DaveManuel.com · Institutional Ownership · Who Owns It
AB ACTIVE ETFS INC (SYFI)
Institutional ownership reported to the SEC as of Q2 2026, across 10 quarters.
86
Reporting holders
$765.8M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | $168.8M | 4,751,552 | 0.06% | 9q | +4.0%+$6.6M |
| BANK OF AMERICA CORP /DE/ | $63.3M | 1,772,714 | 0.00% | 9q | +19.8%+$10.5M |
| MORGAN STANLEY | $59.5M | 1,665,488 | 0.00% | 9q | +14.2%+$7.4M |
| UBS Group AG | $58.7M | 1,642,456 | 0.01% | 9q | +10.4%+$5.5M |
| LPL Financial LLC | $47.9M | 1,341,796 | 0.01% | 9q | +2.8%+$1.3M |
| Wagner Wealth Management, LLC | $44.4M | 1,243,510 | 8.22% | 6q | HELD |
| ROYAL BANK OF CANADA | $42.3M | 1,184,979 | 0.01% | 9q | -20.8%-$11.1M |
| RAYMOND JAMES FINANCIAL INC | $39.2M | 1,097,338 | 0.01% | 7q | +90.2%+$18.6M |
| NewEdge Advisors, LLC | $34.2M | 957,335 | 0.10% | 9q | +2.3%+$761.7K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $28.9M | 810,059 | 0.02% | 5q | +11.1%+$2.9M |
| OSAIC HOLDINGS, INC. | $17.6M | 491,963 | 0.02% | 9q | -7.2%-$1.4M |
| Huntleigh Advisors, Inc. | $13.3M | 372,347 | 1.86% | 7q | HELD |
| Solano Wealth Investment Advisors LLC | $12.9M | 361,666 | 5.88% | 5q | -13.7%-$2.1M |
| FOCUSED ALPHA, LLC | $10.4M | 290,618 | 2.66% | 3q | +83.2%+$4.7M |
| GREAT VALLEY ADVISOR GROUP, INC. | $9.3M | 259,476 | 0.15% | 9q | -19.1%-$2.2M |
| Next Level Private LLC | $9.1M | 254,563 | 1.78% | 5q | +6.6%+$561.7K |
| Cerity Partners LLC | $8.6M | 239,517 | 0.01% | 2q | -13.3%-$1.3M |
| COMMONWEALTH EQUITY SERVICES, LLC | $8.2M | 229,630 | 0.01% | 9q | +1.6%+$125.6K |
| STIFEL FINANCIAL CORP | $5.9M | 166,286 | 0.00% | 9q | +16.6%+$845.3K |
| TRUIST FINANCIAL CORP | $5.7M | 159,483 | 0.01% | 9q | +11.7%+$595.0K |
| MGO ONE SEVEN LLC | $4.9M | 137,527 | 0.08% | 5q | -3.4%-$171.8K |
| RMR Capital Management, LLC | $4.4M | 123,615 | 3.04% | 9q | +9.2%+$372.8K |
| ENVESTNET ASSET MANAGEMENT INC | $4.3M | 121,524 | 0.00% | 9q | HELD |
| SageGuard Financial Group, LLC | $4.3M | 121,014 | 0.61% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $3.8M | 107,577 | 0.01% | 7q | -59.8%-$5.7M |
| Stonebridge Financial Group, LLC / MO | $3.6M | 101,721 | 2.41% | 3q | +1.4%+$49.3K |
| CITADEL ADVISORS LLC | $3.3M | 93,166 | 0.00% | 6q | +43.0%+$1.0M |
| KPP Advisory Services LLC | $3.1M | 85,891 | 0.39% | 4q | -5.7%-$185.3K |
| Advisory Resource Group | $2.8M | 78,415 | 0.42% | new | NEW |
