DaveManuel.com · Institutional Ownership · Who Owns It
NEOS ETF TRUST (SPYI)
Institutional ownership reported to the SEC as of Q2 2026, across 16 quarters.
454
Reporting holders
$1.8B
Reported value
1.9%
Calls
1.4%
Puts
+54
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $279.1M | 5,257,356 | 0.06% | 11q | +22.2%+$50.7M |
| ROYAL BANK OF CANADA | $66.1M | 1,244,337 | 0.01% | 10q | +17.2%+$9.7M |
| Gradient Investments LLC | $57.4M | 1,080,581 | 0.79% | 13q | +4.3%+$2.3M |
| UBS Group AG | $55.1M incl. $239.5K options CALL | 1,033,664 | 0.01% | 8q | +10.4%+$5.2M |
| Foguth Wealth Management, LLC. | $53.6M | 1,010,999 | 6.10% | 4q | -16.7%-$10.8M |
| Howard Capital Management, LLC | $53.0M | 998,615 | 0.63% | 4q | +90.0%+$25.1M |
| MML INVESTORS SERVICES, LLC | $46.9M | 882,849 | 0.10% | 9q | +77.5%+$20.5M |
| Cetera Investment Advisers | $41.5M | 782,148 | 0.04% | 10q | +45.7%+$13.0M |
| RAYMOND JAMES FINANCIAL INC | $39.1M | 736,415 | 0.01% | 5q | +60.1%+$14.7M |
| ENVESTNET ASSET MANAGEMENT INC | $37.7M | 709,315 | 0.01% | 10q | +62.9%+$14.5M |
| Private Advisor Group, LLC | $36.4M | 685,569 | 0.17% | 11q | +14.2%+$4.5M |
| STIFEL FINANCIAL CORP | $35.7M | 671,989 | 0.03% | 12q | -2.4%-$894.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $30.0M CALL+PUT | options only | 0.00% | 4q | OPTIONS |
| MADDEN SECURITIES Corp | $28.3M | 532,284 | 7.85% | 6q | -0.8%-$216.7K |
| Second Half Financial Partners, LLC | $21.5M | 404,802 | 8.81% | 7q | HELD |
| CITADEL ADVISORS LLC | $21.4M incl. $14.8M options CALL+PUT | 124,338 | 0.00% | 10q | HELD |
| Merit Financial Group, LLC | $20.6M | 387,889 | 0.13% | 4q | +1.7%+$344.8K |
| Cambridge Investment Research Advisors, Inc. | $20.1M | 378,984 | 0.02% | 13q | +159.5%+$12.4M |
| Cascade Wealth Advisors, Inc | $18.2M | 335,192 | 7.30% | 10q | -1.5%-$283.2K |
| Aventura Private Wealth, LLC | $16.0M | 300,791 | 4.90% | 4q | +8.1%+$1.2M |
| Stratos Wealth Partners, LTD. | $14.9M | 279,886 | 0.15% | 9q | +28.6%+$3.3M |
| Kestra Advisory Services, LLC | $14.9M | 279,801 | 0.05% | 9q | +25.2%+$3.0M |
| Farther Finance Advisors, LLC | $14.6M | 275,302 | 0.11% | 4q | +5.1%+$707.6K |
| Summit Financial, LLC | $14.3M | 269,510 | 0.16% | 4q | +15.4%+$1.9M |
| JANE STREET GROUP, LLC | $14.1M incl. $13.0M options CALL+PUT | 21,263 | 0.00% | 4q | HELD |
| URS Advisory LLC | $13.9M | 262,126 | 7.75% | 3q | -2.3%-$334.0K |
| Capital Investment Advisory Services, LLC | $13.1M | 246,423 | 0.81% | 11q | +7.3%+$890.9K |
| Steward Partners Investment Advisory, LLC | $12.2M | 228,907 | 0.06% | 4q | +12.5%+$1.4M |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $11.7M | 220,325 | 1.74% | 4q | +39.4%+$3.3M |
| Ausdal Financial Partners, Inc. | $11.4M | 214,677 | 0.45% | 6q | +5.7%+$613.2K |
| Marshall & Sterling Wealth Advisors Inc. | $10.2M | 192,330 | 6.05% | 4q | +11.5%+$1.1M |
| Baker Avenue Asset Management, LP | $10.2M | 192,104 | 0.19% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $10.1M | 190,508 | 0.19% | 10q | +9.7%+$891.3K |
| Centurion Wealth Management LLC | $10.0M | 189,234 | 2.40% | 2q | -10.1%-$1.1M |
