DaveManuel.com · Institutional Ownership · Who Owns It
SSGA ACTIVE ETF TR (ULST)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
118
Reporting holders
$305.9M
Reported value
0.0%
Calls
0.0%
Puts
+11
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $56.0M | 1,384,703 | 0.01% | 31q | +7.1%+$3.7M |
| MORGAN STANLEY | $31.0M | 767,227 | 0.00% | 35q | +10.7%+$3.0M |
| BIP Wealth, LLC | $26.9M | 665,102 | 0.76% | 14q | +13.1%+$3.1M |
| Avestar Capital, LLC | $25.4M | 628,720 | 1.42% | 14q | +6.6%+$1.6M |
| PTM WEALTH MANAGEMENT, LLC | $20.8M | 515,263 | 9.36% | 6q | +9.3%+$1.8M |
| AQR CAPITAL MANAGEMENT LLC | $14.5M | 357,933 | 0.01% | 7q | -22.1%-$4.1M |
| RAYMOND JAMES FINANCIAL INC | $11.0M | 273,073 | 0.00% | 7q | -1.6%-$175.4K |
| BANK OF AMERICA CORP /DE/ | $11.0M | 272,455 | 0.00% | 31q | -1.9%-$210.0K |
| Stablepoint Partners, LLC | $8.9M | 220,840 | 1.24% | 2q | +2.4%+$206.4K |
| ORBA Wealth Advisors, L.L.C. | $6.4M | 158,037 | 5.46% | 11q | +28.6%+$1.4M |
| Norris Financial Group, LLC | $5.0M | 123,113 | 1.98% | 11q | +15.8%+$680.1K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.8M | 119,635 | 0.01% | 14q | -1.3%-$65.2K |
| David Kennon Inc | $4.3M | 106,107 | 1.42% | 14q | -1.4%-$60.0K |
| Kraft, Davis & Associates, LLC | $4.2M | 104,871 | 0.88% | new | NEW |
| BFC Planning, Inc. | $3.9M | 96,215 | 0.16% | 3q | +7.6%+$275.1K |
| WT Wealth Management | $3.2M | 79,331 | 0.89% | 14q | +10.9%+$314.6K |
| UBS Group AG | $3.0M | 73,963 | 0.00% | 31q | -16.2%-$580.1K |
| VERUS CAPITAL PARTNERS, LLC | $2.9M | 72,332 | 0.16% | 12q | +15.9%+$400.2K |
| BridgePort Financial Solutions, LLC | $2.8M | 68,829 | 0.71% | 4q | -9.8%-$303.2K |
| ROYAL BANK OF CANADA | $2.4M | 59,350 | 0.00% | 31q | -1.9%-$47.4K |
| Focus Partners Wealth | $2.3M | 56,596 | 0.00% | 2q | +2738.3%+$2.2M |
| Cannon Wealth Management Services, LLC | $2.2M | 53,709 | 1.19% | 8q | +7.9%+$159.2K |
| Elmwood Wealth Management, Inc. | $2.0M | 49,849 | 0.50% | 21q | +3.9%+$76.1K |
| OSAIC HOLDINGS, INC. | $2.0M | 48,492 | 0.00% | 26q | -6.4%-$134.6K |
| Barnes Wealth Management Group, Inc | $1.9M | 47,687 | 0.89% | 7q | -4.3%-$86.9K |
| Global View Capital Management LLC | $1.9M | 45,931 | 0.38% | 7q | +2.5%+$46.2K |
| Thrivent Financial for Lutherans | $1.8M | 45,432 | 0.00% | 4q | -3.7%-$71.4K |
| MML INVESTORS SERVICES, LLC | $1.7M | 41,720 | 0.00% | 26q | +2.1%+$34.8K |
| CITADEL ADVISORS LLC | $1.6M | 40,166 | 0.00% | new | NEW |
