DaveManuel.com · Institutional Ownership · Who Owns It
INTREXON CORP (XON)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
157
Reporting holders
$868.3M
Reported value
1.9%
Calls
1.3%
Puts
-7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Third Security, LLC | $413.8M | 75,514,573 | 66.76% | 5q | +0.7%+$2.9M |
| Metropolitan Life Insurance Co/NY | $127.0M | 23,172,000 | 0.00% | 6q | -2.8%-$3.6M |
| MILLER VALUE PARTNERS, LLC | $52.2M incl. $6.1M options CALL | 8,416,710 | 1.85% | 5q | HELD |
| VANGUARD GROUP INC | $42.1M | 7,690,989 | 0.00% | 5q | +8.0%+$3.1M |
| BlackRock Inc. | $38.0M | 6,941,523 | 0.00% | 5q | -6.2%-$2.5M |
| STATE STREET CORP | $20.2M | 3,689,110 | 0.00% | 5q | -15.6%-$3.7M |
| Sumitomo Mitsui Trust Holdings, Inc. | $17.1M | 3,121,849 | 0.01% | 4q | -2.4%-$416.5K |
| Nikko Asset Management Americas, Inc. | $17.1M | 3,121,849 | 0.27% | 4q | -2.4%-$416.5K |
| GEODE CAPITAL MANAGEMENT, LLC | $11.8M | 2,148,870 | 0.00% | 5q | +102.3%+$6.0M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $10.3M incl. $6.8M options CALL+PUT | 635,021 | 0.00% | 5q | -3.7%-$399.3K |
| American Portfolios Advisors | $9.7M | 1,775,000 | 0.00% | 9q | HELD |
| JACOBS LEVY EQUITY MANAGEMENT, INC | $6.0M | 1,086,040 | 0.06% | new | NEW |
| NORTHERN TRUST CORP | $5.3M | 960,126 | 0.00% | 5q | +6.4%+$314.3K |
| AXA | $5.2M | 955,016 | 0.01% | 3q | +49.2%+$1.7M |
| MSD Partners, L.P. | $4.9M | 900,000 | 1.09% | 4q | -10.0%-$548.0K |
| Federation des caisses Desjardins du Quebec | $4.9M | 900,000 | 0.00% | 11q | HELD |
| First Washington CORP | $4.8M | 881,230 | 2.22% | 5q | -2.3%-$111.5K |
| MILLENNIUM MANAGEMENT LLC | $4.5M | 820,883 | 0.01% | 5q | +396.5%+$3.6M |
| First Eagle Investment Management, LLC | $4.5M | 816,818 | 0.01% | 5q | -3.1%-$141.6K |
| HBK INVESTMENTS L P | $4.3M incl. $4.0M options PUT | 70,102 | 0.04% | 5q | HELD |
| MORGAN STANLEY | $4.1M | 741,645 | 0.00% | 9q | -13.3%-$624.8K |
| GROUP ONE TRADING, L.P. | $2.9M CALL+PUT | options only | 0.02% | 5q | OPTIONS |
| BREWIN DOLPHIN LTD | $2.7M | 500,000 | 0.00% | 10q | HELD |
| D. E. Shaw & Co., Inc. | $2.7M | 490,276 | 0.00% | 3q | +700.6%+$2.4M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $2.4M | 440,479 | 0.00% | 5q | +2.7%+$64.6K |
| WOLVERINE ASSET MANAGEMENT LLC | $2.0M CALL+PUT | options only | 0.02% | 5q | OPTIONS |
| TWO SIGMA INVESTMENTS, LP | $1.8M | 330,068 | 0.01% | 3q | +144.4%+$1.1M |
| ARK Investment Management LLC | $1.8M | 324,891 | 0.04% | 2q | +80.4%+$793.4K |
| Bank of New York Mellon Corp | $1.7M | 318,882 | 0.00% | 5q | +0.6%+$11.1K |
| GOLDMAN SACHS GROUP INC | $1.7M | 312,179 | 0.00% | 5q | -9.0%-$168.9K |
| NORGES BANK | $1.7M | 307,820 | 0.00% | 8q | HELD |
| Nuveen Asset Management, LLC | $1.7M | 305,879 | 0.00% | 3q | +5.0%+$79.2K |
| BARCLAYS PLC | $1.6M incl. $19.0K options CALL+PUT | 293,765 | 0.00% | 5q | +3.2%+$51.0K |
| CITADEL ADVISORS LLC | $1.6M incl. $1.5M options CALL+PUT | 13,388 | 0.00% | 5q | -11.8%-$216.7K |
