DaveManuel.com · Institutional Ownership · Who Owns It
ETFIS SER TR I (UTES)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
185
Reporting holders
$818.1M
Reported value
0.6%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $98.0M | 1,198,948 | 0.02% | 15q | +1.2%+$1.1M |
| BANK OF AMERICA CORP /DE/ | $71.1M | 869,363 | 0.00% | 5q | +5.8%+$3.9M |
| Treasurer of the State of North Carolina | $51.0M | 623,863 | 0.13% | new | NEW |
| OSAIC HOLDINGS, INC. | $45.3M | 553,864 | 0.05% | 26q | -1.5%-$678.2K |
| UBS Group AG | $27.5M | 336,470 | 0.00% | 4q | -16.0%-$5.3M |
| Cambridge Investment Research Advisors, Inc. | $26.7M | 327,038 | 0.03% | 8q | +101.8%+$13.5M |
| STIFEL FINANCIAL CORP | $26.4M | 323,008 | 0.02% | 9q | -7.8%-$2.2M |
| ROYAL BANK OF CANADA | $25.4M | 311,230 | 0.00% | 31q | +66.5%+$10.2M |
| ENVESTNET ASSET MANAGEMENT INC | $23.2M | 283,874 | 0.01% | 9q | +16.2%+$3.2M |
| RAYMOND JAMES FINANCIAL INC | $22.9M | 279,789 | 0.01% | 5q | +51.8%+$7.8M |
| Aprio Wealth Management, LLC | $18.3M | 223,983 | 0.90% | 4q | +4.1%+$715.1K |
| Itau Unibanco Holding S.A. | $16.6M | 202,713 | 0.31% | 3q | +61.0%+$6.3M |
| Cetera Investment Advisers | $15.5M | 190,124 | 0.01% | 8q | +1.3%+$196.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $15.1M | 185,173 | 0.02% | 9q | -1.9%-$297.9K |
| ADAMSBROWN WEALTH CONSULTANTS LLC | $13.6M | 165,841 | 2.56% | 4q | +4.4%+$566.9K |
| WELLS FARGO & COMPANY/MN | $13.4M | 164,361 | 0.00% | 15q | +1949.4%+$12.8M |
| ELEVATION POINT WEALTH PARTNERS, LLC | $12.3M | 150,787 | 0.23% | 2q | -23.6%-$3.8M |
| Vestmark Advisory Solutions, Inc. | $12.2M | 149,412 | 0.11% | 2q | -23.6%-$3.8M |
| XP Advisory US, Inc. | $11.4M | 139,273 | 6.24% | new | FIRST |
| Ted Buchan & Co | $11.1M | 135,212 | 3.62% | 4q | +0.9%+$102.7K |
| MML INVESTORS SERVICES, LLC | $10.9M | 133,566 | 0.02% | 7q | +22.5%+$2.0M |
| Kraft, Davis & Associates, LLC | $10.9M | 135,728 | 2.28% | 10q | +3.2%+$339.8K |
| Quadcap Wealth Management, LLC | $10.0M | 122,431 | 0.97% | 4q | +5.1%+$486.9K |
| Riggs Asset Managment Co. Inc. | $9.4M | 114,582 | 1.67% | 8q | -1.9%-$184.3K |
| Modern Wealth Management, LLC | $9.1M | 111,100 | 0.11% | new | NEW |
| BTG Pactual Asset Management US LLC | $8.2M | 103,391 | 0.51% | 4q | +28.2%+$1.8M |
| Vestcor Inc | $7.5M | 91,200 | 0.18% | 2q | +281.6%+$5.5M |
| Members Advisory Group LLC | $7.2M | 87,475 | 2.00% | new | NEW |
| Fifth Third Securities, Inc. | $7.0M | 85,098 | 0.40% | 7q | +15.3%+$922.1K |
