DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED FD (TDVI)
Institutional ownership reported to the SEC as of Q2 2026, across 14 quarters.
86
Reporting holders
$192.3M
Reported value
0.0%
Calls
0.0%
Puts
+21
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Luken Investment Analytics, LLC | $25.3M | 797,531 | 8.85% | 6q | -1.6%-$413.7K |
| LPL Financial LLC | $23.8M | 748,794 | 0.01% | 6q | +62.5%+$9.1M |
| SOUTHERN CAPITAL SERVICES INC /ADV | $17.2M | 542,063 | 9.66% | 3q | -3.1%-$554.4K |
| Cetera Investment Advisers | $14.1M | 444,365 | 0.01% | 8q | +41.6%+$4.1M |
| ROYAL BANK OF CANADA | $14.0M | 440,877 | 0.00% | 6q | +8.0%+$1.0M |
| RAYMOND JAMES FINANCIAL INC | $13.3M | 417,623 | 0.00% | 5q | +2.8%+$361.7K |
| Bullseye Investment Management, LLC | $8.4M | 264,696 | 4.13% | 9q | +29.9%+$1.9M |
| OSAIC HOLDINGS, INC. | $5.9M | 184,671 | 0.01% | 10q | +17.2%+$860.2K |
| Cambridge Investment Research Advisors, Inc. | $5.5M | 171,614 | 0.01% | 9q | +73.2%+$2.3M |
| INDEPENDENT FINANCIAL GROUP, LLC | $4.5M | 140,181 | 0.08% | 11q | -32.4%-$2.1M |
| STIFEL FINANCIAL CORP | $4.3M | 134,233 | 0.00% | 4q | -34.3%-$2.2M |
| ENVESTNET ASSET MANAGEMENT INC | $3.9M | 122,017 | 0.00% | 11q | -33.6%-$2.0M |
| Triad Wealth Partners, LLC | $3.3M | 105,914 | 0.19% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $3.2M | 100,900 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.1M | 96,763 | 0.00% | 4q | +25.9%+$631.7K |
| Sequent Planning LLC | $2.7M | 84,555 | 0.57% | 3q | -6.2%-$177.9K |
| Private Advisor Group, LLC | $2.6M | 82,774 | 0.01% | 6q | +13.9%+$320.2K |
| Arax Advisory Partners | $2.6M | 80,508 | 0.02% | 3q | +39.8%+$728.0K |
| FIRST TRUST ADVISORS LP | $2.3M | 73,320 | 0.00% | 5q | +5.6%+$123.3K |
| Gladstone Institutional Advisory LLC | $2.1M | 66,454 | 0.07% | 3q | -1.0%-$20.5K |
| MGO ONE SEVEN LLC | $1.8M | 58,213 | 0.03% | 5q | +537.8%+$1.6M |
| Integrated Wealth Concepts LLC | $1.4M | 45,269 | 0.01% | 5q | +25.9%+$295.6K |
| STEPHENS INC /AR/ | $1.3M | 39,935 | 0.01% | 6q | +25.3%+$255.9K |
| Capital Investment Advisory Services, LLC | $1.2M | 38,685 | 0.08% | 9q | HELD |
| Stratos Wealth Partners, LTD. | $1.2M | 36,522 | 0.01% | 5q | +6.2%+$67.6K |
| HARBOUR INVESTMENTS, INC. | $1.0M | 32,954 | 0.01% | 11q | +55.1%+$372.0K |
| OLD MISSION CAPITAL LLC | $1.0M | 32,884 | 0.02% | new | NEW |
| Owen LaRue, LLC | $982.5K | 30,936 | 0.34% | 3q | +85.6%+$453.2K |
| Intrua Financial, LLC | $957.6K | 30,151 | 0.09% | 4q | +4.5%+$41.5K |
| Benson Wealth Management INC | $930.4K | 29,294 | 0.94% | 3q | +443.3%+$759.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $922.4K | 29,042 | 0.00% | 3q | +16.7%+$131.8K |
| RFG Advisory, LLC | $917.2K | 28,880 | 0.01% | 4q | +159.2%+$563.3K |
| JANE STREET GROUP, LLC | $849.7K | 26,755 | 0.00% | new | NEW |
| Concurrent Investment Advisors, LLC | $790.0K | 24,875 | 0.01% | 4q | +17.7%+$118.6K |
| RiverTree Advisors, LLC | $744.4K | 23,437 | 0.44% | 4q | -24.7%-$244.0K |
| Uniting Wealth Partners, LLC | $695.5K | 21,899 | 0.14% | 2q | +176.7%+$444.1K |
| MARSHALL WACE, LLP | $678.8K | 21,374 | 0.00% | new | NEW |
| Advisory Advocates, LLC | $645.7K | 20,330 | 0.55% | 3q | +59.7%+$241.4K |
| Accel Wealth Management | $643.6K | 20,266 | 0.14% | 2q | +32.3%+$157.1K |
| IHT Wealth Management, LLC | $620.6K | 19,539 | 0.01% | 3q | +22.0%+$112.0K |
| Triumph Capital Management | $616.8K | 19,421 | 0.11% | 3q | +517.9%+$517.0K |
| NewEdge Advisors, LLC | $606.9K | 19,108 | 0.00% | 3q | +106.5%+$313.0K |
| Jaffetilchin Investment Partners, LLC | $596.7K | 18,789 | 0.03% | new | NEW |
| SILVER OAK SECURITIES, INCORPORATED | $559.7K | 17,623 | 0.03% | 4q | +83.2%+$254.2K |
| ENDEAVOR PRIVATE WEALTH, INC. | $514.8K | 16,210 | 0.13% | 3q | +33.3%+$128.7K |