| IRIDIAN ASSET MANAGEMENT LLC/CT | $1.6M | 289,966 | 0.03% | 5q | +85.9%+$734.1K |
| CNH PARTNERS LLC | $1.4M | 250,683 | 0.02% | 5q | -5.6%-$80.8K |
| WOLVERINE TRADING, LLC | $1.2M incl. $1.1M options CALL+PUT | 22,961 | 0.00% | 2q | +45.4%+$387.2K |
| SANDERS MORRIS HARRIS LLC | $1.2M | 222,809 | 0.27% | 5q | +6.2%+$68.4K |
| WELLS FARGO & COMPANY/MN | $985.0K | 179,794 | 0.00% | 5q | +4.9%+$45.7K |
| CITIGROUP INC | $919.0K incl. $369.0K options CALL+PUT | 100,365 | 0.00% | 5q | -68.0%-$2.0M |
| Parallax Volatility Advisers, L.P. | $880.0K incl. $877.0K options CALL | 530 | 0.00% | 5q | HELD |
| Creative Planning | $859.0K incl. $1.0K options CALL | 156,629 | 0.00% | 5q | +8.4%+$66.9K |
| Sculptor Capital LP | $851.0K incl. $214.0K options PUT | 116,258 | 0.01% | 5q | HELD |
| PNC Financial Services Group, Inc. | $839.0K | 153,054 | 0.00% | 5q | -4.7%-$41.1K |
| SIMPLEX TRADING, LLC | $826.0K CALL+PUT | options only | 0.00% | 5q | OPTIONS |
| ALLIANCEBERNSTEIN L.P. | $796.0K | 145,200 | 0.00% | 5q | HELD |
| Swiss National Bank | $764.0K | 139,700 | 0.00% | 5q | +2.9%+$21.3K |
| UBS Group AG | $742.0K | 135,509 | 0.00% | 5q | -10.8%-$89.5K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $739.0K | 134,800 | 0.00% | 5q | +107.7%+$383.2K |
| AMERIPRISE FINANCIAL INC | $691.0K | 126,052 | 0.00% | new | NEW |
| Rafferty Asset Management, LLC | $630.0K | 115,021 | 0.01% | 4q | -59.9%-$941.6K |
| RHUMBLINE ADVISERS | $628.0K | 114,595 | 0.00% | 5q | +2.0%+$12.5K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $613.0K | 111,818 | 0.00% | 5q | HELD |
| JPMORGAN CHASE & CO | $610.0K incl. $55.0K options PUT | 101,261 | 0.00% | 5q | +319.7%+$464.7K |
| UBS ASSET MANAGEMENT AMERICAS INC | $603.7K | 110,162,000? | 0.00% | 5q | |
| STATE OF WISCONSIN INVESTMENT BOARD | $602.0K | 109,900 | 0.00% | 5q | HELD |
| CREDIT SUISSE AG/ | $510.0K | 93,171 | 0.00% | 5q | +34.8%+$131.8K |
| Linden Advisors LP | $494.0K | 90,164 | 0.01% | 3q | HELD |
| DIXON HUBARD FEINOUR & BROWN INC/VA | $474.0K | 86,544 | 0.12% | 5q | HELD |
| Alpine Global Management, LLC | $455.0K | 83,104 | 0.10% | new | NEW |
| Raymond James Financial Services Advisors, Inc. | $415.0K | 75,714 | 0.00% | 5q | +124.1%+$229.8K |
| Daiwa Securities Group Inc. | $389.0K incl. $1.0K options OPT | 72,418 | 0.00% | 5q | -21.7%-$107.9K |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $368.0K | 65,287 | 0.00% | 5q | -8.8%-$35.6K |
| Russell Investments Group, Ltd. | $359.0K | 65,736 | 0.00% | new | NEW |
| Walleye Capital LLC | $355.0K CALL+PUT | options only | 0.02% | 4q | OPTIONS |
| TWO SIGMA ADVISERS, LP | $336.0K | 61,311 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $332.0K | 60,497 | 0.00% | 5q | +7.7%+$23.9K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $321.0K | 58,583 | 0.00% | 5q | +5.0%+$15.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $314.0K | 57,398 | 0.00% | 5q | HELD |
