DaveManuel.com · Institutional Ownership · Who Owns It
SIMPLIFY EXCHANGE TRADED FUN (SPD)
Institutional ownership reported to the SEC as of Q2 2026, across 25 quarters.
48
Reporting holders
$67.6M
Reported value
1.5%
Calls
2.8%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | $11.9M | 287,930 | 0.02% | 9q | HELD |
| Authentikos Wealth Advisory, LLC | $7.5M | 180,995 | 4.79% | 8q | -8.7%-$714.2K |
| AE Wealth Management LLC | $7.4M | 179,266 | 0.03% | 11q | -1.2%-$87.8K |
| Independent Wealth Advisors LLC | $6.2M | 149,614 | 5.62% | 3q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $5.6M | 135,699 | 3.31% | 5q | +3.8%+$203.6K |
| Ironsides Asset Advisors, LLC | $4.8M | 115,625 | 1.12% | 15q | HELD |
| LPL Financial LLC | $3.1M | 74,260 | 0.00% | 9q | -68.8%-$6.8M |
| Austin Wealth Management, LLC | $2.2M | 52,668 | 0.46% | 12q | +9.4%+$186.1K |
| Steward Partners Investment Advisory, LLC | $1.7M | 41,493 | 0.01% | 20q | HELD |
| Lloyd Advisory Services, LLC. | $1.7M | 40,732 | 0.65% | 5q | +2060.8%+$1.6M |
| GROUP ONE TRADING LLC | $1.6M CALL+PUT | options only | 0.00% | 7q | OPTIONS |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.4M | 32,922 | 0.00% | 2q | +19.6%+$223.4K |
| Park Edge Advisors, LLC | $1.3M | 30,756 | 0.27% | 6q | +3.2%+$39.9K |
| ENTREWEALTH, LLC | $1.0M | 24,188 | 0.38% | 2q | +65.6%+$408.8K |
| Elevated Capital Advisors, LLC | $915.2K | 22,064 | 0.25% | 9q | -6.6%-$65.0K |
| B.O.S.S. Retirement Advisors, LLC | $903.7K | 21,787 | 0.24% | 5q | -2.1%-$19.0K |
| Compound Planning, Inc. | $827.6K | 19,952 | 0.02% | 7q | -42.3%-$605.9K |
| Fiduciary Alliance LLC | $797.9K | 19,237 | 0.05% | 7q | HELD |
| SIMPLEX TRADING, LLC | $728.0K CALL+PUT | options only | 0.00% | 2q | OPTIONS |
| HOWARD BAILEY SECURITIES, LLC | $707.7K | 17,062 | 0.27% | 5q | -3.1%-$22.6K |
| INSIGNEO ADVISORY SERVICES, LLC | $672.8K | 16,220 | 0.03% | 15q | HELD |
| IMC-Chicago, LLC | $566.2K CALL+PUT | options only | 0.00% | new | OPTIONS |
| OLD MISSION CAPITAL LLC | $555.2K | 13,384 | 0.01% | 2q | -72.1%-$1.4M |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $515.1K | 12,417 | 0.00% | new | NEW |
| McCartney Wealth Management LLC | $450.4K | 10,858 | 0.34% | 3q | HELD |
| Integrated Wealth Management | $376.3K | 9,071 | 0.40% | 3q | +3.0%+$10.8K |
| Dynamic Advisor Solutions LLC | $338.7K | 8,166 | 0.01% | 6q | HELD |
| Centennial Advisors, LLC | $328.7K | 7,925 | 0.39% | 3q | +0.6%+$1.8K |
| TOUNJIAN ADVISORY PARTNERS, LLC | $323.8K | 7,806 | 0.14% | new | NEW |
| LifeWealth Investments, LLC | $278.8K | 6,722 | 0.07% | 5q | -24.5%-$90.5K |
| OSAIC HOLDINGS, INC. | $244.2K | 5,886 | 0.00% | 23q | +0.7%+$1.6K |
