DaveManuel.com · Institutional Ownership · Who Owns It
ISHARES TR (SOXX)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
1,230
Reporting holders
$39.6B
Reported value
14.8%
Calls
29.0%
Puts
+289
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.9B incl. $5.4B options CALL+PUT | 2,317,691 | 0.53% | 31q | +60.5%+$2.6B |
| JANE STREET GROUP, LLC | $4.1B incl. $4.0B options CALL+PUT | 48,474 | 0.34% | 31q | -91.9%-$45.8B |
| GOLDMAN SACHS GROUP INC | $2.8B incl. $458.3M options CALL | 3,600,515 | 0.24% | 31q | +6.2%+$162.6M |
| BARCLAYS PLC | $2.1B incl. $1.8B options PUT | 466,096 | 0.40% | 31q | +95.7%+$1.0B |
| BANK OF AMERICA CORP /DE/ | $1.9B | 2,966,152 | 0.12% | 31q | -4.8%-$95.6M |
| BNP PARIBAS FINANCIAL MARKETS | $1.8B incl. $704.6M options CALL+PUT | 1,713,408 | 0.62% | 31q | -7.5%-$145.1M |
| CITADEL ADVISORS LLC | $1.7B CALL+PUT | options only | 0.19% | 31q | OPTIONS |
| MORGAN STANLEY | $1.2B | 1,880,266 | 0.06% | 35q | -15.8%-$226.9M |
| UBS Group AG | $826.9M incl. $217.8M options CALL+PUT | 950,687 | 0.11% | 31q | -18.2%-$184.0M |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $788.1M | 1,230,000 | 1.11% | 27q | +108.5%+$410.1M |
| LPL Financial LLC | $702.9M incl. $320.4K options PUT | 1,096,518 | 0.16% | 31q | +1.7%+$11.8M |
| WELLS FARGO & COMPANY/MN | $487.8M incl. $2.2M options PUT | 757,927 | 0.08% | 31q | +1.5%+$7.4M |
| Holocene Advisors, LP | $487.0M | 760,000 | 1.10% | new | NEW |
| MARSHALL WACE, LLP | $486.5M CALL+PUT | options only | 0.38% | new | OPTIONS |
| Harel Insurance Investments & Financial Services Ltd. | $475.9M | 742,736 | 2.31% | 31q | +59082.2%+$475.1M |
| Hel Ved Capital Management Ltd | $446.2M incl. $404.5M options PUT | 65,000 | 32.91% | new | NEW |
| CloudAlpha Capital Management Limited/Hong Kong | $424.1M PUT | options only | 12.08% | 6q | OPTIONS |
| Analyst IMS Investment Management Services Ltd. | $366.3M | 571,693 | 8.51% | 11q | +183.7%+$237.2M |
| Rockefeller Capital Management L.P. | $277.9M | 433,699 | 0.43% | 26q | +6.5%+$17.0M |
| ROYAL BANK OF CANADA | $276.0M incl. $45.9M options PUT | 358,985 | 0.04% | 31q | -17.2%-$57.2M |
| ALKEON CAPITAL MANAGEMENT LLC | $237.9M | 371,200 | 0.32% | 3q | +19.5%+$38.8M |
| Mirae Asset Global Investments Co., Ltd. | $235.3M | 367,193 | 0.35% | 15q | +185.7%+$152.9M |
| Foundations Investment Advisors, LLC | $233.4M | 364,192 | 2.40% | 5q | -12.5%-$33.3M |
| Cambridge Investment Research Advisors, Inc. | $226.6M | 353,658 | 0.26% | 31q | +104.4%+$115.7M |
| AMERIPRISE FINANCIAL INC | $212.0M incl. $48.0M options PUT | 256,209 | 0.04% | 31q | +11.8%+$22.3M |
| DONALDSON CAPITAL MANAGEMENT, LLC | $195.4M | 304,880 | 5.58% | 24q | +1.2%+$2.2M |
| NATIONAL BANK OF CANADA /FI/ | $182.6M | 285,325 | 0.13% | 19q | +64.4%+$71.5M |