| JANE STREET GROUP, LLC | $2.7M | 76,628 | 0.00% | 3q | -34.5%-$1.4M |
| Arkadios Wealth Advisors | $2.6M | 73,641 | 0.04% | 6q | -94.3%-$43.8M |
| Private Advisor Group, LLC | $2.5M | 71,366 | 0.01% | 9q | -1.4%-$36.6K |
| Cetera Investment Advisers | $2.5M | 69,969 | 0.00% | 9q | -8.7%-$239.1K |
| Vise Technologies, Inc. | $2.4M | 67,927 | 0.03% | new | NEW |
| EverSource Wealth Advisors, LLC | $2.0M | 57,057 | 0.07% | 7q | +29.8%+$467.8K |
| Rockefeller Capital Management L.P. | $1.9M | 52,926 | 0.00% | 9q | -1.3%-$25.8K |
| Stratos Wealth Partners, LTD. | $1.8M | 50,677 | 0.02% | 5q | +11.2%+$182.9K |
| Cambridge Investment Research Advisors, Inc. | $1.7M | 48,841 | 0.00% | 9q | +106.8%+$901.2K |
| Capital Investment Advisory Services, LLC | $1.7M | 48,426 | 0.11% | 9q | -1.9%-$33.1K |
| FIFTH THIRD BANCORP | $1.6M | 45,290 | 0.00% | 2q | +0.8%+$12.3K |
| Advisory Services Network, LLC | $1.5M | 42,047 | 0.02% | 2q | +34.4%+$384.7K |
| Kestra Advisory Services, LLC | $1.3M | 37,640 | 0.00% | 4q | +10.8%+$131.2K |
| Farther Finance Advisors, LLC | $1.3M | 37,104 | 0.01% | 3q | HELD |
| MAGNOLIA CAPITAL ADVISORS LLC | $1.2M | 34,108 | 0.21% | 5q | -12.7%-$177.1K |
| WEDBUSH SECURITIES INC | $1.2M | 32,992 | 0.03% | 3q | -1.7%-$19.9K |
| FLAGSHIP HARBOR ADVISORS, LLC | $889.8K | 24,914 | 0.03% | 4q | -14.7%-$153.8K |
| TME FINANCIAL, INC. | $866.3K | 24,256 | 0.53% | 5q | +9.6%+$75.8K |
| MML INVESTORS SERVICES, LLC | $768.6K | 21,520 | 0.00% | 7q | +11.1%+$76.7K |
| Integrated Wealth Concepts LLC | $750.7K | 21,019 | 0.00% | 2q | -10.4%-$87.4K |
| AMERIPRISE FINANCIAL INC | $715.4K | 20,032 | 0.00% | 9q | -1.6%-$11.9K |
| KENNEDY INVESTMENT GROUP, INC. | $656.9K | 18,392 | 0.22% | 3q | +19.9%+$109.1K |
| Quantum Private Wealth, LLC | $655.9K | 18,366 | 0.17% | 9q | HELD |
| PANORAMIC INVESTMENT ADVISORS, LLC | $569.9K | 15,956 | 0.27% | 3q | HELD |
| Encompass More Asset Management | $540.5K | 15,133 | 0.08% | 2q | +88.3%+$253.5K |
| PMG Wealth Management, Inc. | $522.6K | 14,700 | 0.32% | 4q | -5.2%-$28.4K |
| Gotham Asset Management, LLC | $521.5K | 14,603 | 0.00% | new | NEW |
| D.A. DAVIDSON & CO. | $494.7K | 13,851 | 0.00% | 9q | HELD |
| BROWN BROTHERS HARRIMAN & CO | $484.3K | 13,559 | 0.00% | new | NEW |
| Kingsview Wealth Management, LLC | $432.4K | 12,106 | 0.01% | 9q | HELD |
| Global Retirement Partners, LLC | $378.1K | 10,586 | 0.01% | 7q | +2573.2%+$363.9K |
| First Heartland Consultants, Inc. | $359.3K | 10,061 | 0.02% | 4q | +12.8%+$40.8K |
