DaveManuel.com · Institutional Ownership · Who Owns It
STEM INC (STEM)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
75
Reporting holders
$18.6M
Reported value
22.9%
Of shares outstanding
5.0%
Calls
2.7%
Puts
-6
Holder change
Institutions report 2,203,105 shares against 9,626,744 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MARSHALL WACE, LLP | $3.2M | 405,608 | 0.00% | 5q | +39.2%+$892.4K |
| VANGUARD CAPITAL MANAGEMENT LLC | $2.8M | 361,249 | 0.00% | 2q | +5.1%+$136.2K |
| BlackRock, Inc. | $1.3M | 164,477 | 0.00% | 5q | +22.1%+$232.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $887.2K CALL+PUT | options only | 0.00% | 5q | OPTIONS |
| Trexquant Investment LP | $864.1K | 110,640 | 0.01% | 3q | +20.7%+$148.1K |
| TWO SIGMA INVESTMENTS, LP | $806.3K | 103,234 | 0.00% | 5q | -41.1%-$563.5K |
| GSA CAPITAL PARTNERS LLP | $799.0K | 102,321 | 0.05% | 4q | -5.7%-$48.3K |
| BNP PARIBAS FINANCIAL MARKETS | $727.1K | 93,094 | 0.00% | 5q | +75.3%+$312.4K |
| GEODE CAPITAL MANAGEMENT, LLC | $726.8K | 93,014 | 0.00% | 5q | +1.0%+$7.5K |
| ACADIAN ASSET MANAGEMENT LLC | $579.0K | 74,646 | 0.00% | 3q | +606.7%+$497.1K |
| RENAISSANCE TECHNOLOGIES LLC | $519.2K | 66,482 | 0.00% | 3q | +13.5%+$61.8K |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $465.5K | 59,600 | 0.01% | 5q | -14.4%-$78.1K |
| VANGUARD FIDUCIARY TRUST CO | $444.4K | 56,898 | 0.00% | 2q | +14.4%+$56.1K |
| CITADEL ADVISORS LLC | $383.7K incl. $198.4K options CALL | 23,727 | 0.00% | 5q | HELD |
| Longaeva Partners L.P. | $376.3K | 48,186 | 0.01% | new | NEW |
| STATE STREET CORP | $299.0K | 38,278 | 0.00% | 5q | HELD |
| MORGAN STANLEY | $294.1K | 37,661 | 0.00% | 5q | -21.6%-$81.0K |
| IMC-Chicago, LLC | $282.7K CALL+PUT | options only | 0.00% | 3q | OPTIONS |
| COHEN & STEERS, INC. | $249.0K | 31,887 | 0.00% | 5q | HELD |
| ROYAL BANK OF CANADA | $231.0K | 29,636 | 0.00% | 5q | +5.0%+$11.1K |
| XTX Topco Ltd | $230.3K | 29,482 | 0.00% | 4q | +189.8%+$150.8K |
| CITIGROUP INC | $222.8K | 28,526 | 0.00% | 5q | -23.3%-$67.9K |
| HSBC HOLDINGS PLC | $221.4K | 28,424 | 0.00% | 5q | HELD |
| PRICE T ROWE ASSOCIATES INC /MD/ | $209.0K | 26,655 | 0.00% | 5q | +91.6%+$99.9K |
| Keyframe Capital Partners, L.P. | $202.5K | 25,924 | 100.00% | 4q | HELD |
| UBS Group AG | $196.3K | 25,132 | 0.00% | 5q | -52.8%-$219.5K |
| NOMURA HOLDINGS INC | $185.2K | 23,713 | 0.00% | 4q | HELD |
| NORTHERN TRUST CORP | $165.9K | 21,241 | 0.00% | 5q | +14.0%+$20.4K |
| HighTower Advisors, LLC | $126.1K | 16,147 | 0.00% | 5q | HELD |
