DaveManuel.com · Institutional Ownership · Who Owns It
BLACKROCK TCP CAPITAL CORP (TCPC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
118
Reporting holders
$73.6M
Reported value
26.0%
Of shares outstanding
0.1%
Calls
0.3%
Puts
-2
Holder change
Institutions report 21,821,679 shares against 83,902,775 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Next Capital Management LLC | $10.5M | 3,130,285 | 2.84% | 19q | +2.6%+$271.3K |
| UBS Group AG | $8.8M | 2,617,445 | 0.00% | 31q | +18.5%+$1.4M |
| Invesco Ltd. | $8.0M | 2,375,549 | 0.00% | 11q | HELD |
| VAN ECK ASSOCIATES CORP | $7.0M | 2,096,604 | 0.00% | 31q | +65.5%+$2.8M |
| VICTORY CAPITAL MANAGEMENT INC | $4.5M | 1,350,343 | 0.00% | 2q | +61.1%+$1.7M |
| ARES MANAGEMENT LLC | $3.5M | 1,054,771 | 0.15% | 2q | +93.5%+$1.7M |
| TRANSCEND CAPITAL ADVISORS, LLC | $3.0M | 899,089 | 0.20% | 10q | -30.7%-$1.3M |
| MORGAN STANLEY | $2.7M | 807,365 | 0.00% | 32q | +6.3%+$160.1K |
| Callodine Capital Management, LP | $2.4M | 702,234 | 0.15% | 2q | +85.9%+$1.1M |
| Legal & General Group Plc | $2.2M | 669,081 | 0.00% | 31q | +0.5%+$11.5K |
| BARINGS LLC | $2.0M | 591,808 | 0.04% | 26q | +4.7%+$90.1K |
| BlackRock, Inc. | $1.5M | 458,399 | 0.00% | 8q | +1.1%+$16.8K |
| LSV ASSET MANAGEMENT | $1.4M | 410,100 | 0.00% | 30q | HELD |
| BANK OF AMERICA CORP /DE/ | $1.3M | 398,785 | 0.00% | 31q | +230.1%+$934.1K |
| TWO SIGMA INVESTMENTS, LP | $1.1M | 332,397 | 0.00% | 31q | -51.9%-$1.2M |
| GatePass Capital, LLC | $951.1K | 283,070 | 0.36% | 2q | +2.1%+$19.7K |
| Sumitomo Mitsui Trust Group, Inc. | $939.1K | 279,505 | 0.00% | 26q | HELD |
| Muzinich & Co., Inc. | $939.1K | 279,505 | 0.32% | 31q | HELD |
| Alpine Global Management, LLC | $886.1K | 263,710 | 0.14% | new | NEW |
| Virtus Investment Advisers, LLC | $869.7K | 258,829 | 0.20% | 6q | +4.7%+$38.7K |
| LOOMIS SAYLES & CO L P | $823.2K | 245,000 | 0.00% | 6q | HELD |
| ROYAL BANK OF CANADA | $548.0K | 163,199 | 0.00% | 31q | +2284.6%+$525.0K |
| BI Asset Management Fondsmaeglerselskab A/S | $410.0K | 121,960 | 0.00% | 7q | -73.1%-$1.1M |
| ROMANO BROTHERS AND COMPANY | $338.2K | 100,645 | 0.03% | 10q | +24.8%+$67.2K |
| CANADA LIFE ASSURANCE Co | $334.0K | 99,975 | 0.00% | 27q | +8.1%+$24.9K |
| LPL Financial LLC | $301.9K | 89,861 | 0.00% | 30q | -21.2%-$81.0K |
| United Advisor Group, LLC | $301.5K | 89,738 | 0.03% | 10q | HELD |
| Ethos Financial Group, LLC | $301.2K | 89,644 | 0.02% | 4q | -1.0%-$2.9K |
| Squarepoint Ops LLC | $299.0K | 88,994 | 0.00% | 4q | -38.4%-$186.8K |
| Almitas Capital LLC | $285.6K | 85,000 | 0.07% | 3q | HELD |
