DaveManuel.com · Institutional Ownership · Who Owns It
AB ACTIVE ETFS INC (YEAR)
Institutional ownership reported to the SEC as of Q2 2026, across 17 quarters.
93
Reporting holders
$1.2B
Reported value
0.0%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | $657.2M | 13,020,755 | 0.22% | 16q | -6.7%-$47.6M |
| LPL Financial LLC | $153.3M | 3,046,221 | 0.03% | 15q | -6.2%-$10.2M |
| BOS Asset Management, LLC | $47.5M | 943,059 | 11.02% | 14q | -1.1%-$529.8K |
| RAYMOND JAMES FINANCIAL INC | $46.6M | 925,699 | 0.01% | 7q | -8.1%-$4.1M |
| WELLS FARGO & COMPANY/MN | $45.6M | 906,812 | 0.01% | 11q | +22.1%+$8.3M |
| Kensington Asset Management, LLC | $43.8M | 869,794 | 2.39% | 5q | +20.8%+$7.6M |
| IHT Wealth Management, LLC | $37.8M | 751,307 | 0.80% | 14q | +10.5%+$3.6M |
| BANK OF AMERICA CORP /DE/ | $18.9M | 374,925 | 0.00% | 3q | +59.2%+$7.0M |
| D.A. DAVIDSON & CO. | $14.0M | 277,632 | 0.08% | 11q | HELD |
| Global Retirement Partners, LLC | $13.7M | 271,547 | 0.21% | 2q | +347.0%+$10.6M |
| TRUIST FINANCIAL CORP | $12.9M | 256,100 | 0.02% | 14q | +1.2%+$158.0K |
| Private Advisor Group, LLC | $10.2M | 203,416 | 0.05% | 13q | -34.5%-$5.4M |
| STIFEL FINANCIAL CORP | $10.0M | 198,666 | 0.01% | 14q | +10.4%+$943.3K |
| Kingsview Wealth Management, LLC | $9.0M | 178,264 | 0.11% | 16q | +6.4%+$535.8K |
| Ausdal Financial Partners, Inc. | $8.4M | 167,519 | 0.33% | 13q | +7.8%+$607.4K |
| OSAIC HOLDINGS, INC. | $7.8M | 155,835 | 0.01% | 15q | -11.9%-$1.1M |
| ENVESTNET ASSET MANAGEMENT INC | $7.8M | 155,773 | 0.00% | 14q | -5.8%-$479.7K |
| Cambridge Investment Research Advisors, Inc. | $7.3M | 144,474 | 0.01% | 15q | +101.3%+$3.7M |
| HighPoint Advisor Group LLC | $6.7M | 133,419 | 0.24% | 3q | -2.1%-$144.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.3M | 125,809 | 0.01% | 15q | -26.0%-$2.2M |
| Creative Planning | $5.4M | 107,777 | 0.00% | new | NEW |
| PMG Wealth Management, Inc. | $4.9M | 98,583 | 3.06% | 7q | +5.2%+$244.5K |
| &PARTNERS | $4.1M | 81,864 | 0.02% | 2q | +366.4%+$3.2M |
| WEDBUSH SECURITIES INC | $4.1M | 81,728 | 0.11% | 5q | -33.9%-$2.1M |
| GOLDMAN SACHS GROUP INC | $3.8M | 74,680 | 0.00% | new | NEW |
| Cooper Financial Group | $3.6M | 72,257 | 0.30% | 2q | +11.4%+$372.8K |
| Mariner, LLC | $3.6M | 70,889 | 0.00% | 12q | -54.0%-$4.2M |
| Cetera Investment Advisers | $3.4M | 66,876 | 0.00% | 5q | +73.7%+$1.4M |
| Kestra Advisory Services, LLC | $2.9M | 57,731 | 0.01% | 15q | HELD |
| Concurrent Investment Advisors, LLC | $2.7M | 54,582 | 0.02% | 6q | +101.7%+$1.4M |
| Sanctuary Advisors, LLC | $2.5M | 50,405 | 0.01% | 9q | +5.7%+$136.6K |
| FLAGSHIP HARBOR ADVISORS, LLC | $2.2M | 43,643 | 0.08% | 14q | -10.0%-$244.4K |
| CITADEL ADVISORS LLC | $2.1M | 42,633 | 0.00% | new | NEW |