| Ameritas Advisory Services, LLC | $327.6K | 9,174 | 0.01% | 4q | +2.8%+$9.1K |
| Tortuga Wealth Management, Inc | $321.3K | 8,994 | 0.24% | 3q | +30.8%+$75.6K |
| Cornerstone Wealth Management, LLC | $307.1K | 8,599 | 0.01% | 9q | +0.6%+$1.8K |
| N.E.W. Advisory Services LLC | $276.5K | 7,742 | 0.02% | 3q | +1.5%+$4.1K |
| Centerpoint Advisory Group | $232.9K | 6,520 | 0.15% | 4q | -0.8%-$1.8K |
| INSIGNEO ADVISORY SERVICES, LLC | $230.8K | 6,461 | 0.01% | 9q | HELD |
| SkyOak Wealth, LLC | $228.6K | 6,400 | 0.04% | 3q | HELD |
| Janney Montgomery Scott LLC | $225.0K | 6,289 | 0.00% | new | NEW |
| CAPTRUST FINANCIAL ADVISORS | $214.9K | 6,016 | 0.00% | 3q | +1.5%+$3.1K |
| PNC Financial Services Group, Inc. | $189.5K | 5,306 | 0.00% | 9q | -29.4%-$78.9K |
| WPG Advisers, LLC | $186.1K | 5,211 | 0.11% | 7q | HELD |
| Colonial Trust Advisors | $110.7K | 3,100 | 0.01% | 5q | HELD |
| WELLS FARGO & COMPANY/MN | $61.3K | 1,715 | 0.00% | 7q | -87.0%-$410.4K |
| Westside Investment Management, Inc. | $41.6K | 1,164 | 0.01% | 9q | HELD |
| Parallel Advisors, LLC | $40.5K | 1,132 | 0.00% | 9q | +1.4% |
| Steward Partners Investment Advisory, LLC | $35.5K | 995 | 0.00% | new | NEW |
| HAZLETT, BURT & WATSON, INC. | $31.0K | 889 | 0.01% | 6q | HELD |
| Allworth Financial LP | $29.9K | 838 | 0.00% | 2q | HELD |
| IFG Advisory, LLC | $21.8K | 611 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $20.5K | 575 | 0.00% | 9q | HELD |
| AE Wealth Management LLC | $9.6K | 269 | 0.00% | 2q | HELD |
| Signature Equity Partners, LLC | $3.6K | 100 | 0.00% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $2.1K | 60 | 0.00% | 9q | -80.3%-$8.8K |
| ASSETMARK, INC | $1.4K | 38 | 0.00% | 2q | HELD |
| FMR LLC | $505 | 14 | 0.00% | 9q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 25 | $96.2M | 2,753,957 | 2 | 12 | 2 | 0.0% |
| Q2 2026 | 86 | $765.8M | 21,467,131 | 8 | 34 | 24 | 0.0% |
| Q1 2026 | 87 | $771.1M | 21,657,575 | 10 | 27 | 27 | 0.0% |
| Q4 2025 | 83 | $705.4M | 19,631,319 | 10 | 37 | 18 | 0.0% |
| Q3 2025 | 74 | $673.1M | 18,632,162 | 11 | 32 | 16 | 0.0% |
| Q2 2025 | 71 | $669.4M | 18,619,508 | 11 | 21 | 28 | 0.0% |
| Q1 2025 | 63 | $673.3M | 18,945,413 | 9 | 29 | 15 | 0.0% |
| Q4 2024 | 60 | $650.9M | 18,246,105 | 8 | 27 | 13 | 0.0% |
| Q3 2024 | 54 | $531.3M | 14,779,512 | 5 | 22 | 20 | 0.0% |
| Q2 2024 | 51 | $520.2M | 14,815,530 | 51 | 0 | 0 | 0.0% |