DaveManuel.com · Institutional Ownership · Who Owns It
TRINITY CAP INC (TRIN)
Institutional ownership reported to the SEC as of Q2 2026, across 23 quarters.
173
Reporting holders
$450.6M
Reported value
25.6%
Of shares outstanding
1.8%
Calls
2.1%
Puts
+3
Holder change
Institutions report 24,218,458 shares against 94,693,574 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | $38.5M | 2,153,437 | 0.02% | 14q | +39.3%+$10.9M |
| TWO SIGMA INVESTMENTS, LP | $33.0M | 1,844,897 | 0.02% | 13q | +229.8%+$23.0M |
| UBS Group AG | $26.7M | 1,490,148 | 0.00% | 22q | +43.4%+$8.1M |
| Melia Wealth LLC | $24.2M | 1,353,898 | 13.95% | 11q | +4.4%+$1.0M |
| Sound Income Strategies, LLC | $22.7M | 1,269,744 | 1.02% | 4q | +9.4%+$2.0M |
| Union Bancaire Privee, UBP SA | $16.5M | 5,973? | 0.18% | 7q | |
| MARSHALL WACE, LLP | $15.1M | 844,773 | 0.01% | new | NEW |
| PRICE T ROWE ASSOCIATES INC /MD/ | $14.1M | 786,898 | 0.00% | 4q | +17.8%+$2.1M |
| MORGAN STANLEY | $13.7M | 764,296 | 0.00% | 21q | +43.4%+$4.1M |
| FRANKLIN RESOURCES INC | $13.4M | 749,576 | 0.00% | 10q | +1.2%+$156.8K |
| Invesco Ltd. | $13.4M | 746,720 | 0.00% | 17q | -21.5%-$3.7M |
| EMERALD ADVISERS, LLC | $13.3M | 744,877 | 0.31% | 22q | -2.8%-$381.3K |
| Eagle Point Credit Management LLC | $13.0M | 727,439 | 19.66% | 3q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $11.7M incl. $8.0M options CALL+PUT | 207,737 | 0.00% | 5q | -11.5%-$1.5M |
| Rockefeller Capital Management L.P. | $11.7M | 654,476 | 0.02% | 22q | +1.7%+$194.4K |
| HRT FINANCIAL LP | $11.4M | 635,137 | 0.02% | new | NEW |
| EMERALD MUTUAL FUND ADVISERS TRUST | $9.8M | 549,260 | 0.35% | 22q | HELD |
| ARES MANAGEMENT LLC | $9.8M | 545,723 | 0.43% | 8q | HELD |
| CITADEL ADVISORS LLC | $8.3M incl. $4.1M options CALL | 234,315 | 0.00% | 21q | +504.7%+$6.9M |
| LPL Financial LLC | $7.6M | 426,154 | 0.00% | 12q | +1.3%+$96.7K |
| STIFEL FINANCIAL CORP | $7.1M | 396,449 | 0.01% | 22q | -8.6%-$666.8K |
| AMERIPRISE FINANCIAL INC | $6.4M | 357,713 | 0.00% | 17q | +2.2%+$139.2K |
| Advisors Asset Management, Inc. | $6.4M | 357,228 | 0.10% | 11q | +9.4%+$549.2K |
| Hennion & Walsh Asset Management, Inc. | $6.2M | 346,192 | 0.18% | 15q | +2.2%+$130.8K |
| KENNEDY CAPITAL MANAGEMENT LLC | $5.8M | 325,167 | 0.10% | 10q | -1.6%-$97.2K |
| BlackRock, Inc. | $5.1M | 286,951 | 0.00% | 8q | -2.3%-$121.2K |
| D. E. Shaw & Co., Inc. | $3.9M | 216,977 | 0.00% | 2q | -34.4%-$2.0M |
| Faithward Advisors, LLC | $3.8M | 214,540 | 0.47% | new | NEW |
| Schonfeld Strategic Advisors LLC | $3.2M | 177,820 | 0.01% | 2q | -0.5%-$16.7K |
| SMH CAPITAL ADVISORS INC | $3.0M | 170,293 | 11.94% | 9q | HELD |
| JANE STREET GROUP, LLC | $3.0M CALL+PUT | options only | 0.00% | 9q | OPTIONS |
| Naviter Wealth, LLC | $2.9M | 161,870 | 0.26% | 6q | +87.2%+$1.3M |
