 19 | $42.7M | 1,891,798 | 5 | 6 | 7 | 0.0% |
| Q4 2019 | 16 | $92.9M | 3,330,684 | 6 | 7 | 1 | 0.0% |
| Q3 2019 | 10 | $66.8M | 2,607,168 | 10 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $25.2M | 1,000,000 | 1 | 0 | 0 | 0.0% |