DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (UCON)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
274
Reporting holders
$2.8B
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $340.4M | 13,680,994 | 0.08% | 31q | +9.7%+$30.0M |
| MORGAN STANLEY | $231.8M | 9,315,618 | 0.01% | 29q | +4.0%+$8.9M |
| WELLS FARGO & COMPANY/MN | $178.5M | 7,174,273 | 0.03% | 25q | +18.1%+$27.4M |
| AMERIPRISE FINANCIAL INC | $138.6M | 5,567,401 | 0.03% | 9q | +4.3%+$5.7M |
| BANK OF AMERICA CORP /DE/ | $104.5M | 4,199,258 | 0.01% | 31q | +9.5%+$9.1M |
| HARBOUR INVESTMENTS, INC. | $104.4M | 4,197,950 | 1.41% | 21q | +1.9%+$1.9M |
| ROYAL BANK OF CANADA | $100.1M | 4,023,683 | 0.01% | 31q | +0.5%+$501.3K |
| RAYMOND JAMES FINANCIAL INC | $70.5M | 2,832,819 | 0.02% | 7q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $65.3M | 2,623,316 | 0.02% | 22q | +6.8%+$4.2M |
| HighTower Advisors, LLC | $61.5M | 2,471,711 | 0.06% | 29q | +1.5%+$880.1K |
| TRUIST FINANCIAL CORP | $52.1M | 2,093,617 | 0.06% | 21q | +9.8%+$4.6M |
| OSAIC HOLDINGS, INC. | $50.9M | 2,045,101 | 0.06% | 26q | +8.1%+$3.8M |
| Cetera Investment Advisers | $43.7M | 1,757,095 | 0.04% | 20q | +22.3%+$8.0M |
| STIFEL FINANCIAL CORP | $41.3M | 1,661,708 | 0.03% | 29q | +1.7%+$694.8K |
| Trilogy Capital Inc. | $39.1M | 1,572,195 | 1.52% | 3q | +6.2%+$2.3M |
| Csenge Advisory Group | $38.0M | 1,528,668 | 1.54% | 15q | +2.6%+$957.8K |
| Aptus Capital Advisors, LLC | $34.8M | 1,400,315 | 0.24% | 12q | +1.2%+$419.5K |
| IFP Advisors, Inc | $28.1M | 1,129,539 | 0.51% | 23q | +26.5%+$5.9M |
| Cambridge Investment Research Advisors, Inc. | $26.9M | 1,081,262 | 0.03% | 31q | +8.4%+$2.1M |
| Focus Partners Wealth | $24.9M | 999,374 | 0.03% | 11q | HELD |
| Integrated Wealth Concepts LLC | $24.4M | 982,703 | 0.16% | 13q | +9.4%+$2.1M |
| MML INVESTORS SERVICES, LLC | $23.2M | 932,943 | 0.05% | 21q | +21.6%+$4.1M |
| Cyndeo Wealth Partners, LLC | $21.7M | 872,866 | 1.02% | 15q | +3.9%+$819.8K |
| Wagner Wealth Management, LLC | $21.4M | 859,217 | 3.95% | 21q | -16.8%-$4.3M |
| EdgeRock Capital LLC | $21.0M | 842,625 | 4.75% | 11q | +6.6%+$1.3M |
| COMMONWEALTH EQUITY SERVICES, LLC | $20.7M | 833,938 | 0.03% | 31q | -25.4%-$7.1M |
| Dynamic Advisor Solutions LLC | $20.3M | 816,396 | 0.58% | 16q | +6.0%+$1.1M |
| Stratos Wealth Partners, LTD. | $20.1M | 807,842 | 0.20% | 29q | +2.9%+$564.2K |
| Walkner Condon Financial Advisors LLC | $20.1M | 806,300 | 2.30% | 19q | +9.0%+$1.6M |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $20.0M | 801,883 | 0.22% | 19q | HELD |