| Atlas Private Wealth Advisors | $2.0M | 40,077 | 0.44% | 5q | -20.9%-$534.5K |
| Welch Financial Planning, LLC | $1.6M | 32,683 | 0.96% | 3q | +25.3%+$332.6K |
| Horizon Wealth Management, LLC | $1.6M | 31,250 | 0.20% | 4q | +10.6%+$150.6K |
| Equitable Holdings, Inc. | $1.5M | 29,910 | 0.01% | 7q | +14.3%+$188.6K |
| Warner Group LLC | $1.5M | 29,534 | 0.37% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.4M | 28,639 | 0.00% | 12q | +1.6%+$22.1K |
| NewEdge Advisors, LLC | $1.3M | 25,391 | 0.00% | 11q | -7.3%-$100.6K |
| Wagner Wealth Management, LLC | $1.2M | 24,394 | 0.23% | 2q | +871.1%+$1.1M |
| Tortuga Wealth Management, Inc | $1.2M | 24,193 | 0.92% | 3q | +59.2%+$453.1K |
| Wealthcare Advisory Partners LLC | $1.2M | 24,071 | 0.02% | 13q | -4.4%-$56.3K |
| MGO ONE SEVEN LLC | $1.2M | 23,050 | 0.02% | 4q | +17.0%+$168.6K |
| USAdvisors Wealth Management, LLC | $1.1M | 20,995 | 0.30% | 7q | +3.3%+$33.2K |
| EverSource Wealth Advisors, LLC | $1.0M | 20,782 | 0.04% | 3q | -4.9%-$53.5K |
| CDKV HOLDINGS LLC | $1.0M | 20,057 | 0.79% | 3q | HELD |
| Legacy Wealth Advisors, LLC | $991.0K | 19,687 | 0.43% | 3q | -74.5%-$2.9M |
| TME FINANCIAL, INC. | $950.9K | 18,889 | 0.59% | 7q | +6.8%+$60.8K |
| Trilogy Capital Inc. | $921.6K | 18,307 | 0.04% | 14q | HELD |
| MAI Capital Management | $903.4K | 17,946 | 0.00% | 3q | -8.7%-$85.8K |
| Steward Partners Investment Advisory, LLC | $824.1K | 16,372 | 0.00% | 8q | +7.9%+$60.1K |
| Quantum Private Wealth, LLC | $818.4K | 16,257 | 0.21% | 12q | +14.1%+$101.0K |
| PRIVATE TRUST CO NA | $815.5K | 16,200 | 0.07% | 15q | +14.1%+$100.7K |
| Davis Wealth Advisors, LLC | $745.9K | 14,818 | 0.58% | 4q | -1.1%-$8.0K |
| Alteri Wealth LLC | $732.2K | 14,546 | 0.20% | 7q | +49.5%+$242.5K |
| WPG Advisers, LLC | $694.0K | 13,786 | 0.41% | 7q | -0.8%-$5.8K |
| ENCOMPASS WEALTH ADVISORS, LLC | $692.0K | 13,747 | 0.21% | 14q | +0.9%+$6.0K |
| COZAD ASSET MANAGEMENT INC | $682.6K | 13,560 | 0.04% | 9q | -2.2%-$15.7K |
| Arkadios Wealth Advisors | $632.4K | 12,563 | 0.01% | 2q | -14.2%-$104.7K |
| BRIGHTON JONES LLC | $617.5K | 12,267 | 0.01% | new | NEW |
| Laraway Financial Advisors Inc | $571.8K | 11,358 | 0.35% | 8q | +10.3%+$53.6K |
| INDEPENDENT FINANCIAL GROUP, LLC | $523.9K | 10,408 | 0.01% | 10q | -10.7%-$62.7K |
| JONES FINANCIAL COMPANIES LLLP | $499.2K | 9,915 | 0.00% | 2q | +171.3%+$315.2K |
| GREAT VALLEY ADVISOR GROUP, INC. | $493.9K | 9,812 | 0.01% | 13q | -11.3%-$62.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $490.9K | 9,751 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $475.5K | 9,445 | 0.00% | 2q | +1.8%+$8.4K |
| Next Level Private LLC | $474.2K | 9,421 | 0.09% | 3q | -6.9%-$35.3K |
| MML INVESTORS SERVICES, LLC | $467.7K | 9,291 | 0.00% | 13q | -3.1%-$14.9K |
