DaveManuel.com · Institutional Ownership · Who Owns It
XAI FLOATING RATE & ALTER IN (XFLT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
60
Reporting holders
$76.8M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | $11.1M | 632,994 | 0.21% | 2q | -4.5%-$526.5K |
| MORGAN STANLEY | $10.9M | 619,502 | 0.00% | 2q | +2.9%+$303.8K |
| Eagle Point Credit Management LLC | $7.7M | 439,852 | 11.66% | 2q | HELD |
| Matisse Capital | $6.1M | 346,096 | 2.43% | 2q | +0.6%+$35.1K |
| Bulldog Investors, LLP | $5.6M | 316,500 | 1.22% | 2q | +69.3%+$2.3M |
| CITADEL ADVISORS LLC | $5.0M | 286,821 | 0.00% | new | NEW |
| GUGGENHEIM CAPITAL LLC | $3.9M | 222,180 | 0.02% | 2q | +45.7%+$1.2M |
| Thomas J. Herzfeld Advisors, Inc. | $3.5M | 198,688 | 1.07% | 2q | +233.7%+$2.4M |
| ENVESTNET ASSET MANAGEMENT INC | $2.9M | 163,288 | 0.00% | new | NEW |
| Cresset Asset Management, LLC | $2.5M | 143,955 | 0.01% | 2q | HELD |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $2.5M | 142,707 | 0.16% | 2q | -1.1%-$26.7K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.6M | 91,734 | 0.08% | new | NEW |
| Invesco Ltd. | $1.6M | 88,990 | 0.00% | 2q | +48.6%+$510.8K |
| J.W. COLE ADVISORS, INC. | $1.6M | 88,417 | 0.03% | new | NEW |
| Arlington Capital Management, Inc. | $1.0M | 58,636 | 0.64% | new | NEW |
| Closed-End Fund Advisors, Inc. | $996.4K | 56,777 | 0.97% | 2q | +9.5%+$86.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $949.5K | 54,102 | 0.00% | 2q | +150.1%+$569.8K |
| Virtus Investment Advisers, LLC | $802.4K | 45,722 | 0.19% | 2q | -18.0%-$176.1K |
| LPL Financial LLC | $639.9K | 36,459 | 0.00% | 2q | -6.0%-$41.0K |
| UBS Group AG | $601.1K | 34,248 | 0.00% | 2q | -13.4%-$92.7K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $500.2K | 28,500 | 0.22% | new | NEW |
| JANE STREET GROUP, LLC | $453.8K | 25,857 | 0.00% | 2q | -53.2%-$515.7K |
| Private Advisor Group, LLC | $446.0K | 25,415 | 0.00% | 2q | +9.3%+$38.0K |
| Belpointe Asset Management LLC | $421.6K | 24,020 | 0.01% | 2q | -17.1%-$86.7K |
| Kestra Advisory Services, LLC | $406.3K | 23,149 | 0.00% | 2q | -21.9%-$114.1K |
| HRT FINANCIAL LP | $404.0K | 23,025 | 0.00% | new | NEW |
| CHOREO, LLC | $392.9K | 22,249 | 0.00% | new | NEW |
| XTX Topco Ltd | $386.6K | 22,027 | 0.01% | 2q | +24.1%+$75.1K |
| TORONTO DOMINION BANK | $377.3K | 21,501 | 0.00% | 2q | -78.5%-$1.4M |
| Samalin Investment Counsel, LLC | $342.7K | 19,525 | 0.11% | 2q | -30.2%-$148.1K |
| OSAIC HOLDINGS, INC. | $290.2K | 16,532 | 0.00% | 2q | +78.7%+$127.8K |
| Cetera Investment Advisers | $272.1K | 15,503 | 0.00% | 2q | -6.7%-$19.5K |
| Apollon Wealth Management, LLC | $221.7K | 12,631 | 0.00% | 2q | HELD |
| ROYAL BANK OF CANADA | $108.0K | 6,157 | 0.00% | 2q | -8.8%-$10.4K |
| EverSource Wealth Advisors, LLC | $87.8K | 5,000 | 0.00% | 2q | HELD |
| CoreCap Advisors, LLC | $51.2K | 2,916 | 0.00% | 2q | HELD |
| Global Retirement Partners, LLC | $50.6K | 2,881 | 0.00% | new | NEW |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | $35.1K | 2,000 | 0.00% | 2q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $29.8K | 1,699 | 0.00% | 2q | -0.9% |
| Triumph Capital Management | $28.9K | 1,647 | 0.01% | 2q | +20.3%+$4.9K |
| Pinnacle Wealth Planning Services, Inc. | $17.6K | 1,000 | 0.00% | 2q | +13.5%+$2.1K |
| BNP PARIBAS FINANCIAL MARKETS | $13.5K | 768 | 0.00% | 2q | -16.1%-$2.6K |
| Rockefeller Capital Management L.P. | $12.7K | 721 | 0.00% | 2q | +4141.2%+$12.4K |
| FIFTH THIRD BANCORP | $11.3K | 641 | 0.00% | 2q | -39.4%-$7.3K |
| COMPASS FINANCIAL MANAGEMENT LLC | $9.1K | 517 | 0.00% | new | FIRST |
| WPG Advisers, LLC | $7.6K | 435 | 0.00% | 2q | +14.8% |
| Quent Capital, LLC | $6.0K | 340 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $5.3K | 300 | 0.00% | 2q | HELD |
| SWAN Capital LLC | $4.3K | 246 | 0.00% | 2q | HELD |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $3.9K | 220 | 0.00% | 2q | HELD |
| Byrne Asset Management LLC | $3.5K | 200 | 0.00% | 19q | HELD |
| ST GERMAIN D J CO INC | $3.2K | 180 | 0.00% | 2q | HELD |
| FNY Investment Advisers, LLC | $3.0K | 200 | 0.00% | 2q | HELD |
| Allied Private Wealth LLC | $2.7K | 152 | 0.00% | new | FIRST |
| WHITTIER TRUST CO OF NEVADA INC | $1.8K | 100 | 0.00% | 2q | HELD |
| Allworth Financial LP | $1.0K | 59 | 0.00% | 2q | HELD |
| Comprehensive Financial Planning, Inc./PA | $53 | 3 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $31 | 2 | 0.00% | 2q | +100.0% |
| HUNTINGTON NATIONAL BANK | $22 | 1 | 0.00% | 19q | HELD |
| DANSKE BANK A/S | $18 | 1 | 0.00% | 2q | HELD |
Tender offers and delisting
Schedules TO, 13E-3 and 14D-9 and Form 25 filed in the last 180 days. Price a share is read from the filing itself where it states one plainly; a marker means we found no figure we could stand behind, and the reason is on it.
