DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (XPND)
Institutional ownership reported to the SEC as of Q2 2026, across 22 quarters.
31
Reporting holders
$25.3M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Integrated Wealth Concepts LLC | $6.8M | 163,627 | 0.04% | 2q | -11.2%-$859.9K |
| OSAIC HOLDINGS, INC. | $3.6M | 86,726 | 0.00% | 17q | +2.7%+$95.0K |
| Cambridge Investment Research Advisors, Inc. | $3.1M | 73,520 | 0.00% | 13q | +103.9%+$1.6M |
| HighTower Advisors, LLC | $1.7M | 40,208 | 0.00% | 8q | +10.2%+$155.5K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $1.2M | 29,064 | 0.06% | 6q | -2.2%-$27.5K |
| CITADEL ADVISORS LLC | $980.8K | 23,441 | 0.00% | 3q | +51.5%+$333.3K |
| Harvest Investment Services, LLC | $877.9K | 20,980 | 0.14% | 8q | +1.2%+$10.8K |
| Clear Creek Financial Management, LLC | $823.7K | 19,685 | 0.05% | 5q | +29.3%+$186.6K |
| Bullseye Investment Management, LLC | $758.5K | 18,128 | 0.37% | 7q | HELD |
| LPL Financial LLC | $720.8K | 17,226 | 0.00% | 2q | +57.9%+$264.2K |
| Sanctuary Advisors, LLC | $605.8K | 14,477 | 0.00% | 4q | +36.8%+$163.1K |
| GOLDMAN SACHS GROUP INC | $578.6K | 13,828 | 0.00% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $561.0K | 13,407 | 0.00% | 5q | +2.0%+$11.0K |
| Foundations Investment Advisors, LLC | $509.4K | 12,175 | 0.01% | 5q | +22.1%+$92.2K |
| &PARTNERS | $447.4K | 10,693 | 0.00% | 5q | -1.4%-$6.2K |
| Arkadios Wealth Advisors | $412.9K | 9,868 | 0.01% | 5q | +0.5%+$2.1K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $349.9K | 8,363 | 0.00% | 5q | +3.7%+$12.6K |
| Concurrent Investment Advisors, LLC | $245.0K | 5,854 | 0.00% | new | NEW |
| Cetera Investment Advisers | $216.5K | 5,173 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $204.7K | 4,892 | 0.00% | 10q | -3.4%-$7.2K |
| HAZLETT, BURT & WATSON, INC. | $176.0K | 4,200 | 0.05% | 16q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $117.5K | 2,866 | 0.01% | 3q | HELD |
| PRIVATE TRUST CO NA | $79.5K | 1,900 | 0.01% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $76.7K | 1,833 | 0.00% | 7q | HELD |
| IFP Advisors, Inc | $44.3K | 1,058 | 0.00% | 4q | HELD |
| AE Wealth Management LLC | $30.5K | 730 | 0.00% | 7q | HELD |
| Colonial Trust Advisors | $23.5K | 562 | 0.00% | new | NEW |
| Ashton Thomas Private Wealth, LLC | $10.9K | 260 | 0.00% | 2q | HELD |
| UBS Group AG | $6.3K | 150 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $5.2K | 125 | 0.00% | new | NEW |
| MORGAN STANLEY | $67 | 1 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 4 | $1.6M | 40,292 | 0 | 1 | 1 | 0.0% |
| Q2 2026 | 31 | $25.3M | 605,020 | 7 | 12 | 4 | 0.0% |
| Q1 2026 | 26 | $34.9M | 1,063,465 | 5 | 10 | 7 | 0.0% |
| Q4 2025 | 27 | $31.9M | 884,275 | 6 | 6 | 6 | 0.0% |
| Q3 2025 | 26 | $18.1M | 513,703 | 6 | 10 | 3 | 0.0% |
| Q2 2025 | 21 | $15.6M | 470,630 | 10 | 1 | 6 | 0.0% |
| Q1 2025 | 14 | $12.8M | 453,705 | 4 | 7 | 1 | 0.0% |
| Q4 2024 | 16 | $9.2M | 303,256 | 6 | 4 | 4 | 0.0% |
| Q3 2024 | 10 | $11.3M | 392,892 | 3 | 1 | 5 | 0.0% |
| Q2 2024 | 10 | $11.1M | 393,999 | 3 | 2 | 4 | 0.0% |
| Q1 2024 | 8 | $10.3M | 389,548 | 2 | 2 | 3 | 0.0% |
| Q4 2023 | 6 | $8.1M | 345,936 | 2 | 2 | 1 | 0.0% |
| Q3 2023 | 5 | $3.6M | 173,690 | 0 | 3 | 1 | 0.0% |
| Q2 2023 | 7 | $3.6M | 173,532 | 1 | 3 | 2 | 0.0% |
| Q1 2023 | 7 | $5.4M | 291,861 | 2 | 3 | 0 | 0.0% |
| Q4 2022 | 6 | $14.9M | 925,647 | 3 | 0 | 1 | 0.0% |
| Q3 2022 | 4 | $752.0K | 50,239 | 1 | 2 | 0 | 0.0% |
| Q2 2022 | 6 | $13.8M | 860,684 | 5 | 0 | 1 | 0.0% |
| Q1 2022 | 2 | $893.0K | 44,261 | 1 | 1 | 0 | 0.0% |
| Q4 2021 | 3 | $18.2M | 790,543 | 2 | 0 | 0 | 0.0% |
| Q3 2021 | 2 | $14.2M | 696,669 | 0 | 1 | 0 | 0.0% |
| Q2 2021 | 3 | $11.2M | 540,493 | 3 | 0 | 0 | 0.0% |