| Engineers Gate Manager LP | $99.2K | 12,700 | 0.00% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $88.9K | 11,385 | 0.00% | 5q | HELD |
| GOLDMAN SACHS GROUP INC | $88.6K | 11,346 | 0.00% | new | NEW |
| Balyasny Asset Management L.P. | $75.9K | 9,717 | 0.00% | new | NEW |
| Zweig-DiMenna Associates LLC | $64.8K | 8,302 | 0.01% | 3q | HELD |
| GROUP ONE TRADING LLC | $55.9K incl. $24.2K options CALL | 4,054 | 0.00% | 5q | -19.7%-$13.7K |
| SIMPLEX TRADING, LLC | $40.1K incl. $33.6K options CALL+PUT | 840 | 0.00% | 5q | HELD |
| WELLS FARGO & COMPANY/MN | $36.2K | 4,630 | 0.00% | 5q | +29.4%+$8.2K |
| Steward Partners Investment Advisory, LLC | $27.2K | 3,487 | 0.00% | 2q | +40.2%+$7.8K |
| Vanguard Global Advisers, LLC | $22.3K | 2,852 | 0.00% | 2q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $14.8K | 1,870 | 0.00% | 3q | -1.6% |
| PNC Financial Services Group, Inc. | $8.4K | 1,080 | 0.00% | 5q | HELD |
| OSAIC HOLDINGS, INC. | $5.5K | 703 | 0.00% | 5q | -14.6% |
| JPMORGAN CHASE & CO | $5.3K | 712 | 0.00% | new | NEW |
| FMR LLC | $5.1K | 648 | 0.00% | 5q | -22.7%-$1.5K |
| NATIONAL BANK OF CANADA /FI/ | $4.0K | 514 | 0.00% | 5q | -47.8%-$3.7K |
| Rockefeller Capital Management L.P. | $3.1K | 392 | 0.00% | 4q | -2.5% |
| DEUTSCHE BANK AG\ | $2.7K | 347 | 0.00% | 5q | HELD |
| CKW FINANCIAL GROUP | $2.0K | 192 | 0.00% | 5q | HELD |
| Hurley Capital, LLC | $1.9K | 245 | 0.00% | 4q | HELD |
| Federation des caisses Desjardins du Quebec | $1.6K | 199 | 0.00% | 5q | HELD |
| BARCLAYS PLC | $1.3K | 167 | 0.00% | new | NEW |
| SBI Securities Co., Ltd. | $1.2K | 149 | 0.00% | 5q | +0.7% |
| GAMMA Investing LLC | $937 | 120 | 0.00% | 4q | -40.6% |
| Cornerstone Financial Management LLC | $515 | 66 | 0.00% | 3q | HELD |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $484 | 62 | 0.00% | 2q | HELD |
| US BANCORP \DE\ | $469 | 60 | 0.00% | 5q | -9.1% |
| HARBOUR INVESTMENTS, INC. | $445 | 57 | 0.00% | 2q | HELD |
| NISA INVESTMENT ADVISORS, LLC | $391 | 50 | 0.00% | 5q | HELD |
| Wilmington Savings Fund Society, FSB | $273 | 35 | 0.00% | 4q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $265 | 36 | 0.00% | 5q | -62.5% |
| HM PAYSON & CO | $196 | 25 | 0.00% | 5q | HELD |
| CoreCap Advisors, LLC | $195 | 25 | 0.00% | 5q | HELD |
| Quent Capital, LLC | $195 | 25 | 0.00% | 3q | HELD |
| Strategic Investment Solutions, Inc. /IL | $195 | 25 | 0.00% | 5q | HELD |
| American Capital Advisory, LLC | $188 | 24 | 0.00% | new | NEW |
| Strategic Wealth Partners, Ltd. | $148 | 19 | 0.00% | 3q | HELD |
| Allworth Financial LP | $94 | 12 | 0.00% | 5q | -76.9% |