| EARNED WEALTH ADVISORS, LLC | $19.7M | 792,030 | 1.27% | 6q | +24.3%+$3.9M |
| Arch Global Advisors, LLC | $19.5M | 783,525 | 8.63% | 2q | +25.4%+$3.9M |
| Waverly Advisors, LLC | $19.5M | 782,901 | 0.11% | 6q | +5579.0%+$19.1M |
| Capital Investment Advisory Services, LLC | $18.8M | 756,295 | 1.16% | 17q | -7.0%-$1.4M |
| JPMORGAN CHASE & CO | $18.6M | 745,409 | 0.00% | 12q | +23.0%+$3.5M |
| Private Advisor Group, LLC | $16.9M | 679,658 | 0.08% | 23q | +29.1%+$3.8M |
| &PARTNERS | $16.2M | 661,016 | 0.07% | 8q | +56.8%+$5.9M |
| Geneos Wealth Management Inc. | $16.1M | 647,628 | 0.33% | 29q | +1.9%+$295.0K |
| Spartan Wealth Advisory Services LLC | $15.9M | 637,466 | 1.30% | 2q | +1.7%+$267.8K |
| Navalign, LLC | $15.4M | 620,228 | 3.60% | 13q | +3.6%+$535.8K |
| Collaborative Wealth Managment Inc. | $15.0M | 604,554 | 6.31% | 7q | +6.5%+$911.9K |
| Visionary Wealth Advisors | $14.7M | 590,042 | 0.58% | 18q | -10.8%-$1.8M |
| Smartleaf Asset Management LLC | $14.5M | 580,959 | 0.47% | 3q | HELD |
| First Heartland Consultants, Inc. | $14.4M | 577,736 | 0.93% | 25q | +1.2%+$163.9K |
| Janney Montgomery Scott LLC | $13.9M | 557,893 | 0.03% | 30q | +11.5%+$1.4M |
| Equitable Holdings, Inc. | $13.5M | 544,255 | 0.08% | 17q | -5.8%-$834.8K |
| Etesian Wealth Advisors, Inc. | $13.3M | 536,383 | 3.94% | 15q | -5.4%-$763.7K |
| Chicago Partners Investment Group LLC | $12.8M | 522,596 | 0.26% | 27q | +2.4%+$296.7K |
| Kestra Advisory Services, LLC | $12.1M | 487,466 | 0.04% | 24q | -3.7%-$464.1K |
| Western Wealth Management, LLC | $11.3M | 455,724 | 0.37% | 21q | -8.4%-$1.0M |
| Rehmann Capital Advisory Group | $11.1M | 445,374 | 0.51% | 20q | -3.0%-$343.5K |
| Focus Financial Network, Inc. | $10.8M | 435,847 | 0.34% | new | NEW |
| HBW ADVISORY SERVICES LLC | $10.7M | 432,069 | 0.97% | 12q | +5.4%+$551.9K |
| AXXCESS WEALTH MANAGEMENT, LLC | $10.7M | 428,367 | 0.17% | new | NEW |
| Darwin Wealth Management, LLC | $10.7M | 428,366 | 2.92% | 25q | +2.8%+$289.1K |
| Prasad Wealth Partners, LLC | $10.1M | 407,632 | 2.44% | 7q | +2.2%+$216.5K |
| Mach-1 Financial Group, LLC | $10.1M | 404,016 | 3.89% | 3q | HELD |
| US BANCORP \DE\ | $9.8M | 392,174 | 0.01% | 12q | -5.8%-$601.5K |
| CAPTRUST FINANCIAL ADVISORS | $9.4M | 377,679 | 0.01% | 14q | -24.3%-$3.0M |
| Larson Financial Group LLC | $9.1M | 367,273 | 0.24% | 15q | -19.6%-$2.2M |
| Gateway Wealth Partners, LLC | $9.0M | 362,821 | 0.54% | 4q | -47.4%-$8.1M |
| Appalachian Capital Management Ltd | $9.0M | 362,396 | 6.54% | 3q | +0.7%+$60.6K |