| Filed | What | Filed by | Price a share | Source |
|---|---|---|---|---|
| 2026-10-21 | Issuer tender, amended | itself | -? | filing |
| 2026-10-20 | Issuer tender, amended | itself | -? | filing |
| 2026-09-18 | Issuer tender offer | itself | -? | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 14 | $12.5M | 654,104 | 2 | 2 | 2 | 0.0% |
| Q2 2026 | 60 | $76.8M | 4,375,988 | 11 | 16 | 15 | 0.0% |
| Q1 2026 | 55 | $66.5M | 3,893,451 | 51 | 0 | 2 | 0.0% |
| Q4 2025 | 94 | $97.9M | 20,365,879 | 27 | 19 | 29 | 0.0% |
| Q3 2025 | 81 | $58.6M | 11,055,532 | 19 | 23 | 21 | 0.0% |
| Q2 2025 | 73 | $40.9M | 7,229,364 | 11 | 28 | 17 | 0.0% |
| Q1 2025 | 82 | $45.8M | 7,744,168 | 16 | 32 | 15 | 0.0% |
| Q4 2024 | 80 | $42.5M | 6,379,143 | 26 | 25 | 15 | 0.0% |
| Q3 2024 | 60 | $31.2M | 4,565,095 | 9 | 23 | 10 | 0.0% |
| Q2 2024 | 61 | $30.9M | 4,379,074 | 9 | 25 | 13 | 0.0% |
| Q1 2024 | 61 | $28.0M | 3,941,913 | 8 | 24 | 16 | 0.0% |
| Q4 2023 | 57 | $21.2M | 2,964,879 | 7 | 22 | 13 | 0.0% |
| Q3 2023 | 53 | $18.5M | 2,661,035 | 6 | 22 | 8 | 0.0% |
| Q2 2023 | 50 | $16.3M | 2,435,309 | 4 | 19 | 11 | 0.0% |
| Q1 2023 | 45 | $15.0M | 2,334,261 | 7 | 18 | 11 | 0.0% |
| Q4 2022 | 43 | $14.8M | 2,326,264 | 10 | 11 | 11 | 0.0% |
| Q3 2022 | 44 | $15.0M | 2,512,817 | 6 | 13 | 11 | 0.0% |
| Q2 2022 | 43 | $17.8M | 2,550,255 | 6 | 19 | 9 | 0.0% |
| Q1 2022 | 40 | $20.6M | 2,435,192 | 6 | 22 | 3 | 0.0% |
| Q4 2021 | 40 | $199.0M | 22,311,305 | 4 | 24 | 7 | 0.0% |
| Q3 2021 | 39 | $188.5M | 21,969,692 | 9 | 20 | 4 | 0.0% |
| Q2 2021 | 33 | $14.3M | 1,502,828 | 6 | 13 | 5 | 0.0% |
| Q1 2021 | 30 | $12.0M | 1,317,277 | 13 | 7 | 4 | 0.0% |
| Q4 2020 | 19 | $8.6M | 1,138,786 | 4 | 4 | 6 | 0.0% |
| Q3 2020 | 17 | $8.5M | 1,418,714 | 2 | 5 | 5 | 0.0% |
| Q2 2020 | 20 | $6.3M | 1,110,286 | 3 | 3 | 7 | 0.0% |
| Q1 2020 | 24 | $6.7M | 1,499,519 | 8 | 3 | 8 | 0.0% |
| Q4 2019 | 21 | $12.2M | 1,511,070 | 8 | 5 | 5 | 0.0% |
| Q3 2019 | 16 | $9.8M | 1,090,902 | 2 | 3 | 5 | 0.0% |
| Q2 2019 | 14 | $10.0M | 1,084,498 | 2 | 4 | 3 | 0.0% |
| Q1 2019 | 16 | $11.2M | 1,295,181 | 1 | 7 | 4 | 0.0% |
| Q4 2018 | 17 | $6.8M | 926,662 | 0 | 0 | 0 | 0.0% |