DaveManuel.com · Institutional Ownership · Who Owns It
AAM S&P 500 HIGH (SPDV)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
40
Reporting holders
$51.5M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | $14.1M | 365,327 | 0.02% | 26q | +53.7%+$4.9M |
| LPL Financial LLC | $7.9M | 203,857 | 0.00% | 31q | +20.5%+$1.3M |
| Cetera Investment Advisers | $7.5M | 195,211 | 0.01% | 10q | +10.1%+$691.4K |
| Western Wealth Management, LLC | $4.5M | 117,014 | 0.15% | 3q | +32.3%+$1.1M |
| Pine Valley Investments Ltd Liability Co | $2.4M | 61,379 | 0.09% | 14q | +2.8%+$65.5K |
| Virginia Estate & Retirement Planning Advisors Inc. | $2.3M | 74,580 | 2.75% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $1.9M | 48,660 | 0.00% | 7q | +7.1%+$124.4K |
| Ameritas Advisory Services, LLC | $1.3M | 34,755 | 0.03% | 19q | +17.2%+$196.3K |
| Aviance Capital Partners, LLC | $1.3M | 33,252 | 0.13% | 11q | +1.4%+$17.1K |
| STIFEL FINANCIAL CORP | $1.1M | 29,335 | 0.00% | 15q | -1.7%-$19.2K |
| Cambridge Investment Research Advisors, Inc. | $694.0K | 17,982 | 0.00% | 25q | +43.7%+$211.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $676.9K | 17,564 | 0.00% | 6q | -40.1%-$453.7K |
| Key Client Fiduciary Advisors, LLC | $609.2K | 15,807 | 0.18% | 19q | -5.1%-$32.5K |
| CAPTRUST FINANCIAL ADVISORS | $503.5K | 13,065 | 0.00% | 31q | -40.9%-$348.9K |
| HighTower Advisors, LLC | $441.3K | 11,450 | 0.00% | 10q | -4.2%-$19.3K |
| ENVESTNET ASSET MANAGEMENT INC | $431.4K | 11,193 | 0.00% | 4q | +4.8%+$19.7K |
| Strait & Sound Wealth Management LLC | $398.0K | 10,328 | 0.14% | 15q | -0.6%-$2.2K |
| Laird Norton Wetherby Trust Company, LLC | $386.5K | 10,000 | 0.01% | 3q | HELD |
| Baker Avenue Asset Management, LP | $385.4K | 10,000 | 0.01% | 5q | HELD |
| CITADEL ADVISORS LLC | $374.9K | 9,729 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $336.3K | 8,726 | 0.00% | 11q | -6.1%-$21.9K |
| PFG Investments, LLC | $321.0K | 8,328 | 0.01% | 4q | HELD |
| Stratos Wealth Partners, LTD. | $275.4K | 7,147 | 0.00% | 10q | HELD |
| NewEdge Advisors, LLC | $272.2K | 7,064 | 0.00% | 15q | +50.8%+$91.7K |
| MORGAN STANLEY | $251.7K | 6,531 | 0.00% | 18q | -1.7%-$4.3K |
| Kestra Advisory Services, LLC | $226.7K | 5,882 | 0.00% | 3q | -9.0%-$22.5K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $224.4K | 5,822 | 0.00% | 7q | -29.2%-$92.4K |
| Integrated Wealth Concepts LLC | $201.9K | 5,238 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $104.4K | 2,671 | 0.00% | 7q | -17.2%-$21.7K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $68.0K | 1,764 | 0.00% | 18q | +0.8% |
