DaveManuel.com · Institutional Ownership · Who Owns It
SIMPLIFY EXCHANGE TRADED FUN (TUA)
Institutional ownership reported to the SEC as of Q2 2026, across 16 quarters.
88
Reporting holders
$545.5M
Reported value
0.3%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Simplify Asset Management Inc. | $98.3M | 4,810,740 | 1.37% | 2q | -13.0%-$14.7M |
| GenTrust, LLC | $67.5M | 3,302,450 | 2.59% | 2q | +14.5%+$8.6M |
| SOUTHERN FARM BUREAU LIFE INSURANCE | $60.7M | 2,967,492 | 5.80% | 7q | HELD |
| AE Wealth Management LLC | $41.6M | 2,035,990 | 0.19% | 13q | +6.2%+$2.4M |
| HighTower Advisors, LLC | $34.9M | 1,709,228 | 0.03% | 14q | +44.7%+$10.8M |
| Mid-American Wealth Advisory Group, Inc. | $30.7M | 1,505,044 | 11.11% | 10q | +32.1%+$7.5M |
| Trek Financial, LLC | $25.5M | 1,248,306 | 1.27% | new | NEW |
| Ancora Advisors LLC | $20.4M | 996,922 | 0.39% | 14q | +0.7%+$136.3K |
| Financial Enhancement Group LLC | $17.3M | 844,724 | 2.06% | 3q | +33.3%+$4.3M |
| Lloyd Advisory Services, LLC. | $13.9M | 679,397 | 5.38% | 9q | +1675.7%+$13.1M |
| Ferguson Shapiro LLC | $10.8M | 530,665 | 3.17% | 10q | -77.2%-$36.7M |
| ALTFEST L J & CO INC | $10.5M | 513,278 | 1.02% | 12q | -22.6%-$3.1M |
| Heck Capital Advisors, LLC | $9.1M | 447,209 | 0.55% | 7q | +4.3%+$376.8K |
| LPL Financial LLC | $8.8M | 431,936 | 0.00% | 12q | -43.5%-$6.8M |
| Encompass More Asset Management | $8.7M | 426,294 | 1.27% | new | NEW |
| Park Edge Advisors, LLC | $7.2M | 354,937 | 1.53% | 6q | -6.6%-$515.5K |
| Broussard Financial Group LLC | $7.1M | 349,430 | 5.72% | 3q | -6.1%-$466.1K |
| Authentikos Wealth Advisory, LLC | $5.4M | 262,798 | 3.43% | 8q | +5.5%+$280.5K |
| CITADEL ADVISORS LLC | $4.7M incl. $1.9M options CALL | 139,754 | 0.00% | 12q | HELD |
| Aprio Wealth Management, LLC | $4.3M | 210,655 | 0.21% | 10q | -9.6%-$459.0K |
| Professional Financial Management, Inc. | $4.2M | 206,219 | 4.27% | 3q | +4.1%+$166.0K |
| HOLLENCREST CAPITAL MANAGEMENT | $4.1M | 201,303 | 0.27% | 15q | HELD |
| LifeWealth Investments, LLC | $3.5M | 170,572 | 0.93% | 7q | +4.5%+$149.4K |
| Elevated Capital Advisors, LLC | $3.3M | 163,300 | 0.92% | 9q | -1.5%-$51.1K |
| Magnolia Private Wealth, LLC | $3.2M | 242,589 | 1.78% | 7q | -18.8%-$749.2K |
| HOWARD BAILEY SECURITIES, LLC | $3.2M | 156,987 | 1.20% | 8q | +6.0%+$180.4K |
| B.O.S.S. Retirement Advisors, LLC | $2.9M | 139,720 | 0.77% | 9q | +3.1%+$86.4K |
| PRINCIPAL SECURITIES, INC. | $2.8M | 135,797 | 0.03% | 11q | -10.9%-$339.3K |
| PRIVATE CLIENT SERVICES, LLC | $2.7M | 132,458 | 0.71% | 8q | -33.5%-$1.4M |
| Great Lakes Retirement, Inc. | $2.5M | 121,629 | 0.22% | 13q | -1.3%-$33.9K |
