DaveManuel.com · Institutional Ownership · Who Owns It
NORTHERN LTS FD TR IV (TMAT)
Institutional ownership reported to the SEC as of Q2 2026, across 23 quarters.
50
Reporting holders
$220.5M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | $74.7M | 2,377,422 | 0.57% | 14q | HELD |
| Main Management LLC | $70.1M | 2,230,630 | 4.71% | 22q | -23.1%-$21.1M |
| LPL Financial LLC | $23.6M | 751,429 | 0.01% | 9q | +13.2%+$2.7M |
| OSAIC HOLDINGS, INC. | $22.4M | 713,330 | 0.03% | 22q | -1.3%-$302.0K |
| ENVESTNET ASSET MANAGEMENT INC | $4.8M | 153,264 | 0.00% | 21q | +13.4%+$568.9K |
| POTOMAC FUND MANAGEMENT INC /ADV | $3.2M | 102,836 | 0.08% | 7q | -1.2%-$39.4K |
| RMG Wealth Management LLC | $2.7M | 31,655 | 0.28% | new | NEW |
| Echo45 Advisors LLC | $2.5M | 80,171 | 1.30% | 3q | -8.3%-$228.7K |
| CreativeOne Wealth, LLC | $2.1M | 67,614 | 0.05% | 11q | -0.7%-$16.0K |
| GeoWealth Management, LLC | $2.1M | 67,187 | 0.07% | 13q | +3.3%+$66.6K |
| Arax Advisory Partners | $1.6M | 49,554 | 0.01% | new | NEW |
| San Luis Wealth Advisors LLC | $1.4M | 43,398 | 0.21% | 3q | +104.8%+$698.0K |
| Copley Financial Group, Inc. | $1.1M | 35,590 | 0.68% | 8q | +59.5%+$417.2K |
| Mutual Advisors, LLC | $1.0M | 32,033 | 0.02% | 21q | +8.2%+$76.6K |
| Gibbs Wealth Management | $681.1K | 21,671 | 0.08% | 4q | -2.3%-$16.2K |
| Envestnet Portfolio Solutions, Inc. | $589.5K | 18,756 | 0.00% | 12q | -6.2%-$38.7K |
| Silver Grove Financial Group, Inc. | $543.1K | 17,280 | 0.29% | 4q | +6.7%+$34.3K |
| Visionary Wealth Advisors | $468.1K | 14,892 | 0.02% | 3q | -19.5%-$113.1K |
| Ausdal Financial Partners, Inc. | $450.1K | 14,319 | 0.02% | 4q | -6.9%-$33.3K |
| Ashton Thomas Private Wealth, LLC | $434.6K | 13,828 | 0.01% | 2q | +1.2%+$5.2K |
| HARBOUR INVESTMENTS, INC. | $406.4K | 12,929 | 0.01% | 21q | -11.3%-$52.0K |
| GWN SECURITIES INC. | $396.8K | 12,626 | 0.07% | 4q | +9.3%+$33.6K |
| FLORIDA FINANCIAL ADVISORS, LLC | $369.1K | 11,742 | 0.06% | new | NEW |
| Encompass More Asset Management | $363.1K | 11,553 | 0.05% | 11q | +2.2%+$8.0K |
| CDKV HOLDINGS LLC | $327.2K | 10,410 | 0.26% | new | NEW |
| Triad Wealth Partners, LLC | $326.0K | 11,506 | 0.02% | new | NEW |
| Cassaday & Co Wealth Management LLC | $298.7K | 9,504 | 0.01% | 3q | HELD |
| Virtue Capital Management, LLC | $284.7K | 9,057 | 0.04% | new | NEW |
| Signal Advisors Wealth, LLC | $245.4K | 7,809 | 0.01% | new | NEW |
| PACIFIC FINANCIAL GROUP INC | $232.1K | 7,386 | 0.11% | new | NEW |
| AMG Asset Management Group, Inc. | $228.3K | 7,264 | 0.14% | new | NEW |
| Synergy Investment Management, LLC | $140.3K | 4,465 | 0.03% | 2q | -1.4%-$2.0K |
