DaveManuel.com · Institutional Ownership · Who Owns It
INNOVATOR ETFS TRUST (USEP)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
80
Reporting holders
$121.6M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Sovran Advisors, LLC | $23.2M | 559,190 | 1.73% | 7q | HELD |
| Kellett Wealth Advisors, LLC | $21.1M | 511,597 | 9.84% | 8q | -0.7%-$153.7K |
| SIGNATUREFD, LLC | $8.0M | 194,350 | 0.11% | 4q | HELD |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $6.4M | 155,052 | 0.32% | 15q | +4.5%+$275.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.8M | 91,945 | 0.00% | 20q | -1.7%-$67.4K |
| OSAIC HOLDINGS, INC. | $3.7M | 89,215 | 0.00% | 26q | +2.5%+$91.6K |
| Kestra Advisory Services, LLC | $3.1M | 74,023 | 0.01% | 20q | -29.3%-$1.3M |
| CENTRAL VALLEY ADVISORS, LLC | $2.9M | 69,051 | 0.73% | 11q | -4.6%-$137.3K |
| Cetera Investment Advisers | $2.7M | 66,425 | 0.00% | 10q | -3.0%-$85.6K |
| Cambridge Investment Research Advisors, Inc. | $2.7M | 64,642 | 0.00% | 20q | +100.0%+$1.3M |
| Spire Wealth Management | $2.6M | 62,273 | 0.08% | 20q | -22.6%-$752.4K |
| KFG WEALTH MANAGEMENT, LLC | $2.5M | 61,459 | 0.29% | 15q | -29.5%-$1.1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.5M | 59,811 | 0.00% | 2q | +249.3%+$1.8M |
| ENVESTNET ASSET MANAGEMENT INC | $2.2M | 52,559 | 0.00% | 17q | -3.6%-$82.3K |
| Brookstone Capital Management | $1.9M | 44,905 | 0.02% | 16q | -9.2%-$188.0K |
| TRUIST FINANCIAL CORP | $1.8M | 43,737 | 0.00% | 24q | -9.2%-$183.4K |
| OLD MISSION CAPITAL LLC | $1.6M | 38,765 | 0.03% | 2q | +61.0%+$606.8K |
| MML INVESTORS SERVICES, LLC | $1.6M | 37,728 | 0.00% | 13q | +2.8%+$42.7K |
| Advisory Services Network, LLC | $1.5M | 35,624 | 0.02% | 7q | -0.8%-$12.2K |
| Berger Financial Group, Inc | $1.3M | 30,449 | 0.06% | 11q | -7.4%-$101.1K |
| Strategic Blueprint, LLC | $1.2M | 29,428 | 0.06% | 22q | HELD |
| LPL Financial LLC | $1.2M | 28,535 | 0.00% | 17q | +51.1%+$398.7K |
| Arete Wealth Advisors, LLC | $1.1M | 26,793 | 0.07% | 20q | -17.5%-$234.7K |
| HighTower Advisors, LLC | $1.1M | 25,999 | 0.00% | 8q | HELD |
| FIDUCIARY FINANCIAL GROUP, LLC | $1.0M | 24,257 | 0.11% | 9q | HELD |
| Prairie Wealth Advisors, Inc. | $888.2K | none filed | 0.21% | 10q | HELD |
| SteelPeak Wealth, LLC | $841.2K | 20,354 | 0.02% | new | NEW |
| Foundations Investment Advisors, LLC | $810.9K | 19,621 | 0.01% | 7q | -17.2%-$168.5K |
| First Commonwealth Financial Corp /PA/ | $798.8K | 19,327 | 0.11% | 15q | HELD |
| Sageworth Trust Co | $777.7K | 18,817 | 0.03% | 16q | -22.3%-$223.1K |
| Legacy Advisors, LLC | $777.7K | 18,817 | 0.07% | 3q | -22.3%-$223.1K |
| RAYMOND JAMES FINANCIAL INC | $711.0K | 17,203 | 0.00% | 7q | -27.7%-$273.1K |
