WHITEHORSE FIN INC (WHF)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
Institutions report 3,389,842 shares against 21,476,471 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Lalia Capital, LLC | $4.8M | 712,769 | 2.32% | 3q | +3.4%+$158.5K |
| TWO SIGMA INVESTMENTS, LP | $2.9M | 430,600 | 0.00% | 31q | -1.1%-$33.3K |
| Ethos Financial Group, LLC | $2.4M | 360,532 | 0.16% | 6q | +47.8%+$781.2K |
| CastleKnight Management LP | $1.4M | 205,656 | 0.02% | 3q | -29.7%-$581.6K |
| BANK OF AMERICA CORP /DE/ | $1.2M | 185,006 | 0.00% | 21q | HELD |
| Legal & General Group Plc | $1.2M | 174,879 | 0.00% | 31q | +3.4%+$38.9K |
| BANK OF MONTREAL /CAN/ | $769.4K | 114,842 | 0.00% | 4q | HELD |
| RAYMOND JAMES FINANCIAL INC | $706.9K | 105,501 | 0.00% | 7q | +370.4%+$556.6K |
| Blue Trust, Inc. | $640.5K | 95,601 | 0.01% | 17q | HELD |
| Cambridge Investment Research Advisors, Inc. | $612.0K | 91,218 | 0.00% | 28q | +93.4%+$295.5K |
| Trexquant Investment LP | $606.6K | 90,532 | 0.00% | 3q | +34.1%+$154.4K |
| LPL Financial LLC | $509.1K | 75,986 | 0.00% | 17q | +8.9%+$41.7K |
| BlackRock, Inc. | $476.6K | 71,135 | 0.00% | 8q | -2.5%-$12.1K |
| Sound Income Strategies, LLC | $475.7K | 70,994 | 0.02% | 29q | -2.5%-$12.2K |
| UBS Group AG | $384.5K | 57,392 | 0.00% | 31q | +82.0%+$173.2K |
| MARSHALL WACE, LLP | $369.0K | 55,073 | 0.00% | 2q | -27.8%-$142.0K |
| BASSO CAPITAL MANAGEMENT, L.P. | $351.8K | 52,500 | 0.08% | 15q | -12.5%-$50.2K |
| Closed-End Fund Advisors, Inc. | $301.5K | 44,996 | 0.29% | 3q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $297.5K | 44,403 | 0.00% | 3q | +162.8%+$184.3K |
| GABLES CAPITAL MANAGEMENT INC. | $293.9K | 43,865 | 0.11% | 31q | -13.9%-$47.6K |
| Virtus Investment Advisers, LLC | $278.6K | 41,578 | 0.06% | 6q | -31.4%-$127.2K |
| Snowden Capital Advisors LLC | $211.8K | 30,473 | 0.01% | 7q | +4.3%+$8.7K |
| DIMENSION CAPITAL MANAGEMENT LLC | $189.9K | 28,337 | 0.02% | 21q | HELD |
| CANADA LIFE ASSURANCE Co | $167.0K | 25,023 | 0.00% | 27q | +2.5%+$4.1K |
| Vident Advisory, LLC | $162.7K | 24,281 | 0.00% | 2q | +4.5%+$7.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $148.8K | 22,208 | 0.00% | 5q | -41.4%-$105.3K |
| NOMURA HOLDINGS INC | $134.0K | 20,000 | 0.00% | new | NEW |
| Stonebridge Financial Group, LLC/CA | $131.0K | 18,915 | 0.02% | new | FIRST |
| NewEdge Wealth, LLC | $116.6K | 17,408 | 0.00% | 12q | +3.6%+$4.0K |
| CITADEL ADVISORS LLC | $92.5K CALL | options only | 0.00% | 22q | OPTIONS |
| Powell Investment Advisors, LLC | $83.6K | 12,033 | 0.03% | 23q | HELD |
| Northstar Advisory Group, LLC | $78.9K | 11,777 | 0.02% | 5q | +3.3%+$2.5K |
| NORDEN GROUP LLC | $73.7K | 11,000 | 0.01% | 3q | HELD |
| LSV ASSET MANAGEMENT | $66.0K | 9,900 | 0.00% | 14q | HELD |
| BI Asset Management Fondsmaeglerselskab A/S | $42.0K | 6,276 | 0.00% | 9q | -87.1%-$282.5K |
| ROYAL BANK OF CANADA | $38.0K | 5,735 | 0.00% | 25q | -54.6%-$45.8K |
| MORGAN STANLEY | $36.2K | 5,407 | 0.00% | 35q | -84.5%-$198.3K |