| Equitable Holdings, Inc. | $1.6M | 38,364 | 0.01% | 11q | +46.9%+$494.9K |
| Sanctuary Advisors, LLC | $1.4M | 33,420 | 0.01% | 9q | +6.5%+$82.7K |
| CGN Advisors LLC | $1.3M | 32,562 | 0.10% | 23q | +4.5%+$56.7K |
| Authentikos Wealth Advisory, LLC | $1.2M | 30,602 | 0.79% | 8q | -10.0%-$137.1K |
| Fiduciary Trust Co | $1.2M | 28,840 | 0.01% | 15q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $1.1M | 28,296 | 0.00% | 26q | -8.0%-$99.2K |
| Ameliora Wealth Management Ltd. | $1.1M | 27,767 | 0.33% | 16q | HELD |
| Stratos Wealth Partners, LTD. | $1.1M | 26,670 | 0.01% | 12q | +10.2%+$100.2K |
| Coppell Advisory Solutions LLC | $1.0M | 49,579 | 0.08% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $998.5K | 24,700 | 0.00% | 2q | HELD |
| Valmark Advisers, Inc. | $954.8K | 23,620 | 0.01% | 11q | -9.2%-$97.0K |
| COMPASS FINANCIAL MANAGEMENT LLC | $913.1K | 22,594 | 0.11% | new | FIRST |
| GOLDMAN SACHS GROUP INC | $895.6K | 22,154 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $876.6K | 21,685 | 0.00% | 13q | +6.3%+$52.1K |
| Crews Bank & Trust | $859.0K | 21,250 | 0.11% | 7q | -2.6%-$22.6K |
| NAPLES GLOBAL ADVISORS, LLC | $842.9K | 20,850 | 0.05% | 20q | HELD |
| Wealthcare Advisory Partners LLC | $817.8K | 20,231 | 0.02% | 6q | -4.0%-$34.4K |
| Savant Capital, LLC | $811.8K | 20,063 | 0.00% | 9q | +94.8%+$395.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $810.1K | 20,039 | 0.00% | new | NEW |
| G&S Capital LLC | $807.1K | 19,965 | 0.23% | 6q | -36.0%-$453.7K |
| Kirkwood Financial Services | $801.4K | 19,824 | 0.23% | 6q | -13.4%-$124.1K |
| SALEM INVESTMENT COUNSELORS INC | $743.7K | 18,396 | 0.02% | 10q | -3.4%-$26.3K |
| KINGSWOOD WEALTH ADVISORS, LLC | $708.4K | 17,523 | 0.03% | 7q | +1.4%+$9.7K |
| Fifth Third Securities, Inc. | $681.1K | 16,848 | 0.04% | 7q | +8.2%+$51.7K |
| McAdam, LLC | $640.8K | 15,852 | 0.02% | 7q | +31.0%+$151.8K |
| Perennial Investment Advisors, LLC | $616.4K | 15,250 | 0.04% | 14q | +8.8%+$50.0K |
| TKG Advisors, LLC | $572.5K | 14,161 | 0.20% | 6q | -46.4%-$495.4K |
| Western Wealth Management, LLC | $537.7K | 13,302 | 0.02% | 14q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $519.0K | 12,838 | 0.00% | 15q | +0.8%+$4.0K |
| Golden State Wealth Management, LLC | $510.5K | 12,629 | 0.05% | 7q | +17.2%+$74.7K |
| STIFEL FINANCIAL CORP | $486.1K | 12,025 | 0.00% | 11q | HELD |
| Penobscot Investment Management Company, Inc. | $473.0K | 11,700 | 0.03% | 28q | HELD |
