DaveManuel.com · Institutional Ownership · Who Owns It
RBB FD INC (UTEN)
Institutional ownership reported to the SEC as of Q2 2026, across 17 quarters.
54
Reporting holders
$199.9M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Equitable Holdings, Inc. | $37.8M | 875,442 | 0.23% | 9q | +3.6%+$1.3M |
| ALTFEST L J & CO INC | $35.9M | 831,674 | 3.48% | 14q | +1.3%+$454.4K |
| WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV | $25.8M | 598,332 | 3.73% | 2q | +0.6%+$151.5K |
| MORGAN STANLEY | $20.2M | 468,060 | 0.00% | 11q | -13.0%-$3.0M |
| WEALTHCARE CAPITAL MANAGEMENT LLC | $16.2M | 375,016 | 1.54% | 11q | -5.8%-$1.0M |
| RAYMOND JAMES FINANCIAL INC | $13.1M | 302,909 | 0.00% | 7q | +26.8%+$2.8M |
| LPL Financial LLC | $8.3M | 192,642 | 0.00% | 12q | -12.4%-$1.2M |
| GOLDMAN SACHS GROUP INC | $6.4M | 149,164 | 0.00% | 6q | +6.8%+$410.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.7M | 109,688 | 0.01% | 11q | +2.2%+$101.5K |
| Apollon Wealth Management, LLC | $2.7M | 62,260 | 0.03% | 4q | HELD |
| JPMORGAN CHASE & CO | $2.5M | 57,942 | 0.00% | 6q | +60.9%+$952.5K |
| UBS Group AG | $2.1M | 48,672 | 0.00% | 11q | -2.9%-$62.3K |
| STIFEL FINANCIAL CORP | $1.9M | 44,366 | 0.00% | 6q | -12.0%-$262.5K |
| Crew Capital Management, Ltd | $1.8M | 41,831 | 0.99% | 6q | +27.5%+$389.6K |
| FLOW TRADERS U.S. LLC | $1.8M | 41,810 | 0.07% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $1.8M | 41,281 | 0.00% | 2q | +0.9%+$15.8K |
| MML INVESTORS SERVICES, LLC | $1.7M | 38,614 | 0.00% | 2q | +12.7%+$187.7K |
| NewEdge Advisors, LLC | $1.6M | 36,720 | 0.00% | 9q | +5.1%+$77.5K |
| Wealthcare Advisory Partners LLC | $1.1M | 25,346 | 0.02% | 11q | -60.3%-$1.7M |
| Foguth Wealth Management, LLC. | $1.1M | 24,840 | 0.12% | 9q | -65.4%-$2.0M |
| Tower Research Capital LLC (TRC) | $896.9K | 20,761 | 0.02% | new | NEW |
| NICOLET BANKSHARES INC | $866.9K | 20,068 | 0.03% | 2q | -4.4%-$39.8K |
| TRUIST FINANCIAL CORP | $862.3K | 19,960 | 0.00% | 7q | -33.5%-$434.3K |
| Sanctuary Advisors, LLC | $802.3K | 18,573 | 0.00% | 5q | HELD |
| Stewardship Advisors, LLC | $740.2K | 17,135 | 0.15% | 4q | +12.0%+$79.1K |
| Empirical Asset Management, LLC | $682.2K | 15,792 | 0.15% | 14q | -2.1%-$14.9K |
| STAPP WEALTH MANAGEMENT, PLLC | $640.4K | 14,825 | 0.84% | 3q | HELD |
| J.W. COLE ADVISORS, INC. | $623.8K | 14,441 | 0.01% | 7q | +1.0%+$6.2K |
| Global View Capital Management LLC | $618.3K | 14,312 | 0.13% | 2q | -3.8%-$24.8K |
| CITADEL ADVISORS LLC | $603.8K | 13,978 | 0.00% | 7q | -80.3%-$2.5M |
| F/m Investments LLC | $517.5K | 11,980 | 0.03% | 8q | +3.1%+$15.6K |
