FIRST TR EXCHNG TRADED FD VI (XAUG)
Institutional ownership reported to the SEC as of Q2 2026, across 13 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Diligent Investors, LLC | $1.4M | 36,954 | 0.32% | 12q | -4.8%-$72.7K |
| OLD MISSION CAPITAL LLC | $1.4M | 35,979 | 0.02% | 3q | +57.1%+$511.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.4M | 35,057 | 0.00% | 2q | +160.6%+$844.5K |
| OSAIC HOLDINGS, INC. | $1.2M | 31,180 | 0.00% | 12q | +18.2%+$187.8K |
| Ashton Thomas Private Wealth, LLC | $1.0M | 26,285 | 0.02% | 8q | HELD |
| Cetera Investment Advisers | $986.5K | 25,236 | 0.00% | 12q | -81.1%-$4.2M |
| CITADEL ADVISORS LLC | $946.6K | 24,216 | 0.00% | 5q | +17.6%+$141.8K |
| Kestra Advisory Services, LLC | $898.0K | 22,973 | 0.00% | 8q | -21.3%-$242.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $586.0K | 14,992 | 0.00% | 12q | -5.8%-$36.0K |
| LPL Financial LLC | $579.4K | 14,822 | 0.00% | 7q | -2.0%-$11.7K |
| ENVESTNET ASSET MANAGEMENT INC | $575.9K | 14,733 | 0.00% | 8q | -90.8%-$5.7M |
| Summit Financial, LLC | $509.0K | 13,021 | 0.01% | new | NEW |
| Corient Private Wealth LP | $453.4K | 11,600 | 0.00% | 5q | HELD |
| SILVER OAK SECURITIES, INCORPORATED | $430.9K | 11,023 | 0.03% | 4q | -8.8%-$41.7K |
| CROSSPOINT FINANCIAL, LLC | $402.3K | 10,291 | 0.92% | 4q | -28.0%-$156.4K |
| 1776 Wealth LLC | $377.2K | 9,649 | 0.13% | 12q | HELD |
| Mutual Advisors, LLC | $329.0K | 8,417 | 0.01% | 12q | -4.3%-$14.7K |
| TRUIST FINANCIAL CORP | $293.3K | 7,503 | 0.00% | 8q | +21.9%+$52.7K |
| GOLDMAN SACHS GROUP INC | $289.8K | 7,413 | 0.00% | new | NEW |
| Foundations Investment Advisors, LLC | $259.0K | 6,627 | 0.00% | 11q | -7.7%-$21.6K |
| BARCLAYS PLC | $207.7K | 5,313 | 0.00% | 8q | HELD |
| HARBOUR INVESTMENTS, INC. | $170.0K | 4,349 | 0.00% | 8q | -33.2%-$84.4K |
| CENTAURUS FINANCIAL, INC. | $156.0K | 3,996 | 0.01% | 8q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $142.8K | 3,652 | 0.02% | 12q | HELD |
| PFS Partners, LLC | $123.3K | 3,154 | 0.05% | 8q | -2.0%-$2.5K |
| JPMORGAN CHASE & CO | $120.3K | 3,082 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $97.8K | 2,503 | 0.00% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $74.3K | 1,900 | 0.00% | 11q | -13.6%-$11.7K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $49.2K | 1,258 | 0.00% | 8q | HELD |
| DHJJ Financial Advisors, Ltd. | $46.0K | 1,176 | 0.01% | 11q | HELD |
| Smartleaf Asset Management LLC | $21.2K | 544 | 0.00% | 2q | HELD |
| Geneos Wealth Management Inc. | $17.9K | 458 | 0.00% | 4q | HELD |
| UBS Group AG | $12.6K | 323 | 0.00% | new | NEW |
| Capital Investment Advisory Services, LLC | $6.2K | 158 | 0.00% | 2q | -80.2%-$25.1K |
| Crewe Advisors LLC | $391 | 10 | 0.00% | 3q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-30 | 13G | First Trust Portfolios L.P.with 2 co-filers | 6.2% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $2.1M | 51,697 | 1 | 2 | 2 | 0.0% |
| Q2 2026 | 35 | $15.6M | 399,847 | 4 | 5 | 14 | 0.0% |
| Q1 2026 | 39 | $26.2M | 703,885 | 10 | 5 | 10 | 0.0% |
| Q4 2025 | 32 | $18.4M | 491,977 | 4 | 6 | 13 | 0.0% |
| Q3 2025 | 31 | $18.0M | 490,109 | 6 | 11 | 10 | 0.0% |
| Q2 2025 | 31 | $18.5M | 518,631 | 6 | 6 | 9 | 0.0% |
| Q1 2025 | 29 | $28.1M | 823,882 | 4 | 6 | 9 | 0.0% |
| Q4 2024 | 31 | $23.3M | 680,486 | 3 | 6 | 9 | 0.0% |
| Q3 2024 | 34 | $25.0M | 739,799 | 18 | 9 | 1 | 0.0% |
| Q2 2024 | 22 | $6.7M | 202,787 | 3 | 1 | 8 | 0.0% |
| Q1 2024 | 21 | $7.4M | 229,994 | 1 | 0 | 8 | 0.0% |
| Q4 2023 | 24 | $10.0M | 317,837 | 8 | 5 | 4 | 0.0% |
| Q3 2023 | 19 | $43.2M | 1,457,261 | 19 | 0 | 0 | 0.0% |