| Integrated Wealth Concepts LLC | $381.3K | 7,575 | 0.00% | 9q | -19.8%-$93.9K |
| MMA ASSET MANAGEMENT LLC | $367.8K | 7,306 | 0.12% | 6q | -2.4%-$8.9K |
| Cornerstone Wealth Management, LLC | $364.9K | 7,248 | 0.02% | 11q | -8.3%-$33.0K |
| LEAVELL INVESTMENT MANAGEMENT, INC. | $322.0K | 6,396 | 0.01% | 12q | -20.7%-$84.2K |
| Lido Advisors, LLC | $307.1K | 6,101 | 0.00% | new | NEW |
| Ellsworth Advisors, LLC | $304.8K | 6,064 | 0.05% | 15q | -13.7%-$48.6K |
| OPPENHEIMER & CO INC | $304.3K | 6,045 | 0.00% | 3q | HELD |
| Claro Advisors Inc. | $292.3K | 5,807 | 0.03% | 5q | -22.6%-$85.4K |
| Merit Financial Group, LLC | $279.8K | 5,559 | 0.00% | 8q | +0.8%+$2.1K |
| ROTHSCHILD INVESTMENT LLC | $274.4K | 5,450 | 0.01% | 7q | HELD |
| RFG Advisory, LLC | $267.5K | 5,314 | 0.00% | 10q | +0.7%+$1.8K |
| Compton Financial Group, LLC | $220.2K | 4,374 | 0.04% | new | NEW |
| Cresset Asset Management, LLC | $203.0K | 4,032 | 0.00% | 3q | -7.2%-$15.7K |
| Colonial Trust Advisors | $134.7K | 2,675 | 0.01% | 5q | HELD |
| Rockefeller Capital Management L.P. | $102.8K | 2,042 | 0.00% | 4q | -27.4%-$38.8K |
| N.E.W. Advisory Services LLC | $72.7K | 1,444 | 0.00% | 3q | HELD |
| 1015 Capital Partners, LLC | $22.4K | 445 | 0.02% | 3q | HELD |
| ROYAL BANK OF CANADA | $14.0K | 270 | 0.00% | new | NEW |
| Capital Investment Advisory Services, LLC | $13.2K | 262 | 0.00% | 9q | -12.4%-$1.9K |
| BANK OF MONTREAL /CAN/ | $10.1K | 200 | 0.00% | 3q | HELD |
| Westside Investment Management, Inc. | $9.1K | 180 | 0.00% | 8q | HELD |
| UBS Group AG | $201 | 4 | 0.00% | new | NEW |
| MORGAN STANLEY | $97 | 1 | 0.00% | 2q | -99.0%-$10.0K |
| JPMORGAN CHASE & CO | $8 | none filed | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 25 | $90.7M | 1,811,675 | 1 | 8 | 13 | 0.0% |
| Q2 2026 | 93 | $1.2B | 24,768,840 | 11 | 35 | 36 | 0.0% |
| Q1 2026 | 87 | $1.3B | 25,040,755 | 9 | 32 | 36 | 0.0% |
| Q4 2025 | 85 | $1.3B | 25,400,774 | 15 | 31 | 26 | 0.0% |
| Q3 2025 | 75 | $1.2B | 24,406,700 | 8 | 32 | 27 | 0.0% |
| Q2 2025 | 77 | $1.3B | 25,806,591 | 11 | 34 | 26 | 0.0% |
| Q1 2025 | 74 | $1.1B | 22,565,754 | 8 | 31 | 25 | 0.0% |
| Q4 2024 | 77 | $1.1B | 21,181,484 | 12 | 33 | 19 | 0.0% |
| Q3 2024 | 67 | $1.1B | 20,838,015 | 10 | 36 | 13 | 0.0% |
| Q2 2024 | 63 | $1.0B | 19,826,782 | 16 | 29 | 11 | 0.0% |
| Q1 2024 | 49 | $871.0M | 17,240,763 | 10 | 22 | 13 | 0.0% |
| Q4 2023 | 44 | $602.5M | 11,979,825 | 6 | 21 | 10 | 0.0% |
| Q3 2023 | 41 | $507.1M | 10,101,636 | 7 | 19 | 11 | 0.0% |
| Q2 2023 | 35 | $412.3M | 8,218,702 | 9 | 17 | 6 | 0.0% |
| Q1 2023 | 30 | $312.3M | 6,221,062 | 18 | 12 | 0 | 0.0% |
| Q4 2022 | 12 | $181.0M | 3,623,611 | 9 | 1 | 2 | 0.0% |
| Q3 2022 | 3 | $148.6M | 2,981,785 | 3 | 0 | 0 | 0.0% |