| &PARTNERS | $2.8M | 155,535 | 0.01% | 2q | +115.8%+$1.5M |
| Corient Private Wealth LP | $2.7M | 150,732 | 0.00% | 10q | +49.3%+$890.1K |
| RAYMOND JAMES FINANCIAL INC | $2.7M | 148,354 | 0.00% | 7q | +0.9%+$24.7K |
| MERCER GLOBAL ADVISORS INC /ADV | $2.6M | 146,692 | 0.00% | 3q | HELD |
| Sovereign's Capital Management, LLC | $2.5M | 138,896 | 1.66% | 7q | HELD |
| GROUP ONE TRADING LLC | $2.1M incl. $2.0M options CALL+PUT | 2,073 | 0.00% | 16q | -99.3%-$283.6M |
| XTX Topco Ltd | $2.1M | 115,204 | 0.03% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $2.0M | 113,135 | 0.04% | 14q | +46.9%+$646.0K |
| Legacy Capital Wealth Partners, LLC | $1.9M | 107,991 | 0.37% | 9q | +2.4%+$44.6K |
| STATE STREET CORP | $1.9M | 106,371 | 0.00% | 10q | +17.8%+$288.1K |
| Mutual Advisors, LLC | $1.9M | 104,179 | 0.04% | 4q | +3.0%+$55.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.8M | 102,121 | 0.00% | 13q | -11.5%-$237.7K |
| WELLS FARGO & COMPANY/MN | $1.7M | 94,899 | 0.00% | 22q | +1.6%+$25.9K |
| Sanctuary Advisors, LLC | $1.7M | 93,029 | 0.01% | 8q | +66.6%+$665.2K |
| AWM CAPITAL, LLC | $1.5M | 85,694 | 0.12% | 18q | -57.5%-$2.1M |
| Chicago Partners Investment Group LLC | $1.5M | 84,459 | 0.03% | 16q | -3.9%-$60.1K |
| Cetera Investment Advisers | $1.4M | 78,874 | 0.00% | 11q | -1.1%-$15.0K |
| DENALI ADVISORS LLC | $1.4M | 77,075 | 0.14% | 5q | -8.7%-$131.8K |
| Cambridge Investment Research Advisors, Inc. | $1.4M | 76,104 | 0.00% | 4q | +114.1%+$725.8K |
| ENVESTNET ASSET MANAGEMENT INC | $1.3M | 74,075 | 0.00% | 11q | +16.3%+$185.4K |
| Beacon Pointe Advisors, LLC | $1.3M | 71,948 | 0.01% | 5q | -4.5%-$60.4K |
| Catalyst Capital Advisors LLC | $1.3M | 70,337 | 0.02% | 9q | HELD |
| OSAIC HOLDINGS, INC. | $1.2M | 69,247 | 0.00% | 21q | +102.0%+$625.6K |
| MILLENNIUM MANAGEMENT LLC | $1.2M | 69,036 | 0.00% | 12q | -64.9%-$2.3M |
| Balyasny Asset Management L.P. | $1.2M | 68,011 | 0.00% | 2q | -72.0%-$3.1M |
| GSA CAPITAL PARTNERS LLP | $1.1M | 62,638 | 0.07% | 3q | +200.7%+$748.1K |
| Gotham Asset Management, LLC | $992.1K | 55,455 | 0.00% | 6q | HELD |
| Quantbot Technologies LP | $972.5K | 54,361 | 0.04% | 12q | +63.8%+$378.8K |
| Kestra Advisory Services, LLC | $971.5K | 54,305 | 0.00% | 5q | +34.3%+$248.1K |
| Uniting Wealth Partners, LLC | $930.3K | 52,000 | 0.19% | 2q | HELD |
| ROYAL BANK OF CANADA | $911.0K | 50,884 | 0.00% | 18q | -2.7%-$25.4K |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $867.7K | 48,503 | 0.01% | 20q | +16.0%+$119.5K |
| Bramshill Investments, LLC | $863.5K | 48,268 | 0.07% | 3q | +1.2%+$10.1K |
| GUGGENHEIM CAPITAL LLC | $849.1K | 47,465 | 0.01% | 10q | +8.0%+$63.0K |
| Closed-End Fund Advisors, Inc. | $845.5K | 47,259 | 0.83% | 3q | -7.6%-$69.9K |
| OPPENHEIMER & CO INC | $842.3K | 47,081 | 0.01% | 8q | -2.0%-$16.8K |