| Boyce & Associates Wealth Consulting, Inc. | $8.9M | 357,500 | 6.17% | 18q | +0.6%+$56.1K |
| Live Oak Investment Partners | $8.9M | 355,723 | 4.76% | 5q | +2.2%+$191.4K |
| XML Financial, LLC | $8.8M | 354,461 | 0.64% | 13q | HELD |
| Wealth Advisory Team LLC | $8.0M | 321,889 | 6.51% | 3q | +2.5%+$194.9K |
| MATHER GROUP, LLC. | $7.7M | 310,721 | 0.07% | 16q | +1.2%+$93.4K |
| Certified Advisory Corp | $7.5M | 303,176 | 0.61% | 15q | -3.1%-$242.3K |
| Baird Financial Group, Inc. | $7.5M | 301,493 | 0.01% | 17q | +5.1%+$364.2K |
| Ameritas Advisory Services, LLC | $7.4M | 297,348 | 0.15% | 19q | +441.4%+$6.0M |
| TWIN PEAKS WEALTH ADVISORS, LLC | $7.0M | 281,760 | 1.59% | 11q | +7.1%+$461.9K |
| CoreCap Advisors, LLC | $6.8M | 271,933 | 0.20% | 17q | -23.8%-$2.1M |
| PFG Advisors | $6.8M | 271,861 | 0.34% | 15q | +4.0%+$257.4K |
| TrueWealth Advisors, LLC | $6.6M | 263,690 | 1.48% | 8q | +0.7%+$45.2K |
| Gaddis Premier Wealth Advisors LLC | $6.5M | 262,644 | 3.97% | 3q | +7.9%+$476.4K |
| Tolleson Wealth Management, Inc. | $6.4M | 257,263 | 0.86% | 19q | -1.7%-$108.6K |
| NewEdge Advisors, LLC | $6.3M | 252,649 | 0.02% | 21q | +20.4%+$1.1M |
| Summit Financial, LLC | $6.2M | 248,448 | 0.07% | 4q | +361.5%+$4.8M |
| GSG Advisors LLC | $6.1M | 245,011 | 1.34% | 12q | -2.4%-$152.4K |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | $6.1M | 244,917 | 4.88% | 7q | +1.5%+$90.1K |
| Triumph Capital Management | $6.0M | 241,682 | 1.09% | 3q | +25.4%+$1.2M |
| Total Clarity Wealth Management, Inc. | $5.9M | 238,069 | 1.15% | 12q | +29.0%+$1.3M |
| Keel Point, LLC | $5.8M | 235,009 | 0.35% | 16q | +8.2%+$443.8K |
| Apollon Wealth Management, LLC | $5.8M | 232,625 | 0.07% | 19q | -0.9%-$49.8K |
| OneDigital Investment Advisors LLC | $5.7M | 227,668 | 0.05% | 15q | +16.3%+$793.7K |
| Nova Wealth Management, Inc. | $5.4M | 218,384 | 3.00% | 7q | +35.8%+$1.4M |
| Goldstone Financial Group, LLC | $5.4M | 215,659 | 0.49% | 11q | -15.3%-$972.5K |
| Vise Technologies, Inc. | $5.4M | 215,630 | 0.06% | 4q | +34.4%+$1.4M |
| FOCUSED ALPHA, LLC | $5.2M | 209,939 | 1.34% | 3q | -1.5%-$81.0K |
| Mariner, LLC | $5.1M | 205,551 | 0.01% | 18q | -57.1%-$6.8M |
| D.A. DAVIDSON & CO. | $5.1M | 204,552 | 0.03% | 15q | +72.2%+$2.1M |
| Golden State Wealth Management, LLC | $5.1M | 204,175 | 0.46% | 7q | -13.2%-$769.9K |
| Synergy Investment Management, LLC | $5.1M | 204,044 | 1.23% | 4q | +8.7%+$407.8K |
| SlateStone Wealth, LLC | $4.8M | 190,935 | 0.36% | 13q | -5.3%-$266.9K |