| Macro Advisors, Inc. | $6.7M | 82,502 | 2.15% | 2q | +6.8%+$431.5K |
| Blue Water Asset Management | $6.4M | 78,357 | 2.07% | 3q | +4.4%+$271.3K |
| GREAT VALLEY ADVISOR GROUP, INC. | $5.7M | 70,131 | 0.09% | 7q | +3.2%+$175.6K |
| JPMORGAN CHASE & CO | $5.4M | 64,153 | 0.00% | 4q | -97.0%-$171.0M |
| Janney Montgomery Scott LLC | $5.2M | 63,301 | 0.01% | 6q | -29.1%-$2.1M |
| BostonPremier Wealth LLC | $4.7M | 57,076 | 1.98% | 4q | +4.9%+$218.6K |
| MONECO ADVISORS, LLC | $4.5M | 55,215 | 0.28% | 6q | +5.7%+$243.6K |
| Royal Harbor Partners, LLC | $3.8M | 46,604 | 1.18% | 9q | +0.6%+$21.0K |
| WNY Asset Management, LLC | $3.7M | 45,281 | 0.33% | 2q | -8.0%-$319.9K |
| STEEL GROVE CAPITAL ADVISORS, LLC | $3.7M | 44,895 | 0.34% | 8q | +2.4%+$85.2K |
| Steward Partners Investment Advisory, LLC | $3.5M | 42,662 | 0.02% | 7q | +29.7%+$798.3K |
| Equitable Holdings, Inc. | $3.4M | 41,445 | 0.02% | 7q | -18.2%-$756.1K |
| VALICENTI ADVISORY SERVICES INC | $3.4M | 41,395 | 0.64% | 4q | -0.7%-$23.3K |
| JANE STREET GROUP, LLC | $3.3M incl. $2.4M options CALL | 10,534 | 0.00% | 3q | -7.0%-$248.8K |
| Gladstone Institutional Advisory LLC | $3.2M | 39,234 | 0.10% | 6q | +0.8%+$24.4K |
| J.W. COLE ADVISORS, INC. | $3.2M | 38,930 | 0.05% | 3q | +8.6%+$253.0K |
| Family Legacy, Inc. | $3.2M | 38,902 | 0.85% | 2q | +3.8%+$115.9K |
| NewEdge Advisors, LLC | $3.0M | 37,154 | 0.01% | 4q | +11.6%+$315.9K |
| PFG Investments, LLC | $3.0M | 36,182 | 0.11% | 6q | +5.0%+$140.3K |
| Private Advisor Group, LLC | $2.9M | 35,262 | 0.01% | 4q | +41.4%+$844.1K |
| Signal Advisors Wealth, LLC | $2.8M | 34,085 | 0.14% | 3q | +32.2%+$678.8K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $2.8M | 33,761 | 0.00% | 4q | +9.3%+$235.9K |
| Coastal Bridge Advisors, LLC | $2.7M | 32,867 | 0.17% | 4q | HELD |
| GOLDMAN SACHS GROUP INC | $2.6M | 31,690 | 0.00% | new | NEW |
| Clear Creek Financial Management, LLC | $2.6M | 31,339 | 0.16% | 9q | -21.6%-$706.8K |
| CITADEL ADVISORS LLC | $2.6M CALL | options only | 0.00% | 3q | OPTIONS |
| Astoria Portfolio Advisors LLC. | $2.5M | 30,513 | 0.42% | 3q | +28.1%+$546.6K |
| D. E. Shaw & Co., Inc. | $2.5M | 30,426 | 0.00% | new | NEW |
| KINGSWOOD WEALTH ADVISORS, LLC | $2.2M | 27,172 | 0.09% | 7q | +20.5%+$378.1K |
| Comprehensive Wealth Management, LLC | $2.2M | 27,007 | 1.01% | 9q | +10.3%+$206.6K |
| PRINCIPAL SECURITIES, INC. | $2.2M | 26,955 | 0.03% | 11q | +15.2%+$291.0K |
| Advisory Resource Group | $2.2M | 26,333 | 0.32% | 6q | +2.8%+$59.3K |