| Gladstone Institutional Advisory LLC | $2.0M | 100,272 | 0.06% | 11q | -10.8%-$249.1K |
| ENVESTNET ASSET MANAGEMENT INC | $1.8M | 88,568 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $1.6M | 79,467 | 0.00% | 13q | HELD |
| Aegis Wealth Management, Inc. | $1.5M | 74,953 | 0.99% | 3q | +6.6%+$94.3K |
| Integrated Wealth Management | $1.3M | 63,803 | 1.38% | 3q | +9.5%+$113.5K |
| Golden Reserve Retirement LLC | $1.2M | 58,630 | 0.19% | 3q | +93.0%+$577.0K |
| Centennial Advisors, LLC | $1.2M | 57,089 | 1.39% | 3q | +9.4%+$100.5K |
| IHT Wealth Management, LLC | $1.1M | 52,723 | 0.02% | 6q | -21.5%-$295.2K |
| TOUNJIAN ADVISORY PARTNERS, LLC | $1.0M | 49,358 | 0.43% | new | NEW |
| EVERGREEN CAPITAL MANAGEMENT LLC | $899.4K | 44,036 | 0.02% | 9q | -22.4%-$260.3K |
| GOLDMAN SACHS GROUP INC | $837.4K | 41,000 | 0.00% | 3q | HELD |
| HRT FINANCIAL LP | $796.0K | 39,011 | 0.00% | 2q | +19.7%+$130.8K |
| Kingdom Financial Group LLC. | $782.2K | 38,296 | 0.20% | 9q | HELD |
| IFG Advisory, LLC | $704.4K | 34,486 | 0.02% | new | NEW |
| Csenge Advisory Group | $670.4K | 32,821 | 0.03% | 9q | -24.5%-$217.7K |
| Straight Path Wealth Management | $647.4K | 31,697 | 0.15% | 10q | -2.3%-$15.3K |
| Farther Finance Advisors, LLC | $470.5K | 23,034 | 0.00% | 6q | +10.1%+$43.0K |
| Legacy PCG, LLC | $447.1K | 22,004 | 2.16% | 2q | HELD |
| 4WEALTH ADVISORS, INC. | $432.2K | 21,061 | 0.33% | 5q | -6.3%-$28.9K |
| Cumberland Partners Ltd | $392.8K | 19,232 | 0.03% | 11q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $369.0K | 18,065 | 0.00% | 15q | -76.1%-$1.2M |
| SMART Wealth LLC | $364.3K | 17,838 | 0.08% | 8q | -47.5%-$330.0K |
| Anchor Investment Management, LLC | $354.9K | 17,373 | 0.03% | 10q | -12.6%-$51.1K |
| Montgomery Financial Services LLC | $354.2K | 17,341 | 0.31% | new | FIRST |
| EVOLUTION WEALTH MANAGEMENT INC. | $335.5K | 16,426 | 0.20% | 5q | -9.3%-$34.4K |
| MML INVESTORS SERVICES, LLC | $333.3K | 16,320 | 0.00% | new | NEW |
| CWC Advisors, LLC. | $300.1K | 14,691 | 0.13% | 8q | HELD |
| FSA Advisors, Inc. | $291.8K | 14,288 | 0.13% | 3q | +6.4%+$17.5K |
| KPP Advisory Services LLC | $278.5K | 13,636 | 0.04% | 2q | HELD |
| Welch Group, LLC | $275.4K | 13,482 | 0.01% | 2q | +5.7%+$14.8K |
| OSAIC HOLDINGS, INC. | $260.2K | 12,734 | 0.00% | 5q | -20.7%-$68.1K |
| Wellment Financial | $245.9K | 12,040 | 0.28% | 7q | +2.2%+$5.3K |
| Astoria Portfolio Advisors LLC. | $233.3K | 11,420 | 0.04% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $217.9K | 10,670 | 0.00% | new | NEW |
| BRIGHTON JONES LLC | $217.9K | 10,669 | 0.00% | 2q | +0.7%+$1.6K |