| Dogwood Wealth Management LLC | $86 | 11 | 0.00% | 5q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $78 | 10 | 0.00% | 2q | HELD |
| MATHER GROUP, LLC. | $78 | 10 | 0.00% | 2q | HELD |
| Ascentis Wealth Management, LLC | $54 | 7 | 0.00% | 5q | HELD |
| IFP Advisors, Inc | $39 | 5 | 0.00% | 5q | -99.7%-$11.5K |
| BFC Planning, Inc. | $39 | 5 | 0.00% | 5q | HELD |
| Smallwood Wealth Investment Management, LLC | $15 | 2 | 0.00% | 5q | HELD |
| Russell Investments Group, Ltd. | $8 | 1 | 0.00% | 5q | HELD |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-23 | 2026-10-19 | Delisting notice | filing |
| 2026-08-12 | 2026-08-12 | Acquisition or disposal completed | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 9 | $5.3K | 1,201 | 2 | 1 | 0 | 0.0% |
| Q2 2026 | 75 | $18.6M | 2,203,105 | 9 | 16 | 17 | 7.7% |
| Q1 2026 | 81 | $20.1M | 1,964,810 | 9 | 16 | 22 | 13.7% |
| Q4 2025 | 96 | $42.3M | 1,882,051 | 21 | 16 | 25 | 33.0% |
| Q3 2025 | 92 | $65.4M | 1,963,716 | 26 | 18 | 20 | 47.4% |
| Q2 2025 | 87 | $19.4M | 1,639,875 | 87 | 0 | 2 | 47.3% |
| Q1 2025 | 160 | $16.8M | 46,149,325 | 29 | 37 | 42 | 3.5% |
| Q4 2024 | 148 | $32.4M | 51,257,000 | 16 | 34 | 34 | 4.6% |
| Q3 2024 | 152 | $20.6M | 56,889,461 | 22 | 36 | 47 | 3.5% |
| Q2 2024 | 188 | $91.5M | 79,665,243 | 26 | 56 | 47 | 3.1% |
| Q1 2024 | 216 | $225.2M | 99,792,913 | 25 | 65 | 69 | 2.6% |
| Q4 2023 | 233 | $415.5M | 99,910,987 | 26 | 63 | 80 | 6.7% |
| Q3 2023 | 235 | $506.5M | 108,699,800 | 34 | 71 | 71 | 9.0% |
| Q2 2023 | 232 | $654.0M | 106,453,337 | 40 | 86 | 57 | 6.9% |
| Q1 2023 | 234 | $578.4M | 97,397,673 | 46 | 87 | 56 | 4.6% |
| Q4 2022 | 238 | $860.1M | 91,631,593 | 39 | 68 | 72 | 4.8% |
| Q3 2022 | 215 | $20.5B | 1,572,020,493 | 56 | 66 | 59 | 0.3% |
| Q2 2022 | 195 | $5.9B | 825,339,134 | 42 | 69 | 52 | 0.8% |
| Q1 2022 | 186 | $6.8B | 605,094,450 | 41 | 70 | 42 | 0.4% |
| Q4 2021 | 201 | $9.1B | 478,683,517 | 55 | 80 | 35 | 0.7% |
| Q3 2021 | 172 | $1.9B | 75,351,260 | 50 | 52 | 42 | 4.4% |
| Q2 2021 | 175 | $3.0B | 72,938,457 | 172 | 2 | 2 | 13.4% |
| Q1 2021 | 5 | $35.1M | 1,321,470 | 4 | 0 | 0 | 0.0% |
| Q4 2020 | 2 | $103.5K | 17,940 | 0 | 0 | 0 | 0.0% |
| Q3 2020 | 1 | $38.0K | 1,050 | 0 | 0 | 0 | 0.0% |
| Q2 2020 | 1 | $38.0K | 1,050 | 0 | 0 | 0 | 0.0% |
| Q1 2020 | 1 | $38.0K | 1,050 | 0 | 0 | 0 | 0.0% |
| Q4 2019 | 1 | $38.0K | 1,050 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $38.0K | 1,050 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $38.0K | 1,050 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $38.0K | 1,050 | 1 | 0 | 0 | 0.0% |