| HARBOUR INVESTMENTS, INC. | $466.6K | 11,543 | 0.01% | 21q | HELD |
| OPPENHEIMER & CO INC | $458.8K | 11,350 | 0.00% | 6q | -25.7%-$158.5K |
| Prestige Wealth Management Group LLC | $453.6K | 11,220 | 0.08% | 7q | +1.0%+$4.5K |
| Gladstone Institutional Advisory LLC | $427.4K | 10,573 | 0.01% | 20q | -0.5%-$2.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $414.4K | 10,252 | 0.00% | 14q | HELD |
| Trilogy Capital Inc. | $409.3K | 10,125 | 0.02% | 17q | HELD |
| JANE STREET GROUP, LLC | $406.1K | 10,046 | 0.00% | new | NEW |
| CATALYST PRIVATE WEALTH, LLC | $404.2K | 10,000 | 0.20% | 24q | HELD |
| NewEdge Advisors, LLC | $399.1K | 9,871 | 0.00% | 30q | -12.9%-$58.9K |
| FIFTH THIRD BANCORP | $393.9K | 9,744 | 0.00% | 2q | -4.9%-$20.1K |
| Destination Wealth Management | $392.4K | 9,706 | 0.01% | 16q | HELD |
| RICHARDSON FINANCIAL SERVICES INC. | $389.0K | 9,622 | 0.22% | 10q | HELD |
| CAPSTONE WEALTH MANAGEMENT GROUP, LLC | $375.7K | 9,294 | 0.13% | 19q | -3.7%-$14.3K |
| FLOW TRADERS U.S. LLC | $369.0K | 9,130 | 0.02% | 5q | -62.9%-$626.1K |
| Vise Technologies, Inc. | $368.4K | 9,113 | 0.00% | new | NEW |
| CENTAURUS FINANCIAL, INC. | $362.0K | 8,955 | 0.01% | 11q | -35.0%-$194.6K |
| ZEGA Investments, LLC | $324.9K | 8,037 | 0.03% | new | NEW |
| Cetera Investment Advisers | $298.4K | 7,382 | 0.00% | 4q | -24.2%-$95.4K |
| TWO SIGMA SECURITIES, LLC | $291.5K | 7,211 | 0.03% | new | NEW |
| PNC Financial Services Group, Inc. | $291.2K | 7,203 | 0.00% | 21q | +1.8%+$5.1K |
| Wisconsin Wealth Advisors, LLC | $290.9K | 7,196 | 0.25% | 4q | HELD |
| Advisor Resource Council | $279.9K | 6,942 | 0.08% | 2q | -2.3%-$6.7K |
| January Capital Advisors LLC | $273.0K | 6,754 | 0.23% | 5q | -24.2%-$87.2K |
| Bouchey Financial Group, Ltd. | $270.4K | 6,690 | 0.02% | 2q | -4.1%-$11.7K |
| Winch Advisory Services, LLC | $242.9K | 6,008 | 0.05% | 30q | +1.0%+$2.4K |
| Worth Asset Management, LLC | $239.8K | 5,931 | 0.08% | 18q | HELD |
| OakTrust Wealth Advisors, LLC | $234.7K | 5,807 | 0.20% | 3q | -65.1%-$437.1K |
| AMERIPRISE FINANCIAL INC | $230.8K | 5,709 | 0.00% | 7q | HELD |
| Cape Investment Advisory, Inc. | $229.5K | 5,677 | 0.06% | 3q | HELD |
| Modern Wealth Management, LLC | $220.5K | 5,455 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $220.0K | 5,443 | 0.01% | 5q | +27115.0%+$219.2K |
| Merit Financial Group, LLC | $210.3K | 5,203 | 0.00% | 2q | -3.3%-$7.2K |
| United Advisor Group, LLC | $208.8K | 5,165 | 0.02% | new | NEW |
