DaveManuel.com · Institutional Ownership · Who Owns It
SMITH & WESSON BRANDS INC (SWBI)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
202
Reporting holders
$457.4M
Reported value
64.9%
Of shares outstanding
3.4%
Calls
1.0%
Puts
+8
Holder change
Institutions report 29,045,758 shares against 44,727,068 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $61.5M | 4,092,378 | 0.00% | 8q | +4.0%+$2.4M |
| DIMENSIONAL FUND ADVISORS LP | $40.3M | 2,678,761 | 0.01% | 25q | +2.4%+$939.2K |
| RENAISSANCE TECHNOLOGIES LLC | $33.4M | 2,218,774 | 0.05% | 25q | +3.2%+$1.0M |
| VANGUARD CAPITAL MANAGEMENT LLC | $28.6M | 1,899,225 | 0.00% | 2q | +2.3%+$636.9K |
| TWO SIGMA INVESTMENTS, LP | $26.5M | 1,760,476 | 0.02% | 6q | +6.2%+$1.5M |
| GEODE CAPITAL MANAGEMENT, LLC | $19.8M | 1,316,636 | 0.00% | 25q | +18.5%+$3.1M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $14.9M | 993,640 | 0.00% | 25q | -17.7%-$3.2M |
| GOLDMAN SACHS GROUP INC | $14.7M | 975,573 | 0.00% | 25q | +83.0%+$6.7M |
| STATE STREET CORP | $14.1M | 936,604 | 0.00% | 25q | +11.7%+$1.5M |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $12.9M | 854,960 | 0.01% | 11q | +134.2%+$7.4M |
| Qube Research & Technologies Ltd | $12.3M | 815,138 | 0.01% | new | NEW |
| AMERICAN CENTURY COMPANIES INC | $11.4M | 757,344 | 0.01% | 23q | +71.7%+$4.8M |
| Trexquant Investment LP | $8.6M | 573,648 | 0.05% | 6q | +45.5%+$2.7M |
| CITADEL ADVISORS LLC | $8.6M incl. $5.4M options CALL+PUT | 213,686 | 0.00% | 25q | HELD |
| Allianz Asset Management GmbH | $7.6M | 503,668 | 0.01% | 5q | +13.1%+$874.9K |
| AQR CAPITAL MANAGEMENT LLC | $7.6M | 502,253 | 0.00% | 8q | +3.9%+$280.8K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $7.1M | 470,442 | 0.00% | 2q | +9.8%+$629.4K |
| NORTHERN TRUST CORP | $6.4M | 427,314 | 0.00% | 25q | +21.5%+$1.1M |
| Bank of New York Mellon Corp | $6.4M | 427,046 | 0.00% | 25q | +2.2%+$138.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5.5M incl. $5.3M options CALL+PUT | 15,881 | 0.00% | 25q | -86.7%-$36.1M |
| MORGAN STANLEY | $5.1M | 340,100 | 0.00% | 25q | +12.0%+$547.4K |
| Point72 Asset Management, L.P. | $4.9M | 324,653 | 0.01% | 2q | +137.2%+$2.8M |
| VANGUARD FIDUCIARY TRUST CO | $4.4M | 294,139 | 0.00% | 2q | +2.3%+$101.1K |
| HRT FINANCIAL LP | $3.6M | 236,807 | 0.01% | 2q | -32.7%-$1.7M |
| MARSHALL WACE, LLP | $3.5M | 235,008 | 0.00% | 4q | +2.3%+$79.0K |
| ACADIAN ASSET MANAGEMENT LLC | $3.2M | 213,461 | 0.00% | 2q | +1082.9%+$2.9M |
| LOS ANGELES CAPITAL MANAGEMENT LLC | $2.9M | 191,850 | 0.01% | 2q | +289.0%+$2.1M |