| OPPENHEIMER & CO INC | $4.7M | 190,379 | 0.05% | 15q | -34.0%-$2.4M |
| Philip James Wealth Mangement, LLC | $4.3M | 174,823 | 0.49% | 11q | -7.8%-$369.9K |
| Ashton Thomas Private Wealth, LLC | $4.3M | 174,645 | 0.09% | 11q | +7.8%+$314.3K |
| WEDBUSH SECURITIES INC | $4.3M | 172,475 | 0.11% | 9q | +2.4%+$100.3K |
| Diversify Advisory Services, LLC | $4.2M | 171,690 | 0.07% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $4.2M | 171,690 | 0.07% | 2q | +230.6%+$2.9M |
Showing the largest 100 of 274 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 103 | $433.8M | 18,257,995 | 8 | 46 | 34 | 0.0% |
| Q2 2026 | 274 | $2.8B | 112,507,141 | 24 | 119 | 93 | 0.0% |
| Q1 2026 | 277 | $2.7B | 110,583,452 | 24 | 125 | 98 | 0.0% |
| Q4 2025 | 282 | $2.6B | 104,711,021 | 32 | 119 | 91 | 0.0% |
| Q3 2025 | 264 | $2.4B | 97,240,664 | 16 | 117 | 105 | 0.0% |
| Q2 2025 | 276 | $2.5B | 102,033,329 | 13 | 105 | 131 | 0.0% |
| Q1 2025 | 290 | $3.0B | 120,052,650 | 28 | 140 | 94 | 0.0% |
| Q4 2024 | 303 | $2.8B | 113,927,720 | 34 | 132 | 87 | 0.0% |
| Q3 2024 | 258 | $2.5B | 101,259,284 | 30 | 138 | 61 | 0.0% |
| Q2 2024 | 242 | $2.1B | 86,484,564 | 37 | 123 | 57 | 0.0% |
| Q1 2024 | 222 | $2.2B | 87,566,590 | 26 | 117 | 56 | 0.0% |
| Q4 2023 | 213 | $1.7B | 70,007,994 | 26 | 103 | 57 | 0.0% |
| Q3 2023 | 197 | $1.2B | 52,252,779 | 24 | 102 | 49 | 0.0% |
| Q2 2023 | 186 | $1.2B | 50,003,097 | 24 | 86 | 55 | 0.0% |
| Q1 2023 | 184 | $1.3B | 52,225,441 | 27 | 64 | 79 | 0.0% |
| Q4 2022 | 182 | $1.2B | 49,139,379 | 25 | 68 | 64 | 0.0% |
| Q3 2022 | 168 | $26.5B | 1,112,522,096 | 19 | 75 | 51 | 0.0% |
| Q2 2022 | 160 | $24.4B | 996,506,415 | 32 | 51 | 61 | 0.0% |
| Q1 2022 | 141 | $19.0B | 742,763,442 | 35 | 56 | 31 | 0.0% |
| Q4 2021 | 115 | $9.8B | 371,710,047 | 25 | 47 | 22 | 0.0% |
| Q3 2021 | 88 | $11.9B | 449,372,649 | 14 | 50 | 14 | 0.0% |
| Q2 2021 | 85 | $3.5B | 129,636,142 | 18 | 40 | 16 | 0.0% |
| Q1 2021 | 67 | $3.3B | 122,930,175 | 11 | 31 | 13 | 0.0% |
| Q4 2020 | 57 | $191.3M | 7,170,273 | 13 | 21 | 13 | 0.0% |
| Q3 2020 | 41 | $150.3M | 5,733,792 | 4 | 18 | 9 | 0.0% |
| Q2 2020 | 43 | $137.4M | 5,339,481 | 11 | 5 | 19 | 0.0% |
| Q1 2020 | 41 | $124.6M | 5,161,612 | 9 | 12 | 14 | 0.0% |
| Q4 2019 | 42 | $153.5M | 5,932,070 | 11 | 16 | 5 | 0.0% |
| Q3 2019 | 30 | $124.1M | 4,814,228 | 2 | 16 | 9 | 0.0% |
| Q2 2019 | 31 | $151.9M | 5,899,725 | 13 | 12 | 5 | 0.0% |
| Q1 2019 | 21 | $119.2M | 4,702,090 | 2 | 10 | 6 | 0.0% |
| Q4 2018 | 23 | $91.6M | 3,680,504 | 1 | 0 | 0 | 0.0% |