DaveManuel.com · Institutional Ownership · Who Owns It
ETF SER SOLUTIONS (UPSD)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
29
Reporting holders
$165.2M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Aptus Capital Advisors, LLC | $58.0M | 2,055,698 | 0.40% | 6q | +7.4%+$4.0M |
| ENVESTNET ASSET MANAGEMENT INC | $18.6M | 658,604 | 0.00% | 2q | +11.5%+$1.9M |
| Signal Advisors Wealth, LLC | $18.4M | 652,110 | 0.93% | 6q | +46.8%+$5.9M |
| Park Place Capital Corp | $17.1M | 607,120 | 2.72% | 6q | +5.8%+$935.2K |
| Waterloo Capital, L.P. | $11.9M | 421,963 | 0.67% | 6q | +4.2%+$477.8K |
| 6th Street Advisors, LLC | $5.3M | 189,679 | 3.07% | 2q | +5.5%+$277.4K |
| Financial Guidance Group, Inc. | $4.6M | 164,760 | 1.74% | 5q | +2.7%+$120.6K |
| MARIPAU WEALTH MANAGEMENT LLC | $4.2M | 150,341 | 1.52% | 6q | +16.0%+$585.3K |
| Tailwinds Wealth, LLC | $4.2M | 148,361 | 2.47% | new | NEW |
| Lord & Richards Wealth Management, LLC | $3.2M | 114,363 | 2.52% | 6q | +5.3%+$162.9K |
| SILVER OAK SECURITIES, INCORPORATED | $2.9M | 101,647 | 0.17% | 6q | +15.0%+$374.6K |
| MBE Wealth Management, LLC | $2.7M | 94,631 | 0.94% | 6q | +3.2%+$83.7K |
| Second Line Capital, LLC | $2.6M | 92,867 | 0.49% | 5q | -0.7%-$19.3K |
| Cushing Capital Partners, LLC | $2.4M | 84,336 | 1.64% | 7q | +9.2%+$199.8K |
| RENASANT BANK | $2.3M | 81,333 | 1.47% | 6q | +4.8%+$105.8K |
| Capital Investment Advisory Services, LLC | $2.2M | 78,003 | 0.14% | 2q | +1521.0%+$2.1M |
| Regal Investment Advisors LLC | $1.4M | 50,690 | 0.07% | 3q | +1.4%+$19.7K |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | $841.4K | 29,838 | 0.36% | 5q | +2.8%+$22.6K |
| Atria Investments, Inc | $762.0K | 27,021 | 0.01% | 6q | +4.2%+$30.8K |
| JANE STREET GROUP, LLC | $429.9K | 15,246 | 0.00% | 2q | +1.3%+$5.3K |
| Strong Retirement Solutions LLC | $306.1K | 10,853 | 0.18% | 2q | +15.5%+$41.0K |
| Advisory Services Network, LLC | $280.6K | 9,952 | 0.00% | 4q | +11.7%+$29.4K |
| Independent Advisor Alliance | $267.0K | 9,468 | 0.01% | 2q | +15.4%+$35.7K |
| Second Half Financial Partners, LLC | $206.6K | 7,327 | 0.08% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $35.1K | 1,244 | 0.00% | 2q | HELD |
| Princeton Global Asset Management LLC | $31.9K | 1,130 | 0.00% | 2q | HELD |
| Farther Finance Advisors, LLC | $8.9K | 315 | 0.00% | 2q | -76.0%-$28.2K |
| WELLS FARGO & COMPANY/MN | $1.1K | 38 | 0.00% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $197 | 7 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 10 | $43.4M | 1,454,167 | 0 | 5 | 3 | 0.0% |
| Q2 2026 | 29 | $165.2M | 5,858,945 | 3 | 21 | 2 | 0.0% |
| Q1 2026 | 27 | $136.7M | 5,355,640 | 8 | 13 | 4 | 0.0% |
| Q4 2025 | 24 | $121.5M | 4,535,430 | 5 | 13 | 1 | 0.0% |
| Q3 2025 | 20 | $120.4M | 4,515,718 | 1 | 16 | 1 | 0.0% |
| Q2 2025 | 19 | $104.2M | 4,212,472 | 5 | 12 | 2 | 0.0% |
| Q1 2025 | 16 | $58.8M | 2,537,475 | 13 | 2 | 1 | 0.0% |
| Q4 2024 | 4 | $9.1M | 378,822 | 3 | 0 | 0 | 0.0% |