DaveManuel.com · Institutional Ownership · Who Owns It
AB ACTIVE ETFS INC (TAFM)
Institutional ownership reported to the SEC as of Q2 2026, across 12 quarters.
51
Reporting holders
$628.2M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | $326.1M | 12,890,848 | 0.11% | 11q | +16.8%+$46.9M |
| NorthRock Partners, LLC | $99.5M | 3,874,626 | 1.44% | 5q | +211.8%+$67.6M |
| LPL Financial LLC | $29.4M | 1,144,833 | 0.01% | 6q | +35.8%+$7.7M |
| LVW Advisors, LLC | $27.0M | 1,050,870 | 2.33% | 7q | +7.5%+$1.9M |
| FSM Wealth Advisors, LLC | $22.1M | 860,394 | 2.35% | 6q | +61.8%+$8.4M |
| Steward Partners Investment Advisory, LLC | $18.6M | 723,052 | 0.09% | 4q | +3.7%+$667.0K |
| HighTower Advisors, LLC | $14.5M | 565,447 | 0.01% | 7q | -5.9%-$913.4K |
| RAYMOND JAMES FINANCIAL INC | $9.3M | 363,190 | 0.00% | 5q | +22.9%+$1.7M |
| ENVESTNET ASSET MANAGEMENT INC | $8.6M | 333,965 | 0.00% | 7q | +18.7%+$1.4M |
| TRUIST FINANCIAL CORP | $8.4M | 325,431 | 0.01% | 6q | +8.8%+$678.9K |
| JANE STREET GROUP, LLC | $7.9M | 307,453 | 0.00% | 7q | +120.6%+$4.3M |
| Beacon Pointe Advisors, LLC | $7.7M | 297,986 | 0.04% | 6q | +25.7%+$1.6M |
| Dynasty Wealth Management, LLC | $4.7M | 181,260 | 0.03% | 4q | +6.4%+$280.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.9M | 150,531 | 0.00% | 5q | +75.1%+$1.7M |
| Ausdal Financial Partners, Inc. | $3.4M | 132,843 | 0.13% | 6q | -14.5%-$580.8K |
| Advisory Resource Group | $3.3M | 127,890 | 0.49% | 5q | +4.8%+$151.5K |
| Ameritas Advisory Services, LLC | $2.6M | 100,000 | 0.05% | new | NEW |
| Cresset Asset Management, LLC | $2.5M | 95,719 | 0.01% | 2q | -27.1%-$912.8K |
| Private Advisor Group, LLC | $2.4M | 94,775 | 0.01% | 5q | +29.6%+$555.4K |
| Concurrent Investment Advisors, LLC | $2.2M | 85,095 | 0.02% | 5q | -0.9%-$19.8K |
| Leverty Financial Group, LLC | $1.9M | 75,118 | 0.38% | 6q | +33.7%+$486.3K |
| FIRST AMERICAN TRUST, FSB | $1.7M | 67,964 | 0.11% | 2q | +85.5%+$804.4K |
| Kestra Advisory Services, LLC | $1.6M | 62,638 | 0.01% | 5q | +33.6%+$404.8K |
| SAGESPRING WEALTH PARTNERS, LLC | $1.6M | 62,103 | 0.02% | 3q | +94.2%+$773.6K |
| OSAIC HOLDINGS, INC. | $1.5M | 58,538 | 0.00% | 9q | -7.1%-$115.1K |
| Cambridge Investment Research Advisors, Inc. | $1.5M | 57,108 | 0.00% | 5q | +145.7%+$869.2K |
| MAI Capital Management | $1.2M | 47,368 | 0.00% | 2q | +10.4%+$114.4K |
| WELLS FARGO & COMPANY/MN | $1.2M | 47,138 | 0.00% | new | NEW |