| NEW YORK STATE COMMON RETIREMENT FUND | $309.0K | 56,400 | 0.00% | 5q | -23.2%-$93.1K |
| BANK OF AMERICA CORP /DE/ | $283.0K | 51,611 | 0.00% | 5q | -34.4%-$148.4K |
| CAPSTONE INVESTMENT ADVISORS, LLC | $275.0K PUT | options only | 0.00% | new | OPTIONS |
| Greenwich Wealth Management LLC | $274.0K | 50,001 | 0.06% | 5q | HELD |
| Parametric Portfolio Associates LLC | $265.0K | 48,430 | 0.00% | 5q | +7.6%+$18.8K |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $264.0K | 48,085 | 0.01% | 4q | -3.7%-$10.0K |
| HighTower Advisors, LLC | $257.0K | 47,073 | 0.00% | 5q | -34.8%-$137.4K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $256.0K | 46,653 | 0.00% | 5q | -1.3%-$3.5K |
| Private Advisor Group, LLC | $252.0K | 45,905 | 0.00% | 5q | +9.4%+$21.7K |
| AMERICAN INTERNATIONAL GROUP INC | $249.0K | 45,471 | 0.00% | 5q | HELD |
| ProShare Advisors LLC | $247.0K | 45,023 | 0.00% | 5q | -13.5%-$38.5K |
| Invesco Ltd. | $243.0K | 44,277 | 0.00% | 5q | -6.1%-$15.9K |
| Aptus Capital Advisors, LLC | $243.0K | 44,399 | 0.02% | 3q | HELD |
| Polygon Management Ltd. | $239.0K | 43,634 | 0.04% | 3q | HELD |
| ROYAL BANK OF CANADA | $226.0K | 41,188 | 0.00% | 5q | +81.1%+$101.2K |
| Janney Montgomery Scott LLC | $224.0K | 40,958 | 0.00% | 5q | -4.3%-$10.1K |
| Northeast Financial Consultants Inc | $224.0K | 40,881 | 0.02% | 5q | -1.4%-$3.3K |
| Dorsey & Whitney Trust CO LLC | $222.0K | 40,420 | 0.03% | 4q | HELD |
| TWO SIGMA SECURITIES, LLC | $222.0K | 40,524 | 0.00% | 3q | +78.5%+$97.6K |
| RAYMOND JAMES & ASSOCIATES | $219.0K | 40,034 | 0.00% | 5q | -2.6%-$5.7K |
| LPL Financial LLC | $217.0K | 39,639 | 0.00% | 5q | +34.3%+$55.4K |
| Virtu Financial LLC | $206.0K | 37,618 | 0.02% | 2q | +244.1%+$146.1K |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $198.0K | 36,192 | 0.00% | 5q | HELD |
| Trexquant Investment LP | $196.0K | 35,807 | 0.01% | new | NEW |
| Voya Investment Management LLC | $195.0K | 35,591 | 0.00% | 5q | +20.1%+$32.6K |
| Cutler Group LP | $195.0K incl. $69.0K options PUT | 23,000 | 0.01% | 5q | HELD |
| Peloton Wealth Strategists | $186.0K | 34,000 | 0.11% | 5q | -5.6%-$10.9K |
| Legal & General Group Plc | $181.0K | 33,184 | 0.00% | 5q | +2.3%+$4.0K |
| MetLife Investment Management, LLC | $179.6K | 32,766,000? | 0.00% | 6q | |
| Guggenheim Capital LLC | $175.0K | 31,848 | 0.00% | 5q | -7.1%-$13.5K |
| MAGNOLIA CAPITAL ADVISORS LLC | $175.0K | 32,023 | 0.17% | new | FIRST |
Showing the largest 100 of 160 reported holders. The count of 157 above leaves out 3 positions whose reported value failed our price check; they are listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 157 | $868.3M | 153,425,761 | 17 | 42 | 47 | 3.2% |
| Q3 2019 | 164 | $898.5M | 151,574,941 | 21 | 40 | 40 | 3.5% |
| Q2 2019 | 163 | $1.2B | 150,959,325 | 26 | 54 | 37 | 4.4% |
| Q1 2019 | 158 | $806.5M | 149,157,907 | 24 | 49 | 37 | 2.7% |
| Q4 2018 | 163 | $993.5M | 146,633,451 | 4 | 3 | 4 | 3.2% |