| GROUP ONE TRADING LLC | $27.8K incl. $20.1K options PUT | 1,152 | 0.00% | 11q | HELD |
| SIMPLEX TRADING, LLC | $24.7K incl. $14.7K options CALL+PUT | 1,494 | 0.00% | 3q | -5.4%-$1.4K |
| HIGHLINE WEALTH PARTNERS LLC | $21.9K | 3,270 | 0.00% | new | NEW |
| Ancora Advisors LLC | $20.1K | 3,000 | 0.00% | 16q | HELD |
| OSAIC HOLDINGS, INC. | $19.2K | 2,871 | 0.00% | 26q | -80.8%-$80.8K |
| JPMORGAN CHASE & CO | $13.0K | 1,937 | 0.00% | new | NEW |
| BNP PARIBAS FINANCIAL MARKETS | $6.0K | 889 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $5.2K | 775 | 0.00% | 4q | -29.9%-$2.2K |
| WELLS FARGO & COMPANY/MN | $1.7K | 255 | 0.00% | 31q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $1.4K | 200 | 0.00% | 3q | HELD |
| JFS WEALTH ADVISORS, LLC | $570 | 85 | 0.00% | new | NEW |
| Hilton Head Capital Partners, LLC | $436 | 65 | 0.00% | 2q | HELD |
| Steward Partners Investment Advisory, LLC | $94 | 14 | 0.00% | new | NEW |
| Caitong International Asset Management Co., Ltd | $27 | 4 | 0.00% | new | NEW |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-21 | Aronson Stuart D | Chief Executive Officer | Bought | 20,000 | $133.4K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 9 | $1.3M | 190,077 | 0 | 2 | 4 | 0.0% |
| Q2 2026 | 51 | $22.9M | 3,389,842 | 8 | 14 | 15 | 0.6% |
| Q1 2026 | 51 | $25.4M | 3,412,911 | 9 | 14 | 11 | 1.1% |
| Q4 2025 | 58 | $25.4M | 3,632,048 | 17 | 14 | 15 | 0.6% |
| Q3 2025 | 49 | $23.3M | 3,300,145 | 8 | 18 | 13 | 2.8% |
| Q2 2025 | 52 | $29.1M | 3,301,551 | 6 | 17 | 13 | 0.8% |
| Q1 2025 | 52 | $33.4M | 3,423,594 | 4 | 15 | 20 | 1.0% |
| Q4 2024 | 61 | $34.4M | 3,526,598 | 11 | 18 | 20 | 0.7% |
| Q3 2024 | 54 | $37.8M | 3,232,425 | 4 | 16 | 24 | 0.4% |
| Q2 2024 | 61 | $44.8M | 3,626,445 | 13 | 27 | 9 | 0.6% |
| Q1 2024 | 56 | $41.4M | 3,300,870 | 5 | 20 | 14 | 1.0% |
| Q4 2023 | 58 | $40.2M | 3,197,201 | 11 | 18 | 14 | 1.9% |
| Q3 2023 | 54 | $37.9M | 2,905,307 | 6 | 21 | 10 | 1.9% |
| Q2 2023 | 53 | $37.7M | 2,885,976 | 5 | 20 | 14 | 1.7% |
| Q1 2023 | 57 | $36.5M | 2,855,276 | 7 | 24 | 8 | 1.9% |
| Q4 2022 | 63 | $39.3M | 2,944,926 | 22 | 16 | 15 | 2.1% |
| Q3 2022 | 47 | $48.6M | 4,346,320 | 5 | 15 | 13 | 0.7% |
| Q2 2022 | 47 | $37.5M | 2,829,333 | 7 | 17 | 10 | 0.7% |
| Q1 2022 | 41 | $59.2M | 3,915,380 | 3 | 12 | 9 | 0.3% |
| Q4 2021 | 48 | $69.3M | 4,472,374 | 9 | 16 | 10 | 0.0% |
| Q3 2021 | 47 | $79.6M | 5,227,425 | 8 | 15 | 14 | 0.0% |
| Q2 2021 | 47 | $40.8M | 2,737,263 | 4 | 24 | 12 | 0.0% |
| Q1 2021 | 50 | $44.1M | 2,905,276 | 9 | 11 | 15 | 0.0% |
| Q4 2020 | 47 | $212.5M | 15,620,067 | 6 | 15 | 17 | 0.0% |
| Q3 2020 | 45 | $66.2M | 6,759,506 | 6 | 12 | 18 | 0.0% |
| Q2 2020 | 42 | $71.4M | 6,935,682 | 5 | 12 | 18 | 0.0% |
| Q1 2020 | 49 | $100.7M | 14,178,464 | 11 | 18 | 17 | 0.0% |
| Q4 2019 | 55 | $179.4M | 13,095,607 | 16 | 24 | 8 | 0.0% |
| Q3 2019 | 45 | $168.3M | 12,089,685 | 9 | 18 | 11 | 0.0% |
| Q2 2019 | 45 | $70.4M | 5,122,091 | 14 | 20 | 7 | 0.0% |
| Q1 2019 | 36 | $34.5M | 2,428,626 | 8 | 13 | 7 | 0.0% |
| Q4 2018 | 32 | $32.8M | 2,580,679 | 1 | 1 | 3 | 0.0% |