| Cetera Investment Advisers | $285.3K | 84,907 | 0.00% | 6q | +209.4%+$193.1K |
| Janney Montgomery Scott LLC | $250.0K | 74,399 | 0.00% | 4q | -2.7%-$6.8K |
| WELLS FARGO & COMPANY/MN | $232.9K | 69,309 | 0.00% | 31q | +5.2%+$11.6K |
| Closed-End Fund Advisors, Inc. | $196.6K | 58,513 | 0.19% | 3q | +7.3%+$13.4K |
| CITADEL ADVISORS LLC | $182.9K incl. $46.0K options PUT | 40,743 | 0.00% | 22q | HELD |
| D.A. DAVIDSON & CO. | $177.1K | 52,719 | 0.00% | 31q | -20.0%-$44.2K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $174.4K | 51,900 | 0.00% | 6q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $170.1K | 50,610 | 0.00% | 26q | +6.2%+$9.9K |
| OSAIC HOLDINGS, INC. | $168.8K | 50,222 | 0.00% | 26q | -14.2%-$27.8K |
| Greenland Capital Management LP | $168.0K PUT | options only | 0.02% | new | OPTIONS |
| RAYMOND JAMES FINANCIAL INC | $160.7K | 47,829 | 0.00% | 7q | -22.4%-$46.5K |
| Van Hulzen Asset Management, LLC | $159.6K | 47,500 | 0.01% | new | NEW |
| TWO SIGMA SECURITIES, LLC | $145.2K | 43,227 | 0.01% | 2q | -8.6%-$13.7K |
| MILLENNIUM MANAGEMENT LLC | $145.2K | 43,200 | 0.00% | new | NEW |
| Arkadios Wealth Advisors | $137.3K | 40,872 | 0.00% | 23q | -24.2%-$43.9K |
| Curated Wealth Partners LLC | $129.7K | 38,587 | 0.02% | 8q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $112.3K | 33,423 | 0.00% | 23q | -16.0%-$21.5K |
| Compound Planning, Inc. | $95.8K | 28,522 | 0.00% | 10q | +0.9% |
| US BANCORP \DE\ | $86.1K | 25,632 | 0.00% | 10q | +0.8% |
| Mallini Complete Financial Planning LLC | $85.2K | 25,371 | 0.06% | 7q | +2.9%+$2.4K |
| Pathstone Holdings, LLC | $84.7K | 25,206 | 0.00% | new | NEW |
| SMH CAPITAL ADVISORS INC | $83.0K | 24,717 | 0.33% | new | NEW |
| Catalyst Capital Advisors LLC | $83.0K | 24,717 | 0.00% | new | NEW |
| M&T Bank Corp | $81.0K | 24,122 | 0.00% | 6q | HELD |
| Creative Planning | $80.6K | 23,998 | 0.00% | 3q | +63.1%+$31.2K |
| Cambridge Investment Research Advisors, Inc. | $78.0K | 23,152 | 0.00% | 24q | +15.8%+$10.6K |
| AMERIPRISE FINANCIAL INC | $70.9K | 21,089 | 0.00% | 31q | +2.8%+$1.9K |
| EIGHT 31 FINANCIAL, LLC | $70.0K | 20,829 | 0.04% | 5q | +5.2%+$3.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $63.4K | 18,864 | 0.00% | 31q | -71.8%-$161.0K |
| Jain Global LLC | $53.4K | 15,900 | 0.00% | new | NEW |
| HRT FINANCIAL LP | $49.0K | 14,705 | 0.00% | new | NEW |
| Significant Wealth Partners LLC | $48.4K | 14,417 | 0.05% | 2q | +29.9%+$11.2K |
| OPPENHEIMER & CO INC | $48.0K | 14,300 | 0.00% | 2q | -12.3%-$6.7K |
| Prospera Financial Services Inc | $47.7K | 14,200 | 0.00% | 5q | -1.9% |