| &PARTNERS | $2.0M | 24,667 | 0.01% | 3q | +18.6%+$316.4K |
| Financial Freedom, LLC | $1.9M | 23,634 | 0.89% | 2q | +74.6%+$825.3K |
| Prospera Financial Services Inc | $1.9M | 22,875 | 0.03% | 9q | -8.2%-$168.0K |
| BENJAMIN EDWARDS INC | $1.8M | 22,230 | 0.02% | 7q | HELD |
| Sunbeam Capital Management, LLC | $1.8M | 21,911 | 0.82% | 7q | +2.4%+$42.1K |
| Kestra Advisory Services, LLC | $1.7M | 20,667 | 0.01% | 5q | -5.0%-$88.4K |
| Vermillion & White Wealth Management Group, LLC | $1.6M | 19,242 | 0.80% | 2q | +5.4%+$81.2K |
| HEFFERNAN ADVISORY, INC | $1.6M | 19,146 | 1.31% | 3q | -4.7%-$76.8K |
| Acorn Wealth Advisors, LLC | $1.5M | 18,061 | 0.36% | 2q | +446.3%+$1.2M |
| Hilltop Holdings Inc. | $1.5M | 17,841 | 0.11% | 4q | +34.4%+$373.3K |
| Hobbs Group Advisors, LLC | $1.4M | 16,899 | 0.36% | new | NEW |
| Belpointe Asset Management LLC | $1.4M | 16,546 | 0.04% | 6q | +6.9%+$87.2K |
| HighTower Advisors, LLC | $1.3M | 16,415 | 0.00% | 5q | -79.0%-$5.0M |
| Sigma Planning Corp | $1.2M | 14,537 | 0.03% | 3q | +1.0%+$12.2K |
| Transamerica Financial Advisors, LLC | $1.2M | 14,521 | 0.10% | 3q | -14.7%-$205.1K |
| Aspire Capital Advisors LLC | $1.1M | 14,053 | 0.22% | new | NEW |
| Main Street Financial Solutions, LLC | $1.1M | 14,013 | 0.07% | 4q | +25.9%+$235.6K |
| Farther Finance Advisors, LLC | $1.1M | 13,442 | 0.01% | 2q | +5320.2%+$1.1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.1M | 13,367 | 0.00% | 8q | -35.0%-$587.8K |
| Sanctuary Advisors, LLC | $1.1M | 13,013 | 0.00% | 5q | +6.3%+$63.4K |
| Planning Strategies Inc. | $1.1M | 12,881 | 0.66% | new | FIRST |
| Atlas Wealth Partners, LLC | $1.0M | 12,752 | 1.14% | 15q | -11.1%-$130.8K |
| Elm3 Financial Group, LLC | $1.0M | 12,276 | 0.69% | 3q | -7.7%-$84.2K |
| PARK AVENUE SECURITIES LLC | $973.0K | 11,907 | 0.01% | 3q | +35.5%+$254.9K |
| StoneX Group Inc. | $961.1K | 11,758 | 0.04% | 10q | +6.6%+$59.8K |
| Arkadios Wealth Advisors | $954.5K | 11,677 | 0.01% | 7q | -9.4%-$98.5K |
| Old Port Advisors | $889.0K | 10,875 | 0.18% | 6q | -50.1%-$890.9K |
| Flaharty Asset Management, LLC | $884.8K | 10,904 | 1.27% | 3q | -90.5%-$8.4M |
| Resurgent Financial Advisors LLC | $875.2K | 10,707 | 0.24% | 4q | +5.0%+$41.6K |
| Summit Financial, LLC | $869.4K | 10,636 | 0.01% | 4q | +18.0%+$132.7K |
| Ausdal Financial Partners, Inc. | $862.8K | 10,555 | 0.03% | 4q | +3.8%+$31.6K |