| Geneos Wealth Management Inc. | $34.7K | 900 | 0.00% | 26q | HELD |
| Advisors Asset Management, Inc. | $19.7K | 512 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $16.2K | 421 | 0.00% | 20q | -28.2%-$6.4K |
| Ascentis Independent Advisors | $14.7K | 381 | 0.04% | new | NEW |
| Parallel Advisors, LLC | $14.5K | 375 | 0.00% | 2q | HELD |
| FMR LLC | $3.9K | 101 | 0.00% | 2q | +119.6%+$2.1K |
| VANGUARD ADVISERS INC | $1.1K | 28 | 0.00% | 2q | -15.2% |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $385 | 10 | 0.00% | 2q | HELD |
| Global Retirement Partners, LLC | $39 | 1 | 0.00% | 12q | HELD |
| WELLS FARGO & COMPANY/MN | $15 | none filed | 0.00% | 19q | -100.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 2 | $1.9M | 48,047 | 0 | 0 | 2 | 0.0% |
| Q2 2026 | 40 | $51.5M | 1,352,390 | 5 | 13 | 14 | 0.0% |
| Q1 2026 | 36 | $40.1M | 1,075,673 | 4 | 14 | 9 | 0.0% |
| Q4 2025 | 34 | $40.0M | 1,153,486 | 5 | 12 | 11 | 0.0% |
| Q3 2025 | 31 | $39.8M | 1,146,070 | 3 | 11 | 7 | 0.0% |
| Q2 2025 | 30 | $34.6M | 1,065,428 | 1 | 11 | 13 | 0.0% |
| Q1 2025 | 31 | $33.4M | 1,027,725 | 3 | 11 | 11 | 0.0% |
| Q4 2024 | 32 | $25.6M | 787,110 | 3 | 8 | 10 | 0.0% |
| Q3 2024 | 30 | $27.0M | 805,375 | 3 | 7 | 12 | 0.0% |
| Q2 2024 | 34 | $24.7M | 820,881 | 3 | 10 | 13 | 0.0% |
| Q1 2024 | 37 | $29.6M | 945,577 | 5 | 13 | 12 | 0.0% |
| Q4 2023 | 34 | $24.7M | 837,321 | 4 | 6 | 16 | 0.0% |
| Q3 2023 | 33 | $31.2M | 1,142,193 | 3 | 9 | 11 | 0.0% |
| Q2 2023 | 34 | $33.5M | 1,177,228 | 1 | 7 | 18 | 0.0% |
| Q1 2023 | 38 | $34.5M | 1,225,050 | 3 | 16 | 10 | 0.0% |
| Q4 2022 | 36 | $32.3M | 1,105,496 | 11 | 13 | 6 | 0.0% |
| Q3 2022 | 27 | $31.6M | 1,240,022 | 2 | 11 | 10 | 0.0% |
| Q2 2022 | 29 | $34.0M | 1,190,979 | 4 | 17 | 4 | 0.0% |
| Q1 2022 | 27 | $26.5M | 837,100 | 10 | 9 | 3 | 0.0% |
| Q4 2021 | 21 | $15.0M | 484,279 | 4 | 4 | 8 | 0.0% |
| Q3 2021 | 18 | $11.9M | 401,390 | 2 | 9 | 3 | 0.0% |
| Q2 2021 | 16 | $9.6M | 316,236 | 6 | 4 | 4 | 0.0% |
| Q1 2021 | 11 | $7.0M | 243,033 | 1 | 5 | 3 | 0.0% |
| Q4 2020 | 13 | $7.1M | 288,690 | 3 | 4 | 3 | 0.0% |
| Q3 2020 | 11 | $6.9M | 321,077 | 3 | 3 | 2 | 0.0% |
| Q2 2020 | 10 | $5.9M | 283,407 | 3 | 1 | 4 | 0.0% |
| Q1 2020 | 9 | $5.2M | 293,889 | 3 | 1 | 3 | 0.0% |
| Q4 2019 | 11 | $22.2M | 810,719 | 2 | 3 | 2 | 0.0% |
| Q3 2019 | 10 | $20.2M | 765,760 | 2 | 2 | 5 | 0.0% |
| Q2 2019 | 9 | $22.8M | 870,115 | 2 | 6 | 0 | 0.0% |
| Q1 2019 | 7 | $20.0M | 770,023 | 1 | 6 | 0 | 0.0% |
| Q4 2018 | 7 | $9.4M | 398,449 | 1 | 1 | 0 | 0.0% |