| ENVESTNET ASSET MANAGEMENT INC | $201.7K | 4,862 | 0.00% | new | NEW |
| IFG Advisory, LLC | $116.9K | 2,817 | 0.00% | new | NEW |
| Montgomery Financial Services LLC | $101.0K | 2,435 | 0.09% | new | FIRST |
| Kingdom Financial Group LLC. | $73.3K | 1,766 | 0.02% | 3q | -6.3%-$4.9K |
| MORGAN STANLEY | $30.6K | 737 | 0.00% | 18q | HELD |
| ROYAL BANK OF CANADA | $29.0K | 700 | 0.00% | 9q | HELD |
| Networth Advisors, LLC | $25.5K | 614 | 0.01% | 3q | -0.8% |
| ROTHSCHILD INVESTMENT LLC | $9.6K | 231 | 0.00% | 11q | HELD |
| Quest 10 Wealth Builders, Inc. | $8.3K | 199 | 0.01% | 5q | -65.7%-$15.8K |
| IFP Advisors, Inc | $6.1K | 148 | 0.00% | 23q | HELD |
| UBS Group AG | $4.8K | 115 | 0.00% | 2q | +40.2%+$1.4K |
| Decker Retirement Planning Inc. | $4.8K | 115 | 0.00% | new | NEW |
| Noble Wealth Management PBC | $2.3K | 55 | 0.00% | 3q | HELD |
| Geneos Wealth Management Inc. | $1.8K | 45 | 0.00% | 4q | +2.3% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.0K | 25 | 0.00% | new | NEW |
| ASSETMARK, INC | $373 | 9 | 0.00% | 3q | HELD |
| Farther Finance Advisors, LLC | $124 | 3 | 0.00% | 3q | -99.6%-$28.5K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 14 | $20.0M | 482,522 | 0 | 2 | 5 | 0.0% |
| Q2 2026 | 48 | $67.6M | 1,559,581 | 10 | 11 | 13 | 4.3% |
| Q1 2026 | 46 | $65.3M | 1,723,024 | 9 | 8 | 13 | 3.9% |
| Q4 2025 | 45 | $74.0M | 1,855,450 | 6 | 10 | 13 | 1.6% |
| Q3 2025 | 43 | $87.9M | 1,338,944 | 8 | 10 | 10 | 39.8% |
| Q2 2025 | 46 | $54.0M | 1,243,838 | 13 | 8 | 8 | 12.7% |
| Q1 2025 | 43 | $60.0M | 1,793,919 | 11 | 13 | 8 | 6.6% |
| Q4 2024 | 49 | $105.5M | 3,084,693 | 16 | 10 | 12 | 2.3% |
| Q3 2024 | 36 | $55.2M | 1,595,510 | 4 | 8 | 9 | 3.8% |
| Q2 2024 | 40 | $71.9M | 2,174,232 | 12 | 7 | 12 | 2.2% |
| Q1 2024 | 31 | $58.4M | 1,723,402 | 5 | 8 | 13 | 8.2% |
| Q4 2023 | 37 | $84.0M | 1,622,976 | 8 | 8 | 14 | 44.0% |
| Q3 2023 | 39 | $56.5M | 2,132,809 | 7 | 11 | 13 | 0.7% |
| Q2 2023 | 39 | $50.3M | 1,836,819 | 6 | 5 | 19 | 0.3% |
| Q1 2023 | 40 | $71.7M | 2,804,821 | 4 | 8 | 14 | 0.0% |
| Q4 2022 | 45 | $146.8M | 6,032,378 | 9 | 11 | 15 | 0.0% |
| Q3 2022 | 53 | $299.6M | 11,367,119 | 4 | 16 | 22 | 0.0% |
| Q2 2022 | 64 | $297.6M | 11,251,863 | 17 | 14 | 23 | 0.0% |
| Q1 2022 | 59 | $278.9M | 8,905,279 | 14 | 20 | 17 | 0.0% |
| Q4 2021 | 53 | $638.6M | 19,083,134 | 14 | 19 | 8 | 0.0% |
| Q3 2021 | 41 | $258.2M | 8,483,557 | 20 | 20 | 1 | 0.0% |
| Q2 2021 | 23 | $176.0M | 5,819,821 | 3 | 11 | 6 | 0.0% |
| Q1 2021 | 22 | $102.1M | 3,612,925 | 14 | 6 | 1 | 0.0% |
| Q4 2020 | 7 | $18.2M | 676,152 | 7 | 0 | 0 | 0.0% |
| Q3 2020 | 1 | $1.5M | 63,262 | 1 | 0 | 0 | 0.0% |