| JANE STREET GROUP, LLC | $2.9M CALL+PUT | options only | 0.00% | 14q | OPTIONS |
| FIRST TRUST ADVISORS LP | $2.5M | 168,908 | 0.00% | 8q | +19.1%+$408.0K |
| Squarepoint Ops LLC | $2.5M | 166,534 | 0.00% | 11q | +43.4%+$758.5K |
| Cambridge Investment Research Advisors, Inc. | $2.5M | 165,479 | 0.00% | 2q | +108.4%+$1.3M |
| UBS Group AG | $2.4M | 160,293 | 0.00% | 25q | -22.5%-$700.5K |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $2.3M | 151,791 | 0.00% | 25q | +1057.8%+$2.1M |
| Man Group plc | $2.3M | 151,473 | 0.00% | new | NEW |
| Connor, Clark & Lunn Investment Management Ltd. | $2.3M | 150,685 | 0.00% | 2q | +547.3%+$1.9M |
| IMC-Chicago, LLC | $2.2M incl. $1.8M options CALL+PUT | 29,225 | 0.00% | 11q | +154.5%+$1.4M |
| Walleye Capital LLC | $2.1M incl. $1.8M options CALL+PUT | 20,766 | 0.01% | 14q | +420.6%+$1.7M |
| PDT Partners, LLC | $2.0M | 131,689 | 0.10% | 2q | +116.8%+$1.1M |
| Pacer Advisors, Inc. | $2.0M | 130,408 | 0.00% | 2q | -15.2%-$352.6K |
| Y-Intercept (Hong Kong) Ltd | $1.9M | 129,418 | 0.04% | new | NEW |
| Quantinno Capital Management LP | $1.9M | 125,744 | 0.00% | 4q | +94.1%+$916.9K |
| TUDOR INVESTMENT CORP ET AL | $1.9M | 125,673 | 0.00% | 2q | -23.0%-$565.3K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $1.8M | 121,773 | 0.12% | new | NEW |
| Invesco Ltd. | $1.7M | 113,347 | 0.00% | 25q | -17.8%-$368.3K |
| Aviance Capital Partners, LLC | $1.7M | 110,055 | 0.17% | 18q | -8.8%-$159.5K |
| Nuveen, LLC | $1.6M | 103,191 | 0.00% | 6q | +8.2%+$117.2K |
| GROUP ONE TRADING LLC | $1.5M CALL+PUT | options only | 0.00% | 25q | OPTIONS |
| SIMPLEX TRADING, LLC | $1.5M CALL+PUT | options only | 0.00% | 25q | OPTIONS |
| JPMORGAN CHASE & CO | $1.4M | 93,477 | 0.00% | 25q | +44.3%+$442.2K |
| PRUDENTIAL FINANCIAL INC | $1.4M | 94,829 | 0.00% | new | NEW |
| SummerHaven Investment Management, LLC | $1.4M | 91,344 | 0.74% | 4q | HELD |
| Lesa Sroufe & Co | $1.3M | 86,094 | 0.92% | 15q | +3.0%+$38.0K |
| ROYAL BANK OF CANADA | $1.2M | 80,236 | 0.00% | 25q | +23.0%+$225.6K |
| FRANKLIN RESOURCES INC | $1.2M | 78,870 | 0.00% | 2q | -7.0%-$90.0K |
| Kestra Advisory Services, LLC | $939.1K | 62,441 | 0.00% | 5q | HELD |
| OSAIC HOLDINGS, INC. | $933.5K | 62,068 | 0.00% | 25q | -25.9%-$326.1K |
| RHUMBLINE ADVISERS | $847.6K | 56,354 | 0.00% | 25q | +3.3%+$27.0K |
| Russell Investments Group, Ltd. | $832.8K | 54,924 | 0.00% | 25q | +349.9%+$647.7K |
| MACKENZIE FINANCIAL CORP | $794.6K | 52,833 | 0.00% | new | NEW |
| Corient Private Wealth LP | $768.8K | 51,116 | 0.00% | 4q | +208.8%+$519.8K |
| BANK OF AMERICA CORP /DE/ | $746.0K | 49,604 | 0.00% | 25q | -12.4%-$105.8K |