| EntryPoint Capital, LLC | $842.2K | 47,077 | 0.20% | 3q | -13.5%-$131.2K |
| Kovack Advisors, Inc. | $792.9K | 44,319 | 0.04% | 3q | +27.3%+$170.0K |
| Canton Hathaway, LLC | $786.4K | 43,955 | 0.15% | 7q | -55.5%-$979.7K |
| Cornerstone Wealth Management, LLC | $775.2K | 43,330 | 0.03% | 11q | +18.2%+$119.3K |
| GEN Financial Management, INC. | $762.9K | 42,645 | 0.46% | new | NEW |
| FIRST FINANCIAL BANK - TRUST DIVISION | $762.5K | 42,623 | 0.05% | 9q | HELD |
| D.A. DAVIDSON & CO. | $752.9K | 42,083 | 0.00% | 6q | +9.6%+$65.7K |
| Forum Financial Management, LP | $715.6K | 40,000 | 0.01% | 3q | HELD |
| Centiva Capital, LP | $694.3K | 38,812 | 0.01% | 3q | +44.7%+$214.4K |
| MML INVESTORS SERVICES, LLC | $673.1K | 37,624 | 0.00% | 4q | +244.8%+$477.9K |
| Bison Wealth, LLC | $660.0K | 37,438 | 0.06% | 4q | HELD |
| Man Group plc | $594.6K | 33,235 | 0.00% | 2q | +71.7%+$248.2K |
| Graham Capital Management, L.P. | $573.0K | 32,030 | 0.01% | new | NEW |
| Vident Advisory, LLC | $566.6K | 31,673 | 0.00% | 10q | +64.2%+$221.6K |
| Private Advisor Group, LLC | $548.5K | 30,660 | 0.00% | 17q | +1.0%+$5.5K |
| EAGLE GLOBAL ADVISORS LLC | $537.1K | 30,020 | 0.02% | 6q | -8.3%-$48.7K |
| SEI INVESTMENTS CO | $530.8K | 29,672 | 0.00% | 3q | -53.8%-$618.5K |
| BANK OF AMERICA CORP /DE/ | $491.2K | 27,455 | 0.00% | 19q | -85.6%-$2.9M |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $485.7K | 27,147 | 0.00% | 4q | HELD |
| Kingsview Wealth Management, LLC | $476.3K | 26,623 | 0.01% | 2q | +23.5%+$90.8K |
| First Commonwealth Financial Corp /PA/ | $452.8K | 25,309 | 0.06% | 7q | HELD |
| Arax Advisory Partners | $444.1K | 24,822 | 0.00% | 6q | +3890.7%+$432.9K |
| Virtu Financial LLC | $398.0K | 22,251 | 0.01% | new | NEW |
| Calydon Capital | $377.4K | 21,098 | 0.06% | 7q | -6.6%-$26.8K |
| MOODY NATIONAL BANK TRUST DIVISION | $367.9K | 20,564 | 0.03% | 8q | HELD |
| Tidal Investments LLC | $367.6K | 20,550 | 0.00% | 3q | HELD |
| Black Swift Group, LLC | $360.5K | 20,150 | 0.05% | new | NEW |
| DRW Securities, LLC | $358.8K | 20,058 | 0.01% | 2q | -19.3%-$86.0K |
| Birchview Capital, LP | $357.8K | 20,000 | 0.17% | 3q | HELD |
| HighTower Advisors, LLC | $348.1K | 19,458 | 0.00% | 3q | +13.4%+$41.0K |
| MAI Capital Management | $347.9K | 19,445 | 0.00% | 2q | +2677.9%+$335.3K |
| Values First Advisors, Inc. | $332.7K | 18,596 | 0.15% | 3q | +0.8%+$2.8K |
Showing the largest 100 of 174 reported holders. The count of 173 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Tender offers and delisting
Schedules TO, 13E-3 and 14D-9 and Form 25 filed in the last 180 days. Price a share is read from the filing itself where it states one plainly; a marker means we found no figure we could stand behind, and the reason is on it.
