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DaveManuel.com · Institutional Ownership · Who Owns It

SWARMER INC (SWMR)

Institutional ownership reported to the SEC as of Q2 2026, across 3 quarters.

72
Reporting holders
$45.4M
Reported value
8.6%
Of shares outstanding
0.0%
Calls
0.0%
Puts
+39
Holder change

Institutions report 1,024,903 shares against 11,922,750 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
BlackRock, Inc.$11.0M248,1670.00%newNEW
GEODE CAPITAL MANAGEMENT, LLC$3.7M84,2000.00%2q+1031.0%+$3.4M
UBS Group AG$2.7M60,9140.00%2q+1420.2%+$2.5M
Vident Advisory, LLC$2.6M57,6780.02%2q+306.8%+$1.9M
STATE STREET CORP$2.5M56,9500.00%newNEW
MILLENNIUM MANAGEMENT LLC$2.5M55,8650.00%newNEW
LPL Financial LLC$2.2M50,2170.00%newNEW
RENAISSANCE TECHNOLOGIES LLC$1.7M38,0000.00%newNEW
VANGUARD CAPITAL MANAGEMENT LLC$1.4M30,9680.00%newNEW
NORTHERN TRUST CORP$1.1M25,6810.00%newNEW
VANGUARD PORTFOLIO MANAGEMENT LLC$1.1M24,6780.00%newNEW
FIFTH THIRD BANCORP$1.0M23,4000.00%2qHELD
Penserra Capital Management LLC$1.0M22,5690.01%2q+60.5%+$376.8K
Defiance ETFs, LLC$947.8K22,9930.01%2q+63.5%+$368.1K
CreativeOne Wealth, LLC$923.3K20,8370.02%newNEW
Magnus Financial Group LLC$886.2K20,0000.06%newNEW
VANGUARD FIDUCIARY TRUST CO$787.7K17,7780.00%newNEW
Equitable Holdings, Inc.$715.3K16,1430.00%newNEW
ALLIANCEBERNSTEIN L.P.$632.3K14,2700.00%newNEW
RAYMOND JAMES FINANCIAL INC$503.1K11,3550.00%newNEW
ROYAL BANK OF CANADA$474.0K10,6990.00%2q+791.6%+$420.8K
MORGAN STANLEY$462.6K10,4410.00%2q+157.9%+$283.2K
Bank of New York Mellon Corp$348.5K7,8650.00%newNEW
GOLDMAN SACHS GROUP INC$347.5K7,8430.00%newNEW
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$336.2K7,5870.00%newNEW
JPMORGAN CHASE & CO$298.6K6,1700.00%newNEW
Virtu Financial LLC$273.0K6,1590.01%newNEW
COMMONWEALTH EQUITY SERVICES, LLC$273.0K6,1610.00%newNEW
TWO SIGMA INVESTMENTS, LP$264.4K5,9670.00%newNEW
Sovereign Financial Group, Inc.$254.8K5,7500.04%newNEW
Valmark Advisers, Inc.$239.3K5,4000.00%newNEW
Caitong International Asset Management Co., Ltd$234.0K5,2810.03%newNEW
Nuveen, LLC$209.5K4,7270.00%newNEW
RHUMBLINE ADVISERS$178.1K4,0200.00%newNEW
WELLS FARGO & COMPANY/MN$173.7K3,9200.00%2q+676.2%+$151.3K
DEUTSCHE BANK AG\$156.7K3,5360.00%newNEW
NEW YORK STATE COMMON RETIREMENT FUND$124.1K2,8000.00%newNEW
OSAIC HOLDINGS, INC.$94.4K2,1310.00%2q+127.4%+$52.9K
CITIGROUP INC$73.4K1,6570.00%newNEW
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$72.3K1,6320.00%newNEW
SBI Securities Co., Ltd.$56.0K1,2640.00%2q+501.9%+$46.7K
Police & Firemen's Retirement System of New Jersey$51.9K1,1720.00%newNEW
Vanguard Global Advisers, LLC$49.1K1,1080.00%newNEW
IFP Advisors, Inc$41.5K9360.00%newNEW
JONES FINANCIAL COMPANIES LLLP$38.7K9440.00%newNEW
WPG Advisers, LLC$33.1K7470.02%newNEW
STRS OHIO$31.0K7000.00%newNEW
BARCLAYS PLC$26.9K6080.00%2q+744.4%+$23.8K
BNP PARIBAS FINANCIAL MARKETS$22.2K5000.00%newNEW
Tower Research Capital LLC (TRC)$22.1K4980.00%2q+144.1%+$13.0K
NewEdge Advisors, LLC$21.0K4750.00%2qHELD
Cassaday & Co Wealth Management LLC$18.9K4260.00%newNEW
Legal & General Group Plc$15.2K3440.00%newNEW
PNC Financial Services Group, Inc.$14.4K3250.00%2q+225.0%+$10.0K
Ameritas Investment Partners, Inc.$14.3K3220.00%newNEW
Russell Investments Group, Ltd.$12.5K2830.00%newNEW
SHP Wealth Management$12.5K2810.00%newNEW
CREATIVE FINANCIAL DESIGNS INC /ADV$10.5K2370.00%newNEW
Steward Partners Investment Advisory, LLC$9.1K2050.00%newNEW
CVA Family Office, LLC$8.9K2000.00%2q+166.7%+$5.5K
Hilltop National Bank$8.0K1800.00%newNEW
Farther Finance Advisors, LLC$7.3K1650.00%newNEW
Costello Asset Management, INC$6.1K1370.00%2q+57.5%+$2.2K
Rialto Wealth Management, LLC$5.2K1160.00%newNEW
Investors Research Corp$4.9K1100.00%newNEW
CX Institutional$3.0K700.00%newNEW
IMG Wealth Management, Inc.$2.2K500.00%2qHELD
FMR LLC$2.0K450.00%newNEW
Sterling Capital Management LLC$798180.00%newNEW
State of Wyoming$487110.00%newNEW
Atlantic Edge Private Wealth Management, LLC$444100.00%2qHELD
HOLLENCREST CAPITAL MANAGEMENT$31070.00%newNEW

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-09-2313D/ASerhii Kupriienko INDIVIDUAL28.7%
2026-09-1713D/APhilip Wagenheim INDIVIDUAL5.0%

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-09-102026-09-09Material agreement enteredfiling

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-09-21Fink AlexanderSee RemarksSold60,328$1.4M
2026-09-16Zeefe Justin MatthewDirectorSold23,885$576.2K
2026-10-16Fink AlexanderSee RemarksSold12,580$124.2K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202621$1.7M96,98810330.0%
Q2 202672$45.4M1,024,903531500.0%
Q1 202633$10.8M228,66033000.0%