| BFC Planning, Inc. | $56.0K | 1,783 | 0.00% | 7q | HELD |
| Geneos Wealth Management Inc. | $51.8K | 1,647 | 0.00% | 19q | HELD |
| Farther Finance Advisors, LLC | $35.1K | 1,116 | 0.00% | 9q | HELD |
| Buck Wealth Strategies, LLC | $20.9K | 664 | 0.00% | new | NEW |
| ASSETMARK, INC | $18.5K | 589 | 0.00% | 6q | +36.3%+$4.9K |
| EverSource Wealth Advisors, LLC | $15.2K | 484 | 0.00% | 10q | -50.0%-$15.2K |
| AE Wealth Management LLC | $12.7K | 403 | 0.00% | 7q | -25.4%-$4.3K |
| MORGAN STANLEY | $12.1K | 383 | 0.00% | 17q | +38200.0%+$12.0K |
| JPMORGAN CHASE & CO | $11.7K | 381 | 0.00% | 4q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $11.1K | 352 | 0.00% | 6q | HELD |
| ROYAL BANK OF CANADA | $11.0K | 344 | 0.00% | new | NEW |
| Ameritas Advisory Services, LLC | $10.8K | 345 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $3.3K | 105 | 0.00% | 5q | HELD |
| Continuum Advisory, LLC | $2.5K | 78 | 0.00% | new | NEW |
| Fortis Group Advisors, LLC | $1.8K | 58 | 0.00% | 3q | HELD |
| IFP Advisors, Inc | $1.2K | 38 | 0.00% | 7q | -30.9% |
| JONES FINANCIAL COMPANIES LLLP | $1.0K | 35 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $27 | 1 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 18 | $7.7M | 257,158 | 5 | 10 | 1 | 0.0% |
| Q2 2026 | 50 | $220.5M | 6,961,916 | 14 | 12 | 14 | 0.0% |
| Q1 2026 | 42 | $171.9M | 7,411,418 | 6 | 18 | 11 | 0.0% |
| Q4 2025 | 43 | $183.6M | 7,341,141 | 10 | 4 | 20 | 0.0% |
| Q3 2025 | 37 | $200.0M | 7,389,571 | 10 | 9 | 7 | 0.0% |
| Q2 2025 | 31 | $170.0M | 7,272,840 | 3 | 12 | 8 | 0.0% |
| Q1 2025 | 39 | $208.3M | 11,331,359 | 8 | 13 | 11 | 0.0% |
| Q4 2024 | 38 | $203.2M | 9,797,456 | 7 | 10 | 13 | 0.0% |
| Q3 2024 | 31 | $195.0M | 10,968,984 | 7 | 10 | 9 | 0.0% |
| Q2 2024 | 32 | $191.1M | 11,111,540 | 8 | 10 | 8 | 0.0% |
| Q1 2024 | 26 | $179.6M | 10,245,087 | 4 | 11 | 2 | 0.0% |
| Q4 2023 | 27 | $157.8M | 9,802,587 | 9 | 15 | 1 | 0.0% |
| Q3 2023 | 22 | $109.5M | 8,061,043 | 4 | 10 | 4 | 0.0% |
| Q2 2023 | 24 | $113.6M | 7,649,917 | 7 | 11 | 5 | 0.0% |
| Q1 2023 | 20 | $98.9M | 7,000,151 | 5 | 11 | 3 | 0.0% |
| Q4 2022 | 22 | $49.5M | 3,992,979 | 5 | 9 | 5 | 0.0% |
| Q3 2022 | 14 | $48.6M | 3,879,425 | 2 | 6 | 2 | 0.0% |
| Q2 2022 | 13 | $49.5M | 3,752,614 | 2 | 4 | 3 | 0.0% |
| Q1 2022 | 15 | $66.5M | 3,858,239 | 2 | 8 | 2 | 0.0% |
| Q4 2021 | 17 | $65.3M | 3,194,006 | 2 | 9 | 4 | 0.0% |
| Q3 2021 | 15 | $64.0M | 2,927,628 | 2 | 8 | 1 | 0.0% |
| Q2 2021 | 18 | $65.9M | 2,743,486 | 7 | 7 | 1 | 0.0% |
| Q1 2021 | 11 | $55.5M | 2,360,284 | 10 | 0 | 0 | 0.0% |