| Ignite Planners, LLC | $47.5K | 14,136 | 0.01% | 12q | -5.7%-$2.9K |
| HighTower Advisors, LLC | $47.4K | 14,114 | 0.00% | 2q | +21.2%+$8.3K |
| IMC-Chicago, LLC | $44.7K | 13,301 | 0.00% | 2q | -36.9%-$26.1K |
| Cerity Partners LLC | $43.7K | 13,000 | 0.00% | 3q | +1.2% |
| SIMPLEX TRADING, LLC | $42.7K CALL+PUT | options only | 0.00% | 2q | OPTIONS |
| STIFEL FINANCIAL CORP | $42.3K | 12,580 | 0.00% | new | NEW |
| WealthTrust Axiom LLC | $42.0K | 12,500 | 0.01% | 6q | HELD |
| Integras Partners LLC | $42.0K | 12,500 | 0.02% | new | NEW |
| Schonfeld Strategic Advisors LLC | $41.7K | 12,400 | 0.00% | new | NEW |
| Accel Wealth Management | $40.3K | 12,000 | 0.01% | 9q | HELD |
| Bogart Wealth, LLC | $39.7K | 11,812 | 0.00% | 21q | HELD |
| JANE STREET GROUP, LLC | $36.3K PUT | options only | 0.00% | new | OPTIONS |
| BRIGHTON JONES LLC | $33.6K | 10,000 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $32.2K | 9,589 | 0.00% | 29q | -6.3%-$2.2K |
| BNP PARIBAS FINANCIAL MARKETS | $29.7K | 8,849 | 0.00% | 3q | +74.5%+$12.7K |
| VSM Wealth Advisory, LLC | $24.7K | 7,350 | 0.01% | 7q | +5.1%+$1.2K |
| Spire Wealth Management | $17.4K | 5,165 | 0.00% | 4q | +4.3% |
| State of Alaska, Department of Revenue | $13.0K | 4,070 | 0.00% | 4q | HELD |
| COMPASS FINANCIAL MANAGEMENT LLC | $13.0K | 3,869 | 0.00% | new | FIRST |
| Triumph Capital Management | $8.5K | 2,517 | 0.00% | 10q | HELD |
| PNC Financial Services Group, Inc. | $6.7K | 2,000 | 0.00% | 13q | -52.4%-$7.4K |
| Wilmington Savings Fund Society, FSB | $6.7K | 2,000 | 0.00% | 8q | -85.7%-$40.3K |
| Burk Holdings LLC | $6.2K | 1,844 | 0.00% | 2q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $5.9K | 1,815 | 0.00% | 8q | -8.6% |
| FIFTH THIRD BANCORP | $5.7K | 1,697 | 0.00% | 2q | HELD |
| Caitong International Asset Management Co., Ltd | $5.4K | 1,609 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $4.5K | 1,334 | 0.00% | 15q | HELD |
| Arax Advisory Partners | $4.0K | 1,205 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $3.9K | 1,148 | 0.00% | 2q | +5.1% |
| Axiom Investment Management LLC | $2.6K | 770 | 0.00% | 2q | HELD |
| EverSource Wealth Advisors, LLC | $2.5K | 750 | 0.00% | 15q | HELD |
| Institute for Wealth Management, LLC. | $2.2K | 667 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $2.1K | 623 | 0.00% | 2q | +75.0% |
| ESL Trust Services, LLC | $2.0K | 600 | 0.00% | 4q | HELD |
| Cassaday & Co Wealth Management LLC | $2.0K | 600 | 0.00% | 2q | HELD |
| Quarry LP | $1.8K | 538 | 0.00% | new | NEW |
Showing the largest 100 of 118 reported holders.