| CITADEL ADVISORS LLC | $697.8K | 16,883 | 0.00% | 9q | +2.9%+$19.8K |
| Archer Investment Corp | $663.1K | 16,044 | 0.06% | 24q | +48.2%+$215.6K |
| Bedel Financial Consulting, Inc. | $603.1K | 14,593 | 0.06% | 24q | HELD |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $530.8K | 12,843 | 0.03% | 4q | HELD |
| JPMORGAN CHASE & CO | $520.2K | 12,603 | 0.00% | 2q | +58.4%+$191.8K |
| Trek Financial, LLC | $502.9K | 12,169 | 0.02% | 4q | -15.6%-$93.3K |
| PFG Advisors | $493.2K | 11,933 | 0.02% | 5q | -13.1%-$74.4K |
| Advus Financial Partners, LLC | $486.7K | 11,775 | 0.14% | new | NEW |
| IMG Wealth Management, Inc. | $417.1K | 10,093 | 0.23% | 5q | +37.5%+$113.7K |
| First Heartland Consultants, Inc. | $413.9K | 10,014 | 0.03% | new | NEW |
| ATTICUS WEALTH MANAGEMENT, LLC | $413.3K | 10,000 | 0.10% | 15q | HELD |
| Lantz Financial LLC | $389.7K | 9,430 | 0.07% | 4q | -0.5%-$2.1K |
| Cornerstone Wealth Group, LLC | $389.2K | 9,416 | 0.02% | 16q | HELD |
| Allworth Financial LP | $378.4K | 9,156 | 0.00% | 9q | -17.5%-$80.5K |
| MTM FINANCIAL GROUP, LLC | $378.4K | 9,155 | 0.16% | 16q | HELD |
| Wood Tarver Financial Group, LLC | $372.0K | 9,017 | 0.09% | 7q | -21.9%-$104.2K |
| Outlook Wealth Advisors, LLC | $353.8K | 8,560 | 0.08% | 15q | HELD |
| Sonoma Allocations LLC | $345.2K | 8,337 | 0.11% | 4q | HELD |
| Core Wealth Advisors, Inc. | $318.4K | 7,704 | 0.06% | 8q | HELD |
| AE Wealth Management LLC | $315.3K | 7,630 | 0.00% | 16q | +2.0%+$6.1K |
| Continuum Advisory, LLC | $309.6K | 7,491 | 0.03% | 11q | -29.5%-$129.3K |
| Physician Wealth Advisors, Inc. | $303.8K | 7,350 | 0.04% | 8q | HELD |
| COLTON GROOME FINANCIAL ADVISORS, LLC | $261.2K | 6,321 | 0.06% | 3q | HELD |
| JANE STREET GROUP, LLC | $244.5K | 5,916 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $240.3K | 5,814 | 0.00% | 21q | -16.8%-$48.4K |
| FC Advisory LLC | $233.8K | 5,656 | 0.06% | 5q | HELD |
| TopTier Wealth Management, LLC | $233.8K | 5,656 | 0.14% | 3q | HELD |
| AssuredPartners Investment Advisors, LLC | $232.2K | 5,617 | 0.02% | 3q | -56.0%-$296.0K |
| Plum Street Advisors, LLC | $223.2K | 5,400 | 0.07% | 4q | HELD |
| SILVER OAK SECURITIES, INCORPORATED | $221.1K | 5,349 | 0.01% | new | NEW |
| WorthPointe, LLC | $218.9K | 5,296 | 0.05% | 7q | HELD |
| Vantage Point Financial LLC | $210.9K | 5,104 | 0.06% | new | NEW |
| HRT FINANCIAL LP | $210.0K | 5,099 | 0.00% | new | NEW |
| Accurate Wealth Management, LLC | $200.8K | 4,834 | 0.02% | 4q | -20.9%-$53.0K |
| Truvestments Capital LLC | $179.3K | 4,339 | 0.03% | 8q | HELD |
| Aptus Capital Advisors, LLC | $172.6K | 4,175 | 0.00% | 4q | HELD |
| DHJJ Financial Advisors, Ltd. | $162.6K | 3,935 | 0.05% | 12q | HELD |
