DaveManuel.com · Institutional Ownership · Who Owns It
HARBOR ETF TRUST (WINN)
Institutional ownership reported to the SEC as of Q2 2026, across 19 quarters.
114
Reporting holders
$948.7M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $144.4M | 4,445,858 | 0.03% | 16q | HELD |
| Corient Private Wealth LP | $134.4M | 4,139,541 | 0.19% | 15q | -10.8%-$16.2M |
| Grant Street Asset Management, Inc. | $90.3M | 2,780,931 | 14.79% | 16q | +18.1%+$13.9M |
| RAYMOND JAMES FINANCIAL INC | $88.4M | 2,723,551 | 0.02% | 7q | +36.8%+$23.8M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $57.6M | 1,736,919 | 0.10% | 12q | +9.2%+$4.8M |
| AUCTUS ADVISORS LLC | $45.9M | 1,414,610 | 38.64% | 3q | +3.0%+$1.3M |
| Towneley Capital Management, Inc / DE | $37.2M | 1,146,114 | 7.30% | 9q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $33.7M | 1,038,915 | 0.04% | 18q | -11.6%-$4.4M |
| Leisure Capital Management | $18.6M | 571,337 | 5.79% | 9q | +19.8%+$3.1M |
| Cerity Partners LLC | $15.5M | 476,511 | 0.02% | 2q | +8.9%+$1.3M |
| Pinnacle Financial Partners, Inc. | $14.1M | 435,754 | 0.10% | 3q | +3.2%+$436.8K |
| Golden State Wealth Management, LLC | $14.0M | 431,368 | 1.28% | 7q | -22.2%-$4.0M |
| Convergence Financial, LLC | $13.1M | 402,966 | 1.04% | 7q | +90.8%+$6.2M |
| Private Advisor Group, LLC | $12.8M | 395,699 | 0.06% | 15q | -3.2%-$422.9K |
| FIFTH THIRD BANCORP | $12.8M | 393,256 | 0.02% | 10q | -6.7%-$918.5K |
| Archford Capital Strategies, LLC | $12.2M | 374,455 | 1.23% | 9q | +1.6%+$188.9K |
| Wealthcare Advisory Partners LLC | $12.1M | 371,874 | 0.23% | 8q | -4.6%-$583.0K |
| Cambridge Investment Research Advisors, Inc. | $10.7M | 329,926 | 0.01% | 13q | +106.8%+$5.5M |
| ROYAL BANK OF CANADA | $9.8M | 303,292 | 0.00% | 9q | -25.4%-$3.4M |
| OSAIC HOLDINGS, INC. | $9.7M | 299,450 | 0.01% | 18q | +31.3%+$2.3M |
| Lantz Financial LLC | $8.9M | 274,193 | 1.63% | 14q | +6.6%+$553.8K |
| Kestra Advisory Services, LLC | $7.8M | 241,196 | 0.03% | 7q | -4.8%-$396.9K |
| Rockefeller Capital Management L.P. | $7.2M | 222,109 | 0.01% | 7q | +72.7%+$3.0M |
| Proactive Wealth Strategies LLC | $7.2M | 220,794 | 1.15% | 7q | +1.6%+$111.4K |
| Cetera Investment Advisers | $6.8M | 208,338 | 0.01% | 4q | +16.5%+$956.0K |
| ENVESTNET ASSET MANAGEMENT INC | $6.5M | 198,819 | 0.00% | 11q | -12.5%-$920.3K |
| Worth Financial Advisory Group, LLC | $6.4M | 196,306 | 2.66% | new | NEW |
| Equitable Holdings, Inc. | $5.6M | 173,750 | 0.03% | 15q | -9.0%-$558.9K |
| IHT Wealth Management, LLC | $5.3M | 162,879 | 0.11% | 9q | +10.3%+$491.9K |
| Joel Isaacson & Co., LLC | $5.2M | 161,375 | 0.15% | 9q | +20.2%+$882.0K |
| CARY STREET PARTNERS FINANCIAL LLC | $4.8M | 149,328 | 0.11% | 7q | +6.2%+$283.5K |
| Quantinno Capital Management LP | $4.4M | 134,273 | 0.01% | 3q | +102.4%+$2.2M |
| Birchwood Financial Partners, Inc. | $4.1M | 127,636 | 3.39% | 3q | +6.1%+$238.7K |
| AMERIPRISE FINANCIAL INC | $4.1M | 126,336 | 0.00% | 7q | -9.8%-$443.3K |
| GREAT VALLEY ADVISOR GROUP, INC. | $3.8M | 117,024 | 0.06% | 9q | -3.2%-$125.4K |