| HUB Investment Partners, LLC | $9.8M | 184,923 | 0.18% | 3q | +14.3%+$1.2M |
| Indivisible Partners | $9.6M | 180,638 | 0.54% | 3q | -2.2%-$211.8K |
| Sentinel Advisory Group, LLC | $9.3M | 174,303 | 3.78% | 2q | +14.8%+$1.2M |
| MGO ONE SEVEN LLC | $9.2M | 174,104 | 0.15% | 4q | +3.4%+$306.6K |
| Steele Capital Management, Inc. | $9.2M | 173,620 | 0.34% | 7q | +7.2%+$621.5K |
| Apollon Wealth Management, LLC | $8.7M | 163,661 | 0.11% | 7q | +12.6%+$975.3K |
| Ameritas Advisory Services, LLC | $8.6M | 162,264 | 0.17% | 12q | +157.1%+$5.3M |
| Chung Wu Investment Group, LLC | $8.3M | 157,085 | 5.48% | 5q | +9.9%+$753.6K |
| Teamwork Financial Advisors, LLC | $8.3M | 156,863 | 0.76% | 5q | +5.7%+$450.9K |
| CHOREO, LLC | $7.6M | 143,372 | 0.08% | 2q | +17.9%+$1.2M |
| OSAIC HOLDINGS, INC. | $7.6M | 142,802 | 0.01% | 12q | +140.2%+$4.4M |
| SageGuard Financial Group, LLC | $7.3M | 136,997 | 1.02% | 3q | +4.4%+$308.2K |
| RiverTree Advisors, LLC | $7.3M | 136,699 | 4.29% | 6q | +7.0%+$476.8K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.1M | 133,021 | 0.00% | 10q | +14.2%+$876.6K |
| LEE JOHNSON CAPITAL MANAGEMENT, LLC | $7.1M | 132,860 | 2.21% | 3q | -25.5%-$2.4M |
| Belpointe Asset Management LLC | $7.0M | 132,336 | 0.23% | 6q | +28.2%+$1.5M |
| SteelPeak Wealth, LLC | $7.0M | 131,458 | 0.18% | 2q | +3.0%+$205.2K |
| Delta Investment Management, LLC | $6.8M | 127,799 | 1.12% | 13q | +16.2%+$945.1K |
| Legacy Capital Wealth Partners, LLC | $6.7M | 125,918 | 1.28% | new | NEW |
| Baird Financial Group, Inc. | $6.6M | 124,998 | 0.01% | 5q | +12.8%+$751.9K |
| Palacios Wealth Management, LLC | $6.5M | 121,703 | 3.82% | 7q | +11.6%+$669.5K |
| PRINCIPAL FINANCIAL GROUP INC | $6.3M | 119,170 | 0.00% | 3q | +126.7%+$3.5M |
| Independence Wealth Advisors, LLC | $6.1M | 114,083 | 3.04% | 3q | +7.1%+$403.4K |
| Prota Financial, LLC | $5.7M | 107,522 | 3.76% | 2q | +4.8%+$262.2K |
| Kingsview Wealth Management, LLC | $5.6M | 106,382 | 0.07% | 6q | +11.8%+$597.5K |
| Capital Investment Advisors, LLC | $5.6M | 106,146 | 0.07% | 4q | +158.8%+$3.5M |
| Sound Income Strategies, LLC | $5.4M | 101,441 | 0.24% | 3q | +16.2%+$752.8K |
| HBW ADVISORY SERVICES LLC | $5.4M | 101,141 | 0.49% | 12q | +5.3%+$268.3K |
| J.W. COLE ADVISORS, INC. | $5.3M | 100,668 | 0.09% | 7q | +10.5%+$506.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $5.3M | 100,642 | 0.01% | 11q | +88.2%+$2.5M |
| Foundations Investment Advisors, LLC | $5.2M | 98,800 | 0.05% | 5q | +87.6%+$2.4M |
| Waverly Advisors, LLC | $5.2M | 97,716 | 0.03% | 9q | -7.4%-$412.9K |
| RFG Advisory, LLC | $5.1M | 95,913 | 0.08% | 11q | +15.6%+$685.9K |
| Integrated Wealth Concepts LLC | $5.0M | 94,238 | 0.03% | 9q | +81.5%+$2.2M |
| StoneCrest Wealth Management, Inc. | $5.0M | 93,799 | 1.59% | 5q | +0.9%+$45.1K |
| Centennial Bank/AR/ | $5.0M | 93,793 | 1.60% | 10q | +4.8%+$229.5K |
| MILESTONE ASSET MANAGEMENT, LLC | $4.9M | 92,873 | 0.78% | 7q | +48.2%+$1.6M |
| Fullerton Advisors, LLC | $4.9M | 91,450 | 4.54% | 3q | +75.9%+$2.1M |
| IHT Wealth Management, LLC | $4.8M | 91,312 | 0.10% | 11q | +67.5%+$2.0M |