| Steward Partners Investment Advisory, LLC | $139.2K | 3,368 | 0.00% | 11q | HELD |
| Arax Advisory Partners | $129.0K | 3,121 | 0.00% | 3q | HELD |
| WealthShield Partners, LLC | $122.4K | 2,961 | 0.02% | 12q | -10.7%-$14.7K |
| EVOLUTION WEALTH MANAGEMENT INC. | $54.2K | 1,311 | 0.03% | 4q | HELD |
| Talon Private Wealth, LLC | $54.2K | 1,311 | 0.01% | 5q | +3.1%+$1.7K |
| Financial Network Wealth Advisors LLC | $29.1K | 703 | 0.03% | 9q | -13.3%-$4.5K |
| ROYAL BANK OF CANADA | $21.0K | 500 | 0.00% | 12q | HELD |
| TOUNJIAN ADVISORY PARTNERS, LLC | $8.3K | 200 | 0.00% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $3.8K | 91 | 0.00% | new | FIRST |
| Keating Financial Advisory Services, Inc. | $2.6K | 62 | 0.00% | 3q | HELD |
| UBS Group AG | $41 | 1 | 0.00% | 15q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-02 | 13G | Brookstone Capital Management, LLC | 22.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 37 | $106.4M | 2,510,014 | 11 | 10 | 6 | 0.0% |
| Q2 2026 | 80 | $121.6M | 2,916,287 | 8 | 13 | 28 | 0.0% |
| Q1 2026 | 80 | $116.6M | 2,966,656 | 6 | 7 | 33 | 0.0% |
| Q4 2025 | 81 | $182.0M | 4,601,935 | 7 | 16 | 25 | 0.0% |
| Q3 2025 | 77 | $182.5M | 4,715,903 | 16 | 24 | 14 | 0.0% |
| Q2 2025 | 69 | $102.0M | 2,765,831 | 5 | 13 | 26 | 0.0% |
| Q1 2025 | 68 | $97.9M | 2,862,544 | 2 | 9 | 29 | 0.0% |
| Q4 2024 | 77 | $142.7M | 4,054,195 | 8 | 11 | 16 | 0.0% |
| Q3 2024 | 69 | $98.1M | 2,824,792 | 16 | 19 | 14 | 0.0% |
| Q2 2024 | 63 | $41.1M | 1,229,553 | 10 | 3 | 19 | 0.0% |
| Q1 2024 | 56 | $38.8M | 1,176,767 | 4 | 6 | 20 | 0.0% |
| Q4 2023 | 53 | $69.6M | 2,223,206 | 11 | 14 | 14 | 0.0% |
| Q3 2023 | 48 | $58.7M | 2,006,773 | 11 | 12 | 12 | 0.0% |
| Q2 2023 | 45 | $45.6M | 1,557,998 | 5 | 4 | 20 | 0.0% |
| Q1 2023 | 48 | $79.2M | 2,897,413 | 8 | 8 | 17 | 0.0% |
| Q4 2022 | 42 | $1.4B | 54,001,358 | 7 | 12 | 11 | 0.0% |
| Q3 2022 | 39 | $4.5B | 177,347,597 | 12 | 9 | 8 | 0.0% |
| Q2 2022 | 34 | $4.5B | 169,476,503 | 3 | 11 | 10 | 0.0% |
| Q1 2022 | 34 | $34.6M | 1,221,536 | 6 | 6 | 11 | 0.0% |
| Q4 2021 | 35 | $5.9B | 205,339,480 | 7 | 11 | 5 | 0.0% |
| Q3 2021 | 29 | $6.0B | 217,400,118 | 12 | 12 | 3 | 0.0% |
| Q2 2021 | 25 | $5.8B | 206,647,671 | 4 | 3 | 10 | 0.0% |
| Q1 2021 | 32 | $6.1B | 222,110,759 | 4 | 1 | 13 | 0.0% |
| Q4 2020 | 36 | $6.7B | 245,956,992 | 8 | 8 | 4 | 0.0% |
| Q3 2020 | 26 | $783.0M | 29,989,460 | 21 | 2 | 1 | 0.0% |
| Q2 2020 | 9 | $10.0M | 393,247 | 3 | 2 | 2 | 0.0% |
| Q1 2020 | 6 | $2.0M | 82,136 | 1 | 1 | 1 | 0.0% |
| Q4 2019 | 7 | $2.6M | 101,361 | 3 | 2 | 1 | 0.0% |
| Q3 2019 | 5 | $1.3M | 50,896 | 4 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $710.0K | 25,252 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $710.0K | 25,252 | 1 | 0 | 0 | 0.0% |