DaveManuel.com · Institutional Ownership · Who Owns It
SIMPLIFY EXCHANGE TRADED FUN (SPBC)
Institutional ownership reported to the SEC as of Q2 2026, across 22 quarters.
20
Reporting holders
$19.9M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $7.0M | 148,080 | 0.00% | 10q | +2.4%+$160.5K |
| Professional Financial Advisors, LLC | $6.2M | 130,926 | 1.07% | 2q | +2.9%+$176.6K |
| SFG Wealth Management, LLC. | $1.4M | 29,425 | 0.50% | 4q | -0.6%-$9.0K |
| Chicago Partners Investment Group LLC | $1.2M | 26,319 | 0.02% | 7q | -9.8%-$134.5K |
| Total Clarity Wealth Management, Inc. | $1.1M | 23,086 | 0.21% | 10q | +9.8%+$97.5K |
| FLOW TRADERS U.S. LLC | $1.0M | 21,866 | 0.04% | new | NEW |
| ARQ WEALTH ADVISORS, LLC | $557.3K | 11,671 | 0.07% | new | NEW |
| Private Advisor Group, LLC | $401.9K | 8,517 | 0.00% | 10q | -85.1%-$2.3M |
| Worth Asset Management, LLC | $396.3K | 8,397 | 0.13% | new | NEW |
| CITADEL ADVISORS LLC | $309.9K | 6,567 | 0.00% | 3q | -71.6%-$779.6K |
| OSAIC HOLDINGS, INC. | $166.6K | 3,528 | 0.00% | 20q | -61.1%-$261.8K |
| UBS Group AG | $96.8K | 2,052 | 0.00% | 5q | +1093.0%+$88.7K |
| NewEdge Advisors, LLC | $58.0K | 1,228 | 0.00% | 7q | -91.4%-$615.0K |
| PRIVATE TRUST CO NA | $14.3K | 303 | 0.00% | 10q | HELD |
| JPMORGAN CHASE & CO | $10.6K | 226 | 0.00% | 3q | -34.7%-$5.6K |
| Larson Financial Group LLC | $5.4K | 115 | 0.00% | 6q | HELD |
| Asset Planning,Inc | $3.9K | 82 | 0.00% | new | NEW |
| MRP Capital Investments, LLC | $1.4K | 30 | 0.00% | 8q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $330 | 7 | 0.00% | new | NEW |
| MORGAN STANLEY | $172 | 3 | 0.00% | 4q | -40.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 9 | $12.1M | 242,167 | 1 | 5 | 1 | 0.0% |
| Q2 2026 | 20 | $19.9M | 422,428 | 5 | 4 | 8 | 0.0% |
| Q1 2026 | 20 | $31.4M | 753,022 | 5 | 3 | 8 | 0.0% |
| Q4 2025 | 22 | $36.1M | 806,528 | 3 | 6 | 7 | 0.0% |
| Q3 2025 | 20 | $64.4M | 1,436,733 | 6 | 6 | 4 | 0.0% |
| Q2 2025 | 18 | $61.7M | 1,489,735 | 4 | 7 | 3 | 0.0% |
| Q1 2025 | 18 | $19.4M | 530,813 | 2 | 5 | 5 | 0.0% |
| Q4 2024 | 19 | $29.9M | 772,788 | 7 | 7 | 3 | 0.0% |
| Q3 2024 | 15 | $28.7M | 789,523 | 1 | 7 | 4 | 0.0% |
| Q2 2024 | 16 | $16.2M | 468,430 | 5 | 6 | 3 | 0.0% |
| Q1 2024 | 12 | $14.0M | 414,904 | 6 | 2 | 3 | 0.0% |
| Q4 2023 | 7 | $3.7M | 130,835 | 4 | 2 | 1 | 0.0% |
| Q3 2023 | 6 | $1.4M | 56,846 | 1 | 0 | 5 | 0.0% |
| Q2 2023 | 9 | $6.3M | 250,915 | 3 | 2 | 4 | 0.0% |
| Q1 2023 | 7 | $3.1M | 135,588 | 0 | 1 | 5 | 0.0% |
| Q4 2022 | 11 | $45.5M | 2,232,793 | 1 | 4 | 1 | 0.0% |
| Q3 2022 | 8 | $41.1M | 2,124,738 | 4 | 1 | 3 | 0.0% |
| Q2 2022 | 4 | $82.1M | 4,018,666 | 1 | 1 | 0 | 0.0% |
| Q1 2022 | 6 | $108.6M | 4,105,651 | 2 | 2 | 0 | 0.0% |
| Q4 2021 | 6 | $1.6M | 56,922 | 3 | 2 | 0 | 0.0% |
| Q3 2021 | 3 | $104.0K | 4,027 | 2 | 0 | 0 | 0.0% |
| Q2 2021 | 3 | $285.0K | 11,198 | 3 | 0 | 0 | 0.0% |