| HighTower Advisors, LLC | $4.8M | 91,033 | 0.00% | 11q | +51.5%+$1.6M |
| PSI Advisors, LLC | $4.7M | 89,348 | 1.10% | 2q | +1891.7%+$4.5M |
| Astoria Portfolio Advisors LLC. | $4.7M | 88,007 | 0.79% | 6q | +34.5%+$1.2M |
| Mutual Advisors, LLC | $4.5M | 84,280 | 0.08% | 6q | +26.7%+$943.6K |
| PFG Investments, LLC | $4.4M | 83,370 | 0.17% | 9q | +25.7%+$905.5K |
| High Net Worth Advisory Group LLC | $4.4M | 83,224 | 0.94% | 10q | +2.1%+$89.8K |
| Perennial Investment Advisors, LLC | $4.4M | 82,636 | 0.29% | 8q | +5.7%+$237.2K |
| TRUIST FINANCIAL CORP | $4.4M | 82,351 | 0.01% | 11q | +51.0%+$1.5M |
| NFSG Corp | $4.4M | 82,075 | 0.54% | 11q | +3.0%+$126.4K |
| Mid-American Wealth Advisory Group, Inc. | $4.2M | 79,478 | 1.53% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.1M | 76,450 | 0.01% | 7q | +21.8%+$734.6K |
| Gainplan LLC | $4.1M | 76,379 | 1.60% | 11q | +23.0%+$757.4K |
| Garden State Investment Advisory Services LLC | $3.9M | 73,821 | 0.71% | 7q | -1.2%-$49.3K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $3.9M | 73,396 | 0.23% | 13q | -2.3%-$92.9K |
| Investment Partners Asset Management, Inc. | $3.9M | 72,695 | 2.15% | 3q | HELD |
| Navis Wealth Advisors, LLC | $3.8M | 71,307 | 1.44% | 4q | +800.0%+$3.4M |
| FSA Advisors, Inc. | $3.8M | 71,293 | 1.74% | 7q | +1.0%+$37.4K |
| IFG Advisory, LLC | $3.8M | 71,262 | 0.13% | new | NEW |
| WEST MICHIGAN ADVISORS, LLC | $3.8M | 71,133 | 0.72% | 2q | +56.6%+$1.4M |
| Capital Planning LLC | $3.8M | 70,710 | 1.09% | 5q | +131.2%+$2.1M |
| AE Wealth Management LLC | $3.7M | 69,674 | 0.02% | 8q | HELD |
| Moran Wealth Management, LLC | $3.6M | 68,153 | 0.10% | 3q | +31.6%+$868.6K |
| Owen LaRue, LLC | $3.5M | 66,088 | 1.22% | 8q | +3.1%+$106.5K |
| World Investment Advisors | $3.5M | 69,749 | 0.06% | 3q | +6.8%+$221.7K |
| Range Advisory, LLC | $3.5M | 65,020 | 0.41% | 3q | +19.5%+$562.7K |
| OPPENHEIMER & CO INC | $3.4M | 64,972 | 0.04% | 5q | +41.4%+$1.0M |
| Mariner, LLC | $3.3M | 62,351 | 0.00% | 8q | +16.0%+$455.8K |
Showing the largest 100 of 454 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 214 | $630.1M | 11,760,738 | 35 | 107 | 33 | 0.0% |
| Q2 2026 | 454 | $1.8B | 33,525,633 | 87 | 252 | 68 | 3.3% |
| Q1 2026 | 400 | $1.4B | 27,813,806 | 67 | 215 | 62 | 2.2% |
| Q4 2025 | 357 | $1.2B | 22,242,469 | 72 | 188 | 41 | 2.1% |
| Q3 2025 | 301 | $904.9M | 16,974,220 | 80 | 146 | 44 | 1.9% |
| Q2 2025 | 236 | $615.5M | 12,055,620 | 61 | 119 | 33 | 1.4% |
| Q1 2025 | 194 | $451.9M | 9,329,403 | 43 | 94 | 36 | 1.2% |
| Q4 2024 | 169 | $444.5M | 8,662,373 | 36 | 90 | 19 | 0.9% |
| Q3 2024 | 135 | $441.3M | 13,450,128 | 35 | 68 | 18 | 1.0% |
| Q2 2024 | 112 | $217.1M | 4,314,126 | 35 | 55 | 10 | 0.4% |
| Q1 2024 | 83 | $120.4M | 2,394,148 | 27 | 36 | 8 | 0.0% |
| Q4 2023 | 61 | $63.0M | 1,307,394 | 35 | 13 | 6 | 0.0% |
| Q3 2023 | 29 | $31.4M | 669,868 | 16 | 6 | 4 | 0.0% |
| Q2 2023 | 14 | $16.5M | 331,864 | 10 | 0 | 2 | 0.0% |
| Q1 2023 | 3 | $664.8K | 13,966 | 0 | 2 | 0 | 0.0% |
| Q4 2022 | 3 | $504.2K | 10,951 | 3 | 0 | 0 | 0.0% |