| TRANSCEND CAPITAL ADVISORS, LLC | $3.5M | 109,318 | 0.24% | 13q | -0.8%-$28.2K |
| FINANCIAL MANAGEMENT NETWORK INC | $3.2M | 99,249 | 0.46% | 13q | -23.2%-$969.3K |
| Associated Banc-Corp | $3.1M | 96,238 | 0.07% | 4q | +15.7%+$424.5K |
| SITTNER & NELSON, LLC | $3.1M | 95,451 | 0.98% | 17q | +9.1%+$258.9K |
| Sanctuary Advisors, LLC | $2.8M | 85,978 | 0.01% | 9q | +6.7%+$174.1K |
| BENJAMIN EDWARDS INC | $2.8M | 85,573 | 0.03% | 8q | +0.8%+$22.4K |
| Steward Partners Investment Advisory, LLC | $2.7M | 83,171 | 0.01% | 9q | -3.7%-$103.6K |
| STIFEL FINANCIAL CORP | $2.7M | 81,720 | 0.00% | 6q | -5.1%-$143.6K |
| Copper Harbor Investment Advisors, LLC | $2.6M | 81,276 | 0.56% | new | FIRST |
| TRUIST FINANCIAL CORP | $2.4M | 74,404 | 0.00% | 10q | +22.3%+$440.1K |
| Stratos Wealth Partners, LTD. | $2.3M | 70,784 | 0.02% | 10q | -0.9%-$20.9K |
| Perennial Investment Advisors, LLC | $2.3M | 69,436 | 0.15% | 7q | -10.5%-$265.1K |
| Provident Wealth Management, LLC | $2.1M | 65,619 | 0.55% | 10q | -2.9%-$64.3K |
| Rose Capital Advisors LLC | $2.1M | 63,445 | 1.03% | new | FIRST |
| Prosperity Bancshares Inc | $1.8M | 56,626 | 1.20% | 3q | +21.1%+$320.3K |
| BlackRock, Inc. | $1.8M | 56,223 | 0.00% | 7q | HELD |
| Western Wealth Management, LLC | $1.8M | 55,095 | 0.06% | 10q | HELD |
| Walsh & Associates, LLC | $1.8M | 54,015 | 1.43% | 3q | +98.6%+$870.9K |
| HighTower Advisors, LLC | $1.6M | 50,214 | 0.00% | 15q | +10.2%+$151.0K |
| &PARTNERS | $1.5M | 45,598 | 0.01% | 7q | -26.4%-$531.5K |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $1.4M | 43,000 | 0.21% | new | NEW |
| MONETA GROUP INVESTMENT ADVISORS LLC | $1.3M | 39,137 | 0.01% | 7q | HELD |
| MOODY NATIONAL BANK TRUST DIVISION | $1.2M | 38,137 | 0.10% | 7q | HELD |
| OPPENHEIMER & CO INC | $1.2M | 37,583 | 0.01% | 8q | +33.6%+$306.7K |
| Strategic Blueprint, LLC | $1.2M | 36,397 | 0.06% | 8q | +0.9%+$10.9K |
| Waverly Advisors, LLC | $1.0M | 31,828 | 0.01% | 2q | +54.6%+$364.9K |
| WJ Wealth Management, LLC | $1.0M | 31,589 | 0.40% | 11q | -1.6%-$16.5K |
| Bluesphere Advisors LLC | $908.4K | 27,977 | 0.28% | 5q | +124.5%+$503.8K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $860.4K | 26,497 | 0.01% | 3q | -3.1%-$27.1K |
| Independent Wealth Network Inc. | $818.1K | 25,194 | 0.21% | 7q | -6.4%-$55.8K |
| Bill Few Associates, Inc. | $817.4K | 25,174 | 0.17% | 11q | +2.0%+$15.9K |
| WCG Wealth Advisors LLC | $816.9K | 25,158 | 0.02% | 5q | -79.0%-$3.1M |
| SFG Wealth Management, LLC. | $633.7K | 19,515 | 0.23% | 4q | -64.5%-$1.1M |
| Legacy Trust | $612.8K | 18,872 | 0.11% | new | NEW |
| SpringVest Wealth Management LLC | $604.6K | 18,619 | 0.38% | 5q | +80.2%+$269.0K |
| Foster Victor Wealth Advisors, LLC | $600.6K | 18,146 | 0.03% | new | NEW |
| Phoenix Wealth Advisors | $590.3K | 18,180 | 0.20% | 12q | HELD |
| HARBOUR INVESTMENTS, INC. | $589.6K | 18,159 | 0.01% | 15q | +20.5%+$100.4K |
| SMITH, MOORE & CO. | $582.9K | 17,952 | 0.04% | 2q | +8.6%+$46.4K |
| AVAII WEALTH MANAGEMENT, LLC | $581.0K | 17,894 | 0.17% | 9q | -1.0%-$5.8K |