| LANE BROTHERS & CO INC | $203.1K | 5,024 | 0.13% | 3q | -12.7%-$29.5K |
| Bank of New York Mellon Corp | $202.3K | 5,005 | 0.00% | new | NEW |
| ANGELES WEALTH MANAGEMENT, LLC | $202.1K | 5,000 | 0.01% | 16q | HELD |
| PRIVATE TRUST CO NA | $144.9K | 3,585 | 0.01% | 17q | HELD |
| Ameritas Advisory Services, LLC | $87.9K | 2,175 | 0.00% | new | NEW |
| Glen Eagle Advisors, LLC | $76.9K | 1,901 | 0.01% | 24q | +24.7%+$15.2K |
Showing the largest 100 of 118 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 34 | $110.5M | 2,746,770 | 4 | 11 | 9 | 0.0% |
| Q2 2026 | 118 | $305.9M | 7,592,852 | 17 | 34 | 38 | 0.0% |
| Q1 2026 | 107 | $461.9M | 11,405,755 | 10 | 36 | 33 | 0.0% |
| Q4 2025 | 112 | $460.8M | 11,383,005 | 9 | 38 | 39 | 0.0% |
| Q3 2025 | 110 | $469.4M | 11,537,563 | 12 | 36 | 39 | 0.0% |
| Q2 2025 | 118 | $537.2M | 13,215,747 | 11 | 46 | 35 | 0.0% |
| Q1 2025 | 123 | $471.7M | 11,607,058 | 17 | 52 | 31 | 0.0% |
| Q4 2024 | 113 | $410.9M | 10,166,942 | 14 | 30 | 42 | 0.0% |
| Q3 2024 | 103 | $413.1M | 10,131,378 | 6 | 30 | 43 | 0.0% |
| Q2 2024 | 113 | $439.7M | 10,864,218 | 13 | 26 | 55 | 0.0% |
| Q1 2024 | 104 | $487.1M | 12,026,743 | 14 | 37 | 37 | 0.0% |
| Q4 2023 | 106 | $465.1M | 11,517,509 | 17 | 29 | 32 | 0.0% |
| Q3 2023 | 94 | $443.4M | 11,011,292 | 15 | 26 | 36 | 0.0% |
| Q2 2023 | 94 | $417.9M | 10,381,754 | 12 | 34 | 28 | 0.0% |
| Q1 2023 | 95 | $384.1M | 9,543,092 | 26 | 23 | 28 | 0.0% |
| Q4 2022 | 80 | $276.2M | 6,925,782 | 18 | 25 | 23 | 0.0% |
| Q3 2022 | 76 | $27.2B | 682,364,263 | 13 | 20 | 25 | 0.0% |
| Q2 2022 | 75 | $11.5B | 289,115,001 | 9 | 16 | 33 | 0.0% |
| Q1 2022 | 84 | $14.2B | 354,376,075 | 10 | 24 | 32 | 0.0% |
| Q4 2021 | 84 | $10.0B | 246,793,819 | 12 | 19 | 26 | 0.0% |
| Q3 2021 | 75 | $5.5B | 134,700,230 | 12 | 18 | 24 | 0.0% |
| Q2 2021 | 71 | $1.8B | 44,501,988 | 13 | 18 | 28 | 0.0% |
| Q1 2021 | 58 | $2.5B | 61,944,068 | 8 | 18 | 20 | 0.0% |
| Q4 2020 | 60 | $3.9B | 95,288,509 | 11 | 14 | 19 | 0.0% |
| Q3 2020 | 48 | $2.7B | 65,658,094 | 8 | 17 | 14 | 0.0% |
| Q2 2020 | 43 | $186.6M | 4,625,389 | 10 | 14 | 14 | 0.0% |
| Q1 2020 | 46 | $439.3M | 11,275,959 | 13 | 14 | 12 | 0.0% |
| Q4 2019 | 40 | $408.7M | 10,116,320 | 6 | 17 | 6 | 0.0% |
| Q3 2019 | 33 | $113.5M | 2,806,789 | 8 | 15 | 7 | 0.0% |
| Q2 2019 | 29 | $117.5M | 2,906,941 | 4 | 14 | 6 | 0.0% |
| Q1 2019 | 31 | $104.4M | 2,587,964 | 5 | 14 | 7 | 0.0% |
| Q4 2018 | 28 | $96.9M | 2,413,773 | 1 | 0 | 1 | 0.0% |