| Nishkama Capital, LLC | $180.3M CALL+PUT | options only | 5.56% | new | OPTIONS |
| Walleye Trading LLC | $174.6M incl. $145.1M options CALL+PUT | 45,991 | 0.20% | 22q | +465.6%+$143.7M |
| RAYMOND JAMES FINANCIAL INC | $174.2M | 271,837 | 0.05% | 7q | -6.2%-$11.6M |
| COMMONWEALTH EQUITY SERVICES, LLC | $154.8M | 241,515 | 0.19% | 31q | +4.6%+$6.9M |
| Howard Capital Management, LLC | $148.8M | 232,236 | 1.77% | 13q | HELD |
| OSAIC HOLDINGS, INC. | $140.0M | 218,332 | 0.16% | 26q | -16.4%-$27.4M |
| Quadrature Capital Ltd | $130.2M | 203,207 | 1.11% | 6q | +108.4%+$67.7M |
| Y.D. More Investments Ltd | $129.5M | 202,142 | 4.03% | 15q | +27.1%+$27.6M |
| JONES FINANCIAL COMPANIES LLLP | $127.4M | 215,914 | 0.05% | 11q | +18.1%+$19.5M |
| JPMORGAN CHASE & CO | $124.9M | 203,236 | 0.01% | 31q | +8.2%+$9.4M |
| Cetera Investment Advisers | $123.6M incl. $12.8K options CALL | 192,870 | 0.11% | 31q | +6.5%+$7.5M |
| BANK OF NOVA SCOTIA | $122.8M | 191,687 | 0.19% | 8q | -77.5%-$422.6M |
| MML INVESTORS SERVICES, LLC | $122.5M | 191,249 | 0.25% | 31q | +13.7%+$14.8M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $121.7M | 189,891 | 0.06% | 31q | -7.9%-$10.4M |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $120.0M | 195,400 | 0.09% | 2q | +68.2%+$48.7M |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | $118.7M | 186,620 | 0.74% | 24q | +53.8%+$41.5M |
| CITIGROUP INC | $117.9M | 184,015 | 0.04% | 31q | -67.5%-$245.3M |
| Daiichi Life Insurance Co., Ltd. | $112.6M | 175,710 | 2.63% | new | NEW |
| Noked Israel Ltd | $112.2M | 175,070 | 11.57% | 2q | -49.8%-$111.5M |
| BROWN ADVISORY INC | $109.6M | 171,024 | 0.17% | 16q | +7384.6%+$108.1M |
| Caption Management, LLC | $107.6M PUT | options only | 0.50% | new | OPTIONS |
| ENVESTNET ASSET MANAGEMENT INC | $104.5M | 163,012 | 0.02% | 31q | +5.7%+$5.7M |
| Wealthspire Advisors, LLC | $103.6M | 161,642 | 0.57% | 11q | +1416.9%+$96.7M |
| SIMPLEX TRADING, LLC | $103.5M | 161,532 | 0.06% | 3q | +38.9%+$29.0M |
| Parallax Volatility Advisers, L.P. | $99.5M incl. $73.9M options CALL+PUT | 39,929 | 0.17% | 23q | +207.4%+$67.1M |
| FIL Ltd | $88.8M | 138,598 | 0.06% | 14q | -67.4%-$183.6M |
| TUDOR INVESTMENT CORP ET AL | $87.1M CALL+PUT | options only | 0.12% | 6q | OPTIONS |
| FARALLON CAPITAL MANAGEMENT, L.L.C. | $83.3M PUT | options only | 0.38% | new | OPTIONS |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | $83.3M PUT | options only | 8.53% | new | OPTIONS |
| Corient Private Wealth LP | $79.9M | 124,691 | 0.11% | 15q | -1.2%-$992.5K |
| Hudson Bay Capital Management LP | $78.1M incl. $72.0M options CALL+PUT | 9,527 | 0.21% | 2q | +237.1%+$55.0M |
| GREENWOOD GEARHART LLC | $74.2M | 115,823 | 3.45% | 24q | -1.4%-$1.0M |