| WELLS FARGO & COMPANY/MN | $727.6K | 48,381 | 0.00% | 25q | -55.6%-$909.9K |
| STATE OF WISCONSIN INVESTMENT BOARD | $726.0K | 48,274 | 0.00% | new | NEW |
| Centiva Capital, LP | $718.3K | 47,759 | 0.01% | 2q | -9.2%-$73.1K |
| DEUTSCHE BANK AG\ | $675.3K | 44,902 | 0.00% | 25q | +15.6%+$91.0K |
| MILLENNIUM MANAGEMENT LLC | $668.4K | 44,440 | 0.00% | 4q | -59.1%-$965.3K |
| FOX RUN MANAGEMENT, L.L.C. | $644.5K | 42,855 | 0.11% | 3q | +58.3%+$237.5K |
| RAYMOND JAMES FINANCIAL INC | $639.7K | 42,535 | 0.00% | 7q | -18.3%-$143.5K |
| ROMAN BUTLER FULLERTON & CO | $607.1K | 38,769 | 0.14% | 18q | -1.0%-$6.3K |
| Creative Planning | $592.9K | 39,420 | 0.00% | 6q | +2.7%+$15.9K |
| LPL Financial LLC | $584.9K | 38,890 | 0.00% | 25q | -8.6%-$54.7K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $552.0K | 36,647 | 0.00% | 12q | +8.3%+$42.2K |
| Independent Advisor Alliance | $539.6K | 35,877 | 0.01% | 5q | +1.4%+$7.2K |
| Odyssean, LLC | $527.8K | 35,096 | 0.09% | new | NEW |
| MERCER GLOBAL ADVISORS INC /ADV | $520.8K | 34,626 | 0.00% | 4q | +8.7%+$41.6K |
| ALLIANCEBERNSTEIN L.P. | $520.7K | 36,335 | 0.00% | 25q | HELD |
| Prospera Financial Services Inc | $511.1K | 33,982 | 0.01% | 11q | HELD |
| Walleye Trading LLC | $482.8K CALL+PUT | options only | 0.00% | 7q | OPTIONS |
| LAZARD ASSET MANAGEMENT LLC | $482.2K | 32,058 | 0.00% | new | NEW |
| CITIGROUP INC | $442.5K | 29,420 | 0.00% | 25q | +158.2%+$271.1K |
| MetLife Investment Management, LLC | $439.7K | 29,235 | 0.00% | 25q | +18.4%+$68.4K |
| REGIONS FINANCIAL CORP | $434.9K | 28,918 | 0.00% | 5q | HELD |
| XTX Topco Ltd | $416.1K | 27,664 | 0.01% | new | NEW |
| Virtu Financial LLC | $416.0K | 27,641 | 0.01% | new | NEW |
| Magnetar Financial LLC | $380.2K | 25,281 | 0.00% | 2q | +41.5%+$111.5K |
| State of Wyoming | $342.4K | 22,767 | 0.03% | 2q | -30.3%-$148.8K |
| FIDELIS CAPITAL PARTNERS, LLC | $335.8K | 22,326 | 0.02% | 4q | HELD |
| Graham Capital Management, L.P. | $330.5K | 21,973 | 0.01% | new | NEW |
| ALGERT GLOBAL LLC | $330.0K | 21,940 | 0.00% | new | NEW |
| Vident Advisory, LLC | $325.8K | 21,661 | 0.00% | 9q | -1.0%-$3.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $319.5K | 21,243 | 0.00% | 25q | -3.9%-$12.8K |
| SEI INVESTMENTS CO | $319.3K | 21,122 | 0.00% | new | NEW |
| Engineers Gate Manager LP | $316.9K | 21,070 | 0.00% | 3q | -48.9%-$303.3K |
| VOYA INVESTMENT MANAGEMENT LLC | $314.6K | 20,916 | 0.00% | new | NEW |
| HighTower Advisors, LLC | $314.0K | 20,876 | 0.00% | 4q | -20.2%-$79.5K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $308.8K | 20,530 | 0.00% | 9q | -2.9%-$9.4K |