| MML INVESTORS SERVICES, LLC | $1.2M | 46,643 | 0.00% | 2q | +10.2%+$110.8K |
| PMG Wealth Management, Inc. | $1.1M | 43,350 | 0.69% | 2q | +133.7%+$635.0K |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $1.0M | 40,576 | 0.33% | 3q | +8.6%+$82.4K |
| Capital Investment Counsel, Inc | $949.2K | 36,964 | 0.10% | 7q | +4.2%+$38.5K |
| Advisory Services Network, LLC | $905.0K | 35,242 | 0.01% | 7q | HELD |
| NewEdge Advisors, LLC | $893.0K | 34,774 | 0.00% | 4q | +4.8%+$41.0K |
| Legacy Capital Wealth Partners, LLC | $891.4K | 34,713 | 0.17% | 4q | -19.8%-$220.5K |
| JPMORGAN CHASE & CO | $685.7K | 26,713 | 0.00% | 6q | -85.1%-$3.9M |
| GREAT VALLEY ADVISOR GROUP, INC. | $601.9K | 23,440 | 0.01% | 3q | HELD |
| Per Stirling Capital Management, LLC. | $434.9K | 16,935 | 0.04% | new | NEW |
| BTG Pactual Asset Management US LLC | $403.3K | 15,704 | 0.03% | new | NEW |
| Arkadios Wealth Advisors | $367.4K | 14,309 | 0.01% | new | NEW |
| Elequin Capital, LP | $332.6K | 12,950 | 0.01% | new | NEW |
| CARY STREET PARTNERS FINANCIAL LLC | $308.0K | 11,994 | 0.01% | 3q | +0.9%+$2.7K |
| CAPTRUST FINANCIAL ADVISORS | $307.9K | 11,990 | 0.00% | new | NEW |
| Platform Technology Partners | $300.0K | 11,683 | 0.05% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $265.7K | 10,345 | 0.00% | 2q | +558.5%+$225.3K |
| Creative Planning | $252.6K | 9,835 | 0.00% | 2q | HELD |
| WEDBUSH SECURITIES INC | $250.0K | 9,747 | 0.01% | new | NEW |
| Sanctuary Advisors, LLC | $232.8K | 9,064 | 0.00% | 4q | -11.1%-$29.1K |
| BOS Asset Management, LLC | $210.6K | 8,201 | 0.05% | 2q | +1.4%+$3.0K |
| Tower Research Capital LLC (TRC) | $133.2K | 5,187 | 0.00% | 3q | -20.0%-$33.4K |
| FIFTH THIRD BANCORP | $63.0K | 2,454 | 0.00% | 2q | -30.5%-$27.6K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 12 | $57.8M | 2,415,630 | 3 | 5 | 3 | 0.0% |
| Q2 2026 | 51 | $628.2M | 24,656,996 | 9 | 29 | 10 | 0.0% |
| Q1 2026 | 46 | $478.3M | 18,854,216 | 11 | 23 | 8 | 0.0% |
| Q4 2025 | 42 | $417.9M | 16,439,366 | 11 | 21 | 6 | 0.0% |
| Q3 2025 | 33 | $345.3M | 13,584,936 | 9 | 19 | 4 | 0.0% |
| Q2 2025 | 29 | $279.8M | 11,227,388 | 12 | 14 | 0 | 0.0% |
| Q1 2025 | 21 | $184.9M | 7,346,874 | 10 | 9 | 0 | 0.0% |
| Q4 2024 | 12 | $112.6M | 4,454,726 | 8 | 3 | 1 | 0.0% |
| Q3 2024 | 5 | $50.6M | 1,957,025 | 1 | 2 | 1 | 0.0% |
| Q2 2024 | 5 | $28.7M | 1,134,651 | 3 | 1 | 0 | 0.0% |
| Q1 2024 | 2 | $25.3M | 997,303 | 0 | 0 | 1 | 0.0% |
| Q4 2023 | 1 | $25.4M | 995,000 | 1 | 0 | 0 | 0.0% |