| Filed | What | Filed by | Price a share | Source |
|---|---|---|---|---|
| 2026-07-24 | Delisting notice | itself | - | filing |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-05 | 2026-09-30 | Material agreement entered | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 42 | $44.8M | 2,579,164 | 7 | 15 | 5 | 0.0% |
| Q2 2026 | 173 | $450.6M | 24,218,458 | 24 | 64 | 44 | 3.9% |
| Q1 2026 | 170 | $326.9M | 20,430,420 | 31 | 68 | 31 | 7.9% |
| Q4 2025 | 166 | $311.5M | 20,526,856 | 41 | 53 | 33 | 2.9% |
| Q3 2025 | 137 | $294.6M | 18,729,211 | 25 | 56 | 27 | 1.6% |
| Q2 2025 | 135 | $277.4M | 18,293,044 | 27 | 59 | 23 | 7.1% |
| Q1 2025 | 130 | $251.2M | 16,289,385 | 34 | 47 | 27 | 1.7% |
| Q4 2024 | 116 | $208.4M | 14,064,113 | 23 | 46 | 27 | 2.3% |
| Q3 2024 | 106 | $175.5M | 12,475,829 | 25 | 48 | 17 | 2.2% |
| Q2 2024 | 90 | $168.2M | 11,518,173 | 16 | 44 | 15 | 3.1% |
| Q1 2024 | 95 | $178.6M | 11,831,223 | 26 | 31 | 22 | 2.8% |
| Q4 2023 | 89 | $174.2M | 11,734,400 | 24 | 36 | 14 | 2.2% |
| Q3 2023 | 72 | $138.7M | 9,580,001 | 26 | 29 | 9 | 3.8% |
| Q2 2023 | 55 | $108.6M | 7,821,478 | 9 | 17 | 18 | 4.2% |
| Q1 2023 | 61 | $113.4M | 8,617,337 | 13 | 21 | 18 | 4.4% |
| Q4 2022 | 60 | $103.9M | 9,188,097 | 11 | 19 | 20 | 2.5% |
| Q3 2022 | 66 | $134.2M | 10,179,789 | 18 | 30 | 11 | 3.9% |
| Q2 2022 | 60 | $145.3M | 9,568,602 | 14 | 26 | 8 | 2.1% |
| Q1 2022 | 52 | $172.2M | 8,858,906 | 14 | 15 | 15 | 1.2% |
| Q4 2021 | 42 | $147.4M | 8,358,137 | 11 | 17 | 8 | 0.3% |
| Q3 2021 | 38 | $126.8M | 7,860,909 | 7 | 15 | 12 | 0.3% |
| Q2 2021 | 37 | $110.3M | 7,619,548 | 12 | 12 | 8 | 0.0% |
| Q1 2021 | 34 | $82.1M | 5,499,969 | 34 | 0 | 0 | 0.0% |