| Campbell & CO Investment Adviser LLC | $307.3K | 20,431 | 0.02% | new | NEW |
| Mariner, LLC | $300.4K | 19,965 | 0.00% | 2q | -10.3%-$34.4K |
| JONES FINANCIAL COMPANIES LLLP | $299.4K | 19,658 | 0.00% | 10q | +12.9%+$34.3K |
| Dynamic Technology Lab Private Ltd | $298.0K | 19,791 | 0.07% | 3q | -12.2%-$41.4K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-28 | 13D | JDH Capital I, L.P.with 4 co-filers | 16.7% |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-21 | 2026-10-21 | Acquisition or disposal completed Directors or officers departed or appointed Material agreement entered | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 37 | $7.6M | 536,115 | 6 | 14 | 2 | 0.0% |
| Q2 2026 | 202 | $457.4M | 29,045,758 | 35 | 75 | 48 | 4.5% |
| Q1 2026 | 194 | $384.1M | 25,440,697 | 44 | 71 | 35 | 5.1% |
| Q4 2025 | 172 | $236.6M | 22,547,670 | 25 | 44 | 64 | 5.9% |
| Q3 2025 | 171 | $254.4M | 23,208,569 | 32 | 47 | 62 | 10.3% |
| Q2 2025 | 176 | $220.6M | 23,696,559 | 30 | 61 | 51 | 6.8% |
| Q1 2025 | 179 | $233.6M | 23,847,143 | 26 | 60 | 48 | 4.8% |
| Q4 2024 | 184 | $259.9M | 24,136,550 | 25 | 54 | 50 | 6.1% |
| Q3 2024 | 195 | $372.7M | 26,847,034 | 29 | 66 | 47 | 6.4% |
| Q2 2024 | 197 | $409.3M | 26,554,520 | 35 | 54 | 50 | 7.0% |
| Q1 2024 | 188 | $530.1M | 28,386,899 | 27 | 52 | 46 | 7.1% |
| Q4 2023 | 183 | $411.9M | 27,708,849 | 29 | 57 | 39 | 8.7% |
| Q3 2023 | 174 | $376.3M | 26,892,119 | 27 | 50 | 45 | 7.7% |
| Q2 2023 | 167 | $366.4M | 26,499,816 | 15 | 38 | 38 | 5.7% |
| Q1 2023 | 171 | $327.0M | 25,024,447 | 19 | 55 | 46 | 5.9% |
| Q4 2022 | 199 | $236.5M | 25,441,786 | 26 | 57 | 73 | 6.5% |
| Q3 2022 | 191 | $439.8M | 39,983,771 | 17 | 66 | 51 | 5.7% |
| Q2 2022 | 212 | $584.2M | 40,640,214 | 27 | 65 | 59 | 8.7% |
| Q1 2022 | 212 | $750.3M | 47,764,487 | 25 | 61 | 65 | 3.7% |
| Q4 2021 | 230 | $1.0B | 53,026,870 | 33 | 56 | 77 | 6.1% |
| Q3 2021 | 224 | $1.3B | 56,975,548 | 28 | 82 | 74 | 6.7% |
| Q2 2021 | 251 | $2.1B | 57,542,214 | 68 | 58 | 75 | 6.1% |
| Q1 2021 | 206 | $957.3M | 52,692,977 | 40 | 56 | 57 | 3.8% |
| Q4 2020 | 210 | $1.3B | 71,167,461 | 46 | 63 | 53 | 5.9% |
| Q3 2020 | 194 | $901.8M | 55,081,592 | 51 | 62 | 50 | 5.2% |
| Q2 2020 | 182 | $1.2B | 53,683,728 | 186 | 0 | 0 | 4.4% |
| Q1 2020 | 1 | $23.0K | 650 | 0 | 0 | 0 | 0.0% |
| Q4 2019 | 1 | $23.0K | 650 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $23.0K | 650 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $23.0K | 650 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $23.0K | 650 | 1 | 0 | 0 | 0.0% |