FIRST TR EXCHNG TRADED FD VI (XJAN)
Institutional ownership reported to the SEC as of Q2 2026, across 11 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Ashton Thomas Private Wealth, LLC | $3.2M | 83,010 | 0.07% | 6q | +1.0%+$30.6K |
| LexAurum Advisors, LLC | $2.9M | 75,837 | 0.34% | 2q | HELD |
| KRAEMATON INVESTMENT ADVISORS, INC | $2.0M | 51,115 | 1.46% | 10q | -10.1%-$219.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.7M | 43,032 | 0.00% | 10q | +638.2%+$1.4M |
| Cetera Investment Advisers | $1.5M | 39,260 | 0.00% | 10q | +0.7%+$10.0K |
| Arkadios Wealth Advisors | $1.5M | 38,789 | 0.02% | 10q | -13.5%-$232.8K |
| OSAIC HOLDINGS, INC. | $1.3M | 35,105 | 0.00% | 10q | -7.0%-$102.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 32,521 | 0.00% | 10q | -3.2%-$41.5K |
| Sequent Planning LLC | $1.2M | 31,870 | 0.26% | 10q | -16.3%-$238.0K |
| OLD MISSION CAPITAL LLC | $1.2M | 31,845 | 0.02% | 6q | +115.9%+$656.4K |
| Kestra Advisory Services, LLC | $1.0M | 27,048 | 0.00% | 10q | -2.3%-$24.2K |
| Sigma Planning Corp | $615.7K | 16,031 | 0.02% | 10q | HELD |
| Arax Advisory Partners | $490.2K | 12,765 | 0.00% | new | NEW |
| Mariner, LLC | $459.9K | 11,974 | 0.00% | 6q | +1.4%+$6.4K |
| Diligent Investors, LLC | $457.0K | 11,900 | 0.10% | 2q | HELD |
| LVZ, Inc. | $370.7K | 9,653 | 0.04% | 2q | HELD |
| PFS Partners, LLC | $345.8K | 9,005 | 0.14% | 10q | -7.4%-$27.6K |
| HARBOUR INVESTMENTS, INC. | $334.3K | 8,704 | 0.00% | 10q | -86.6%-$2.2M |
| LPL Financial LLC | $293.7K | 7,647 | 0.00% | 4q | -22.2%-$83.7K |
| ENVESTNET ASSET MANAGEMENT INC | $273.9K | 7,132 | 0.00% | 4q | +15.3%+$36.3K |
| Private Advisory Group LLC | $259.1K | 6,746 | 0.01% | new | NEW |
| Foundations Investment Advisors, LLC | $252.7K | 6,579 | 0.00% | 10q | -3.3%-$8.7K |
| MML INVESTORS SERVICES, LLC | $235.0K | 6,120 | 0.00% | new | NEW |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $128.6K | 3,348 | 0.02% | 2q | HELD |
| BARCLAYS PLC | $99.4K | 2,588 | 0.00% | 8q | HELD |
| Steward Partners Investment Advisory, LLC | $73.0K | 1,900 | 0.00% | 10q | -13.6%-$11.5K |
| Capital Investment Advisory Services, LLC | $56.8K | 1,480 | 0.00% | 10q | HELD |
| JPMORGAN CHASE & CO | $34.7K | 905 | 0.00% | new | NEW |
| Integrity Financial Corp /WA | $25.2K | 656 | 0.01% | 10q | -63.5%-$43.8K |
| DHJJ Financial Advisors, Ltd. | $17.2K | 448 | 0.00% | 9q | HELD |
| Smartleaf Asset Management LLC | $11.9K | 310 | 0.00% | 3q | HELD |
| UBS Group AG | $11.8K | 308 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $7.9K | 205 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-07 | 13G | First Trust Portfolios L.P.with 2 co-filers | 35.1% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 10 | $4.8M | 123,299 | 2 | 1 | 1 | 0.0% |
| Q2 2026 | 33 | $23.7M | 615,836 | 6 | 6 | 12 | 0.0% |
| Q1 2026 | 31 | $25.4M | 704,107 | 5 | 13 | 8 | 0.0% |
| Q4 2025 | 30 | $17.8M | 482,190 | 3 | 2 | 21 | 0.0% |
| Q3 2025 | 33 | $34.9M | 969,153 | 6 | 6 | 13 | 0.0% |
| Q2 2025 | 29 | $26.2M | 750,254 | 2 | 9 | 6 | 0.0% |
| Q1 2025 | 32 | $21.3M | 642,820 | 6 | 13 | 7 | 0.0% |
| Q4 2024 | 29 | $23.1M | 683,296 | 4 | 8 | 5 | 0.0% |
| Q3 2024 | 34 | $41.3M | 1,246,581 | 6 | 6 | 13 | 0.0% |
| Q2 2024 | 34 | $47.1M | 1,450,226 | 8 | 7 | 11 | 0.0% |
| Q1 2024 | 30 | $56.4M | 1,774,266 | 29 | 0 | 0 | 0.0% |