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-25 | 2026-09-22 | Directors or officers departed or appointed | filing |
| 2026-09-04 | 2026-08-31 | Directors or officers departed or appointed | filing |
| 2026-08-06 | 2026-08-04 | Acquisition or disposal completed Material agreement entered | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 22 | $6.3M | 1,579,789 | 1 | 3 | 8 | 0.0% |
| Q2 2026 | 118 | $73.6M | 21,821,679 | 26 | 36 | 23 | 0.4% |
| Q1 2026 | 120 | $77.2M | 21,238,448 | 29 | 26 | 28 | 0.5% |
| Q4 2025 | 131 | $114.3M | 20,840,844 | 24 | 28 | 43 | 0.2% |
| Q3 2025 | 143 | $130.1M | 20,871,655 | 27 | 30 | 34 | 0.5% |
| Q2 2025 | 135 | $145.4M | 18,747,660 | 20 | 30 | 36 | 0.7% |
| Q1 2025 | 145 | $157.3M | 19,578,491 | 20 | 47 | 37 | 0.6% |
| Q4 2024 | 151 | $162.3M | 18,549,989 | 21 | 35 | 44 | 0.5% |
| Q3 2024 | 147 | $139.3M | 16,726,412 | 30 | 33 | 41 | 0.6% |
| Q2 2024 | 143 | $183.8M | 16,788,251 | 21 | 41 | 36 | 0.7% |
| Q1 2024 | 151 | $200.0M | 19,036,983 | 52 | 48 | 26 | 0.6% |
| Q4 2023 | 124 | $164.3M | 14,085,548 | 16 | 45 | 34 | 1.0% |
| Q3 2023 | 117 | $151.1M | 12,775,469 | 16 | 45 | 25 | 0.8% |
| Q2 2023 | 114 | $167.3M | 13,364,490 | 13 | 32 | 44 | 12.9% |
| Q1 2023 | 119 | $142.9M | 13,810,679 | 15 | 40 | 33 | 0.5% |
| Q4 2022 | 125 | $197.5M | 15,203,394 | 20 | 43 | 31 | 0.4% |
| Q3 2022 | 124 | $202.5M | 18,415,921 | 21 | 37 | 30 | 0.6% |
| Q2 2022 | 116 | $230.0M | 18,208,574 | 16 | 35 | 31 | 0.8% |
| Q1 2022 | 107 | $255.9M | 17,742,667 | 15 | 43 | 21 | 0.9% |
| Q4 2021 | 110 | $235.6M | 17,271,055 | 16 | 26 | 29 | 1.0% |
| Q3 2021 | 106 | $304.1M | 22,243,863 | 14 | 32 | 28 | 0.7% |
| Q2 2021 | 101 | $343.6M | 24,674,632 | 10 | 35 | 33 | 0.7% |
| Q1 2021 | 110 | $350.2M | 25,171,767 | 19 | 31 | 39 | 0.6% |
| Q4 2020 | 107 | $289.5M | 25,617,539 | 22 | 28 | 37 | 0.5% |
| Q3 2020 | 99 | $247.3M | 25,087,270 | 13 | 21 | 39 | 0.5% |
| Q2 2020 | 102 | $241.1M | 26,763,469 | 12 | 27 | 41 | 0.4% |
| Q1 2020 | 116 | $152.8M | 24,478,865 | 30 | 30 | 33 | 0.0% |
| Q4 2019 | 111 | $344.0M | 24,475,386 | 11 | 40 | 27 | 0.0% |
| Q3 2019 | 112 | $417.8M | 30,802,878 | 14 | 41 | 30 | 0.1% |
| Q2 2019 | 117 | $1.3B | 90,115,031 | 18 | 41 | 30 | 0.1% |
| Q1 2019 | 123 | $1.7B | 117,945,656 | 16 | 44 | 34 | 0.1% |
| Q4 2018 | 127 | $551.2M | 42,876,078 | 3 | 2 | 2 | 0.0% |