| PRIVATE TRUST CO NA | $496.1K | 15,279 | 0.04% | 10q | +20.3%+$83.7K |
| Farther Finance Advisors, LLC | $463.6K | 14,277 | 0.00% | 4q | +407.2%+$372.2K |
| Janney Montgomery Scott LLC | $450.0K | 13,845 | 0.00% | 15q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $444.5K | 13,691 | 0.00% | new | NEW |
| Carolina Wealth Management Inc | $430.2K | 13,248 | 0.20% | new | FIRST |
| GTS SECURITIES LLC | $426.2K | 13,125 | 0.01% | new | NEW |
| Callan Family Office, LLC | $413.8K | 12,745 | 0.01% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $346.6K | 10,676 | 0.00% | 6q | +2.4%+$8.1K |
| NavPoint Financial, Inc. | $339.4K | 10,452 | 0.13% | 4q | HELD |
| Legacy Capital Wealth Partners, LLC | $305.4K | 9,407 | 0.06% | 2q | +4.0%+$11.7K |
| Investmark Advisory Group LLC | $295.1K | 9,088 | 0.11% | 9q | -4.6%-$14.3K |
| AQR CAPITAL MANAGEMENT LLC | $293.8K | 9,047 | 0.00% | 2q | HELD |
| WealthCare Investment Partners, LLC | $280.8K | 8,648 | 0.07% | 15q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $270.3K | 8,580 | 0.00% | 5q | +140.9%+$158.1K |
| FIDELITY D & D BANCORP INC | $265.4K | 8,175 | 0.09% | 10q | HELD |
| MARQUETTE ASSOCIATES, INC. | $236.8K | 7,292 | 0.17% | 5q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $234.4K | 7,219 | 0.00% | 6q | +85.4%+$108.0K |
| Markowski Investments | $227.0K | 6,992 | 0.05% | new | FIRST |
| Frisch Financial Group, Inc. | $223.7K | 6,890 | 0.04% | new | NEW |
| Vise Technologies, Inc. | $223.7K | 6,890 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $201.7K | 6,213 | 0.00% | 3q | -30.0%-$86.7K |
| WELLS FARGO & COMPANY/MN | $179.2K | 5,520 | 0.00% | 2q | -41.9%-$129.3K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $174.3K | 5,360 | 0.01% | 5q | HELD |
| JPMORGAN CHASE & CO | $91.9K | 2,859 | 0.00% | new | NEW |
| IFG Advisory, LLC | $86.3K | 2,657 | 0.00% | new | NEW |
Showing the largest 100 of 114 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 35 | $312.3M | 9,072,166 | 4 | 8 | 10 | 0.0% |
| Q2 2026 | 114 | $948.7M | 29,180,991 | 16 | 42 | 31 | 0.0% |
| Q1 2026 | 106 | $779.4M | 28,061,401 | 12 | 45 | 28 | 0.0% |
| Q4 2025 | 109 | $1.0B | 32,828,631 | 9 | 45 | 29 | 0.0% |
| Q3 2025 | 99 | $813.6M | 26,103,652 | 11 | 48 | 19 | 0.0% |
| Q2 2025 | 93 | $742.1M | 25,368,645 | 13 | 45 | 25 | 0.0% |
| Q1 2025 | 84 | $540.1M | 22,058,923 | 9 | 45 | 21 | 0.0% |
| Q4 2024 | 85 | $556.1M | 20,439,560 | 20 | 34 | 16 | 0.0% |
| Q3 2024 | 72 | $447.4M | 17,468,908 | 9 | 38 | 13 | 0.0% |
| Q2 2024 | 66 | $406.9M | 16,094,408 | 16 | 28 | 14 | 0.0% |
| Q1 2024 | 54 | $276.3M | 11,760,575 | 18 | 25 | 2 | 0.0% |
| Q4 2023 | 38 | $188.6M | 9,126,887 | 9 | 18 | 4 | 0.0% |
| Q3 2023 | 31 | $127.6M | 7,152,789 | 4 | 20 | 2 | 0.0% |
| Q2 2023 | 29 | $81.5M | 4,398,750 | 9 | 15 | 1 | 0.0% |
| Q1 2023 | 21 | $48.2M | 2,982,363 | 1 | 12 | 4 | 0.0% |
| Q4 2022 | 20 | $39.7M | 2,927,944 | 11 | 7 | 1 | 0.0% |
| Q3 2022 | 11 | $23.0M | 1,655,847 | 3 | 4 | 2 | 0.0% |
| Q2 2022 | 10 | $19.6M | 1,384,020 | 6 | 4 | 0 | 0.0% |
| Q1 2022 | 5 | $4.4M | 231,009 | 5 | 0 | 0 | 0.0% |