| Core Wealth Partners LLC | $422.4K | 13,300 | 0.18% | 5q | -26.6%-$152.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $398.6K | 12,616 | 0.00% | 6q | -14.3%-$66.7K |
| AFT, FORSYTH & COMPANY, INC. | $381.4K | 12,010 | 0.18% | 3q | +3.7%+$13.5K |
| Aurora Private Wealth, Inc. | $375.0K | 11,808 | 0.24% | new | NEW |
| WCG Wealth Advisors LLC | $368.0K | 11,586 | 0.01% | new | NEW |
| Arkadios Wealth Advisors | $365.2K | 11,500 | 0.01% | 8q | -0.9%-$3.2K |
| G&S Capital LLC | $359.2K | 11,309 | 0.10% | 4q | HELD |
| CALTON & ASSOCIATES, INC. | $338.8K | 10,668 | 0.05% | 5q | -25.4%-$115.4K |
| Janney Montgomery Scott LLC | $338.0K | 10,647 | 0.00% | 6q | -27.1%-$125.7K |
| CHILTON CAPITAL MANAGEMENT LLC | $331.7K | 10,444 | 0.01% | 3q | +32.6%+$81.5K |
| Kestra Advisory Services, LLC | $314.7K | 9,908 | 0.00% | 3q | -67.2%-$645.3K |
| NOVEM GROUP | $312.8K | 9,850 | 0.03% | new | NEW |
| Faithward Advisors, LLC | $306.7K | 9,657 | 0.04% | 7q | +6.5%+$18.8K |
| Moors & Cabot, Inc. | $291.5K | 9,177 | 0.01% | new | NEW |
| Equitable Holdings, Inc. | $282.3K | 8,890 | 0.00% | new | NEW |
| Mission Financial Group, LLC | $279.4K | 8,799 | 0.23% | 3q | -18.6%-$64.1K |
| Convergence Financial, LLC | $274.2K | 8,632 | 0.02% | new | NEW |
| Balboa Wealth Partners | $263.1K | 8,284 | 0.04% | 3q | -1.2%-$3.1K |
| Inspire Advisors, LLC | $238.9K | 7,523 | 0.02% | new | NEW |
| Snowden Capital Advisors LLC | $230.6K | 7,261 | 0.01% | new | NEW |
| Prime Capital Investment Advisors, LLC | $217.7K | 6,853 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $208.8K | 6,573 | 0.00% | 2q | +20.2%+$35.1K |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $207.2K | 6,525 | 0.02% | new | NEW |
| WEDBUSH SECURITIES INC | $205.0K | 6,470 | 0.01% | new | NEW |
| SteelPeak Wealth, LLC | $201.2K | 6,335 | 0.01% | 4q | -30.3%-$87.3K |
| Larson Financial Group LLC | $145.1K | 4,570 | 0.00% | 3q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $109.4K | 3,491 | 0.01% | new | NEW |
| AE Wealth Management LLC | $101.5K | 3,195 | 0.00% | 4q | HELD |
| CoreCap Advisors, LLC | $65.0K | 2,046 | 0.00% | 9q | -79.2%-$246.7K |
| MORGAN STANLEY | $63.5K | 2,000 | 0.00% | new | NEW |
| Signature Equity Partners, LLC | $40.5K | 1,274 | 0.02% | new | NEW |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $22.7K | 716 | 0.00% | new | NEW |
| IFP Advisors, Inc | $19.1K | 600 | 0.00% | 5q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $16.6K | 523 | 0.00% | 2q | HELD |
| SBI Securities Co., Ltd. | $9.5K | 299 | 0.00% | 3q | +283.3%+$7.0K |
| VANGUARD ADVISERS INC | $6.8K | 215 | 0.00% | new | NEW |
| BELLEVUE ASSET MANAGEMENT, LLC | $6.6K | 208 | 0.00% | new | NEW |
| Rossby Financial, LCC | $4.7K | 149 | 0.00% | 4q | -49.0%-$4.5K |
| Smartleaf Asset Management LLC | $4.1K | 130 | 0.00% | 2q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $558 | 18 | 0.00% | new | NEW |
| DHJJ Financial Advisors, Ltd. | $477 | 15 | 0.00% | 6q | -16.7% |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-07 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 54.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 28 | $43.2M | 1,402,856 | 4 | 17 | 3 | 0.0% |
| Q2 2026 | 86 | $192.3M | 6,058,318 | 24 | 35 | 20 | 0.0% |
| Q1 2026 | 65 | $134.6M | 5,068,329 | 7 | 37 | 16 | 0.0% |
| Q4 2025 | 64 | $134.7M | 4,855,060 | 17 | 26 | 14 | 0.0% |
| Q3 2025 | 48 | $97.2M | 3,447,625 | 15 | 22 | 6 | 0.0% |
| Q2 2025 | 37 | $66.3M | 2,510,245 | 12 | 19 | 4 | 0.0% |
| Q1 2025 | 31 | $38.4M | 1,715,892 | 12 | 12 | 4 | 0.0% |
| Q4 2024 | 18 | $20.0M | 829,641 | 6 | 10 | 2 | 0.0% |
| Q3 2024 | 17 | $13.1M | 524,167 | 6 | 9 | 2 | 0.0% |
| Q2 2024 | 18 | $16.1M | 800,314 | 11 | 5 | 2 | 0.0% |
| Q1 2024 | 9 | $6.2M | 286,105 | 1 | 5 | 3 | 0.0% |
| Q4 2023 | 11 | $17.0M | 924,100 | 9 | 2 | 0 | 0.0% |
| Q3 2023 | 4 | $7.6M | 477,011 | 4 | 0 | 0 | 0.0% |
| Q4 2021 | 1 | $463.3K | 16,700 | 0 | 0 | 0 | 0.0% |