| Fiduciary Alliance LLC | $859.1K | 10,510 | 0.06% | 4q | +5.2%+$42.6K |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $845.8K | 10,347 | 0.09% | 6q | +42.8%+$253.6K |
| Nova Wealth Management, Inc. | $792.8K | 9,699 | 0.44% | 7q | +1.6%+$12.8K |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $791.0K | 9,677 | 0.25% | 3q | +12.2%+$86.3K |
| Stratos Wealth Partners, LTD. | $767.7K | 9,392 | 0.01% | 3q | -5.2%-$42.1K |
| Kingsview Wealth Management, LLC | $764.8K | 9,356 | 0.01% | 6q | +7.9%+$56.0K |
| Chicago Partners Investment Group LLC | $729.5K | 8,825 | 0.01% | 5q | HELD |
| Spire Wealth Management | $700.3K | 8,567 | 0.02% | 4q | +1.7%+$11.6K |
Showing the largest 100 of 185 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 53 | $82.1M | 1,160,354 | 5 | 18 | 21 | 0.0% |
| Q2 2026 | 185 | $818.1M | 9,945,238 | 24 | 90 | 42 | 0.7% |
| Q1 2026 | 187 | $862.6M | 10,731,671 | 35 | 79 | 43 | 0.5% |
| Q4 2025 | 171 | $881.3M | 11,156,086 | 44 | 76 | 30 | 0.0% |
| Q3 2025 | 132 | $869.7M | 10,427,402 | 45 | 48 | 20 | 0.0% |
| Q2 2025 | 95 | $259.9M | 3,432,509 | 22 | 45 | 16 | 0.0% |
| Q1 2025 | 81 | $150.1M | 2,324,498 | 29 | 28 | 13 | 0.0% |
| Q4 2024 | 66 | $114.9M | 1,786,607 | 21 | 22 | 11 | 0.0% |
| Q3 2024 | 50 | $86.7M | 1,368,943 | 22 | 16 | 6 | 0.0% |
| Q2 2024 | 33 | $44.9M | 865,985 | 16 | 7 | 3 | 0.0% |
| Q1 2024 | 20 | $25.4M | 509,761 | 5 | 6 | 7 | 0.0% |
| Q4 2023 | 20 | $14.4M | 323,098 | 3 | 3 | 8 | 0.0% |
| Q3 2023 | 22 | $13.9M | 334,379 | 5 | 4 | 7 | 0.0% |
| Q2 2023 | 18 | $14.3M | 313,983 | 1 | 3 | 5 | 0.0% |
| Q1 2023 | 18 | $14.0M | 305,384 | 1 | 4 | 5 | 0.0% |
| Q4 2022 | 21 | $14.8M | 315,038 | 8 | 2 | 8 | 0.0% |
| Q3 2022 | 13 | $14.3M | 330,979 | 3 | 1 | 7 | 0.0% |
| Q2 2022 | 12 | $15.7M | 344,101 | 3 | 3 | 3 | 0.0% |
| Q1 2022 | 12 | $15.3M | 312,255 | 3 | 1 | 5 | 0.0% |
| Q4 2021 | 10 | $20.2M | 425,558 | 0 | 4 | 1 | 0.0% |
| Q3 2021 | 9 | $12.6M | 302,821 | 1 | 6 | 1 | 0.0% |
| Q2 2021 | 8 | $11.4M | 277,874 | 1 | 2 | 2 | 0.0% |
| Q1 2021 | 12 | $11.9M | 285,975 | 2 | 3 | 3 | 0.0% |
| Q4 2020 | 14 | $13.1M | 326,531 | 2 | 3 | 4 | 0.0% |
| Q3 2020 | 10 | $8.8M | 232,948 | 0 | 6 | 2 | 0.0% |
| Q2 2020 | 12 | $7.7M | 217,819 | 2 | 3 | 5 | 0.0% |
| Q1 2020 | 15 | $8.5M | 242,858 | 5 | 4 | 2 | 0.0% |
| Q4 2019 | 15 | $9.8M | 238,241 | 8 | 4 | 0 | 0.0% |
| Q3 2019 | 8 | $27.7M | 661,671 | 2 | 2 | 2 | 0.0% |
| Q2 2019 | 6 | $2.2M | 55,349 | 2 | 1 | 0 | 0.0% |
| Q1 2019 | 4 | $913.0K | 24,422 | 0 | 1 | 1 | 0.0% |
| Q4 2018 | 5 | $1.3M | 38,770 | 0 | 0 | 0 | 0.0% |