| GROUP ONE TRADING LLC | $207.1K | 10,139 | 0.00% | 7q | +12.2%+$22.5K |
| Networth Advisors, LLC | $206.2K | 10,095 | 0.12% | 3q | +15.2%+$27.2K |
| Harbour Capital Advisors, LLC | $205.7K | 10,110 | 0.04% | new | NEW |
| Clarity Financial LLC | $204.9K | 10,030 | 0.02% | 3q | HELD |
| SIGNATUREFD, LLC | $108.5K | 5,314 | 0.00% | 2q | +14.4%+$13.7K |
| GFS Advisors, LLC | $90.9K | 15,240 | 0.00% | new | NEW |
| Key Capital Management, INC | $86.6K | 4,242 | 0.04% | 3q | +13.7%+$10.4K |
| SIMPLEX TRADING, LLC | $62.1K | 3,038 | 0.00% | 2q | -49.7%-$61.3K |
| Decker Retirement Planning Inc. | $48.1K | 2,355 | 0.02% | new | NEW |
| Quest 10 Wealth Builders, Inc. | $42.9K | 2,099 | 0.03% | 7q | -73.5%-$119.1K |
| US BANCORP \DE\ | $18.4K | 900 | 0.00% | 4q | HELD |
| PRIVATE TRUST CO NA | $16.7K | 820 | 0.00% | 6q | HELD |
| Geneos Wealth Management Inc. | $16.1K | 790 | 0.00% | 4q | +0.6% |
| NATIONAL BANK OF CANADA /FI/ | $12.9K | 634 | 0.00% | 14q | HELD |
| MORGAN STANLEY | $11.0K | 536 | 0.00% | 13q | +52.7%+$3.8K |
| Mosley Wealth Management | $8.0K | 394 | 0.00% | 2q | +323.7%+$6.1K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $6.9K | 340 | 0.00% | new | NEW |
| VIRTUS ADVISERS, LLC | $6.2K | 304 | 0.00% | 4q | +17.8% |
| FMR LLC | $5.5K | 270 | 0.00% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $4.1K | 199 | 0.00% | new | FIRST |
| Steward Partners Investment Advisory, LLC | $3.0K | 146 | 0.00% | 2q | -30.8%-$1.3K |
| UBS Group AG | $2.0K | 97 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $14 | 1 | 0.00% | 11q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 29 | $104.4M | 5,481,233 | 2 | 5 | 19 | 0.0% |
| Q2 2026 | 88 | $545.5M | 26,704,450 | 14 | 31 | 26 | 0.3% |
| Q1 2026 | 85 | $560.4M | 26,527,746 | 14 | 28 | 29 | 0.3% |
| Q4 2025 | 90 | $452.5M | 20,626,899 | 14 | 29 | 33 | 0.2% |
| Q3 2025 | 82 | $382.5M | 17,404,278 | 9 | 34 | 29 | 0.5% |
| Q2 2025 | 94 | $408.9M | 18,466,142 | 19 | 31 | 35 | 0.5% |
| Q1 2025 | 89 | $417.0M | 19,108,500 | 22 | 41 | 15 | 0.2% |
| Q4 2024 | 83 | $352.5M | 16,553,050 | 17 | 29 | 19 | 0.4% |
| Q3 2024 | 70 | $302.4M | 13,096,332 | 15 | 30 | 16 | 0.5% |
| Q2 2024 | 77 | $346.4M | 16,122,333 | 14 | 35 | 19 | 0.8% |
| Q1 2024 | 80 | $334.2M | 15,011,445 | 23 | 23 | 28 | 2.0% |
| Q4 2023 | 78 | $662.7M | 28,519,439 | 44 | 16 | 14 | 0.4% |
| Q3 2023 | 36 | $497.0M | 22,758,417 | 10 | 11 | 10 | 0.0% |
| Q2 2023 | 34 | $443.7M | 19,557,711 | 17 | 6 | 8 | 0.0% |
| Q1 2023 | 19 | $71.5M | 2,818,812 | 11 | 6 | 1 | 0.0% |
| Q4 2022 | 14 | $38.5M | 1,553,509 | 12 | 0 | 0 | 0.0% |