| Cambridge Investment Research Advisors, Inc. | $502.0K | 11,600 | 0.00% | 8q | +97.7%+$248.1K |
| DAYMARK WEALTH PARTNERS, LLC | $454.6K | 10,524 | 0.01% | new | NEW |
| Kovack Advisors, Inc. | $369.4K | 8,550 | 0.02% | new | NEW |
| Savvy Advisors, Inc. | $282.6K | 6,542 | 0.01% | new | NEW |
| LVW Advisors, LLC | $274.1K | 6,346 | 0.02% | 4q | +15.5%+$36.7K |
| Valtinson Bruner Financial Planning LLC | $229.2K | 5,305 | 0.06% | 10q | HELD |
| HighPoint Advisor Group LLC | $227.3K | 5,261 | 0.01% | 3q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $223.6K | 5,177 | 0.00% | 2q | HELD |
| Laird Norton Wetherby Trust Company, LLC | $214.0K | 4,953 | 0.00% | 3q | -22.0%-$60.4K |
| Royal Fund Management, LLC | $201.6K | 4,667 | 0.02% | new | NEW |
| EverSource Wealth Advisors, LLC | $145.9K | 3,378 | 0.00% | 10q | +37.8%+$40.0K |
| JONES FINANCIAL COMPANIES LLLP | $100.2K | 2,300 | 0.00% | new | NEW |
| CX Institutional | $65.0K | 1,500 | 0.00% | new | NEW |
| Bank of New Hampshire | $38.9K | 900 | 0.01% | new | NEW |
| Steward Partners Investment Advisory, LLC | $29.4K | 680 | 0.00% | 8q | HELD |
| OSAIC HOLDINGS, INC. | $25.9K | 600 | 0.00% | 3q | -45.5%-$21.6K |
| Spire Wealth Management | $23.6K | 547 | 0.00% | 3q | HELD |
| BFC Planning, Inc. | $17.7K | 410 | 0.00% | 5q | HELD |
| SOA Wealth Advisors, LLC. | $9.3K | 216 | 0.00% | new | NEW |
| AE Wealth Management LLC | $4.6K | 106 | 0.00% | 11q | -73.9%-$13.0K |
| Aptus Capital Advisors, LLC | $3.8K | 87 | 0.00% | 3q | HELD |
| Strategic Investment Solutions, Inc. /IL | $216 | 5 | 0.00% | new | NEW |
| DHJJ Financial Advisors, Ltd. | $93 | 2 | 0.00% | 12q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 14 | $52.2M | 1,290,131 | 3 | 6 | 1 | 0.0% |
| Q2 2026 | 54 | $199.9M | 4,628,090 | 11 | 17 | 15 | 0.0% |
| Q1 2026 | 52 | $205.5M | 4,704,734 | 11 | 21 | 11 | 0.0% |
| Q4 2025 | 48 | $155.7M | 3,636,973 | 8 | 17 | 14 | 0.0% |
| Q3 2025 | 40 | $151.3M | 3,523,813 | 6 | 18 | 7 | 0.0% |
| Q2 2025 | 40 | $159.0M | 3,621,607 | 3 | 14 | 15 | 0.0% |
| Q1 2025 | 42 | $144.5M | 3,292,921 | 11 | 11 | 11 | 0.0% |
| Q4 2024 | 32 | $120.9M | 2,839,650 | 5 | 9 | 11 | 0.0% |
| Q3 2024 | 34 | $118.6M | 2,613,149 | 10 | 13 | 7 | 0.0% |
| Q2 2024 | 31 | $112.5M | 2,591,231 | 10 | 11 | 6 | 0.0% |
| Q1 2024 | 27 | $79.0M | 1,793,074 | 4 | 10 | 9 | 0.0% |
| Q4 2023 | 25 | $106.6M | 2,363,925 | 12 | 3 | 7 | 0.0% |
| Q3 2023 | 17 | $28.6M | 666,457 | 9 | 7 | 1 | 0.0% |
| Q2 2023 | 11 | $22.7M | 497,695 | 4 | 4 | 2 | 0.0% |
| Q1 2023 | 11 | $15.0M | 319,569 | 5 | 2 | 2 | 0.0% |
| Q4 2022 | 8 | $4.3M | 94,551 | 4 | 2 | 2 | 0.0% |
| Q3 2022 | 4 | $18.0M | 393,422 | 4 | 0 | 0 | 0.0% |