| Hidden Lake Asset Management LP | $73.7M PUT | options only | 22.18% | new | OPTIONS |
| Elo Mutual Pension Insurance Co | $72.0M | 112,320 | 0.93% | 3q | -63.4%-$124.6M |
| Integrated Wealth Concepts LLC | $71.6M | 111,726 | 0.47% | 25q | -0.7%-$494.0K |
| Gerber Kawasaki Wealth & Investment Management | $71.2M | 111,185 | 1.90% | 23q | -16.9%-$14.5M |
| Thrivent Financial for Lutherans | $71.0M | 110,838 | 0.12% | 24q | +628.1%+$61.3M |
| Wellspring Financial Advisors, LLC | $70.0M | 109,196 | 4.61% | 5q | -28.1%-$27.3M |
| HighTower Advisors, LLC | $69.8M | 108,888 | 0.07% | 31q | -8.1%-$6.2M |
| EXCHANGE TRADED CONCEPTS, LLC | $64.9M | 101,355 | 0.30% | new | NEW |
| Horizon Investments, LLC | $64.9M | 101,355 | 0.71% | new | NEW |
| TRUIST FINANCIAL CORP | $64.9M | 101,270 | 0.08% | 27q | +5.6%+$3.5M |
| STIFEL FINANCIAL CORP | $62.8M | 98,074 | 0.05% | 31q | +0.9%+$560.1K |
| EDMOND DE ROTHSCHILD HOLDING S.A. | $61.1M | 95,280 | 0.80% | 24q | -46.6%-$53.4M |
| BRIGHT VALLEY CAPITAL Ltd | $60.2M PUT | options only | 9.62% | new | OPTIONS |
| Steward Partners Investment Advisory, LLC | $56.7M | 88,474 | 0.29% | 29q | +144.1%+$33.5M |
| Goldstream Capital Management Ltd | $56.4M incl. $48.1M options CALL | 12,961 | 42.72% | 2q | HELD |
| FIRST MANHATTAN CO. LLC. | $54.7M | 85,294 | 0.14% | 12q | -15.8%-$10.2M |
| Traynor Capital Management, Inc. | $54.6M | 85,270 | 2.51% | 30q | +182.8%+$35.3M |
| HRT FINANCIAL LP | $52.9M | 82,542 | 0.10% | 5q | +1097.0%+$48.5M |
| Yarbrough Capital, LLC | $52.8M | 82,383 | 1.58% | 15q | HELD |
| Massar Capital Management, LP | $52.6M PUT | options only | 5.11% | new | OPTIONS |
| Focus Partners Wealth | $50.8M | 79,278 | 0.05% | 11q | -10.1%-$5.7M |
| SG Americas Securities, LLC | $48.5M | 75,671 | 0.03% | 18q | -9.0%-$4.8M |
| SONA ASSET MANAGEMENT (US) LLC | $48.1M PUT | options only | 1.01% | new | OPTIONS |
| Mariner, LLC | $45.6M | 71,155 | 0.05% | 16q | -8.6%-$4.3M |
| OPPENHEIMER & CO INC | $45.4M | 70,842 | 0.48% | 31q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $43.7M | 68,232 | 0.07% | 25q | -2.8%-$1.3M |
| TRUE Private Wealth Advisors | $43.4M | 67,709 | 3.74% | 5q | +0.5%+$225.5K |
| BANK OF MONTREAL /CAN/ | $39.8M | 62,090 | 0.01% | 31q | -74.7%-$117.5M |
| BOOTHBAY FUND MANAGEMENT, LLC | $39.6M incl. $38.4M options PUT | 1,940 | 0.52% | 2q | HELD |
| TD Waterhouse Canada Inc. | $39.3M | 65,681 | 0.10% | 19q | +1.7%+$641.0K |
| Wealthfront Advisers LLC | $39.2M | 61,114 | 0.08% | 20q | +26.4%+$8.2M |
| Jump Financial, LLC | $38.8M | 60,530 | 0.31% | 3q | -33.8%-$19.8M |
| Advisory Services Network, LLC | $37.3M incl. $1.3M options CALL | 56,189 | 0.42% | 31q | -15.1%-$6.7M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $35.1M incl. $58.1K options PUT | 60,324 | 0.06% | 12q | +4.9%+$1.6M |
| Arax Advisory Partners | $35.0M | 54,595 | 0.23% | 3q | +2790.2%+$33.8M |
| Avanda Investment Management Pte. Ltd. | $34.6M PUT | options only | 11.56% | new | OPTIONS |
| INDEPENDENT FINANCIAL GROUP, LLC | $33.1M | 51,635 | 0.62% | 26q | +61.8%+$12.6M |
| COMMERCE BANK | $33.0M | 51,484 | 0.14% | 15q | -6.4%-$2.3M |
| Kestra Advisory Services, LLC | $32.3M | 50,367 | 0.10% | 24q | +0.6%+$203.1K |
| Allianz Asset Management GmbH | $32.2M | 50,230 | 0.03% | new | NEW |
| Brevan Howard Capital Management LP | $32.0M CALL | options only | 0.24% | new | OPTIONS |
Showing the largest 100 of 1,231 reported holders. The count of 1,230 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 481 | $2.1B | 3,570,318 | 43 | 153 | 149 | 5.8% |
| Q2 2026 | 1,230 | $39.6B | 34,960,721 | 327 | 307 | 338 | 43.8% |
| Q1 2026 | 941 | $14.1B | 33,290,024 | 114 | 305 | 270 | 22.3% |
| Q4 2025 | 890 | $11.0B | 27,195,052 | 107 | 240 | 260 | 25.2% |
| Q3 2025 | 794 | $8.9B | 25,458,098 | 96 | 219 | 244 | 22.5% |
| Q2 2025 | 760 | $10.5B | 31,643,209 | 105 | 225 | 256 | 27.6% |
| Q1 2025 | 723 | $6.1B | 24,397,179 | 63 | 242 | 256 | 24.8% |
| Q4 2024 | 770 | $7.7B | 28,282,244 | 66 | 244 | 232 | 20.5% |
| Q3 2024 | 748 | $9.8B | 52,575,065 | 83 | 265 | 223 | 25.7% |
| Q2 2024 | 748 | $8.4B | 28,202,007 | 105 | 275 | 190 | 16.0% |
| Q1 2024 | 700 | $8.4B | 30,795,986 | 124 | 219 | 211 | 17.2% |
| Q4 2023 | 634 | $6.2B | 8,620,629 | 114 | 189 | 161 | 20.4% |
| Q3 2023 | 530 | $4.4B | 7,245,840 | 57 | 178 | 161 | 22.0% |
| Q2 2023 | 528 | $4.3B | 6,390,615 | 71 | 153 | 169 | 25.3% |
| Q1 2023 | 509 | $4.0B | 7,129,227 | 102 | 130 | 160 | 24.9% |
| Q4 2022 | 467 | $3.3B | 7,237,701 | 92 | 124 | 143 | 24.3% |
| Q3 2022 | 409 | $37.3B | 114,677,347 | 47 | 138 | 131 | 1.9% |
| Q2 2022 | 447 | $32.6B | 91,604,112 | 62 | 114 | 168 | 1.9% |
| Q1 2022 | 467 | $34.1B | 69,648,912 | 67 | 171 | 139 | 3.3% |
| Q4 2021 | 470 | $41.2B | 73,445,007 | 74 | 178 | 91 | 3.3% |
| Q3 2021 | 383 | $20.9B | 45,496,762 | 50 | 148 | 86 | 2.9% |
| Q2 2021 | 374 | $19.5B | 41,730,655 | 51 | 129 | 120 | 3.3% |
| Q1 2021 | 366 | $20.3B | 46,178,463 | 67 | 132 | 97 | 3.7% |
| Q4 2020 | 331 | $15.7B | 39,345,110 | 58 | 104 | 87 | 5.1% |
| Q3 2020 | 274 | $4.8B | 14,046,909 | 47 | 92 | 76 | 11.0% |
| Q2 2020 | 257 | $3.6B | 11,983,992 | 68 | 84 | 49 | 10.5% |
| Q1 2020 | 222 | $4.2B | 19,474,194 | 41 | 60 | 73 | 5.0% |
| Q4 2019 | 230 | $2.5B | 8,796,634 | 48 | 61 | 60 | 10.1% |
| Q3 2019 | 186 | $8.8B | 40,167,589 | 35 | 58 | 38 | 2.5% |
| Q2 2019 | 178 | $2.5B | 423,597,123 | 41 | 54 | 44 | 23.2% |
| Q1 2019 | 164 | $1.7B | 422,124,998 | 37 | 34 | 54 | 16.9% |
| Q4 2018 | 154 | $1.4B | 8,383,686 | 4 | 0 | 6 | 8.6% |