DaveManuel.com · Institutional Ownership · Who Owns It
PRINCIPAL EXCHANGE TRADED FD (YLD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
69
Reporting holders
$507.2M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | $91.7M | 4,807,872 | 1.10% | 11q | +44.1%+$28.1M |
| ENVESTNET ASSET MANAGEMENT INC | $82.7M | 4,334,582 | 0.02% | 27q | +50.1%+$27.6M |
| PRINCIPAL FINANCIAL GROUP INC | $61.9M | 3,253,825 | 0.03% | 19q | +4.1%+$2.4M |
| AMERIPRISE FINANCIAL INC | $39.8M | 2,086,927 | 0.01% | 4q | +39.2%+$11.2M |
| WELLS FARGO & COMPANY/MN | $36.6M | 1,920,432 | 0.01% | 14q | +28.1%+$8.0M |
| LPL Financial LLC | $29.1M | 1,526,597 | 0.01% | 31q | +13.9%+$3.6M |
| Cyndeo Wealth Partners, LLC | $21.2M | 1,112,557 | 1.00% | 13q | +3.9%+$797.0K |
| Ameritas Investment Partners, Inc. | $18.1M | 950,578 | 0.48% | 13q | +4.4%+$770.8K |
| RAYMOND JAMES FINANCIAL INC | $16.5M | 866,006 | 0.00% | 7q | +20.0%+$2.7M |
| BALANCED WEALTH GROUP LLC | $16.4M | 860,404 | 5.19% | 3q | +4.5%+$712.3K |
| STIFEL FINANCIAL CORP | $9.9M | 518,546 | 0.01% | 8q | HELD |
| McAdam, LLC | $8.3M | 437,028 | 0.32% | 8q | +97.6%+$4.1M |
| ROYAL BANK OF CANADA | $7.0M | 367,334 | 0.00% | 30q | -14.4%-$1.2M |
| Integrated Wealth Concepts LLC | $6.7M | 353,081 | 0.04% | 6q | +1.0%+$66.9K |
| BlueStem Wealth Partners, LLC | $6.3M | 330,214 | 0.63% | 6q | +10.9%+$617.4K |
| JPMORGAN CHASE & CO | $5.8M | 303,525 | 0.00% | 12q | +1.9%+$110.6K |
| US BANCORP \DE\ | $5.8M | 303,329 | 0.01% | 6q | +10.5%+$549.6K |
| OSAIC HOLDINGS, INC. | $5.0M | 260,642 | 0.01% | 15q | +140.3%+$2.9M |
| MLG Wealth Management DBA Pine Grove Financial Group | $4.6M | 240,529 | 0.47% | 3q | HELD |
| Manske Wealth Management | $3.3M | 174,477 | 0.83% | 7q | -1.8%-$62.1K |
| NICOLET BANKSHARES INC | $2.7M | 143,202 | 0.09% | 5q | -74.2%-$7.8M |
| CreativeOne Wealth, LLC | $2.1M | 112,605 | 0.05% | 6q | +61.9%+$821.4K |
| Ameritas Advisory Services, LLC | $2.0M | 104,007 | 0.04% | 11q | +60.3%+$746.6K |
| Fifth Third Securities, Inc. | $1.9M | 99,978 | 0.11% | 4q | +40.7%+$551.9K |
| Cambridge Investment Research Advisors, Inc. | $1.9M | 97,950 | 0.00% | 8q | +121.9%+$1.0M |
| IAG Wealth Partners, LLC | $1.7M | 87,776 | 0.17% | 2q | +11314.3%+$1.7M |
| Steward Partners Investment Advisory, LLC | $1.5M | 79,159 | 0.01% | 5q | +18.9%+$240.1K |
| NewEdge Advisors, LLC | $1.5M | 78,071 | 0.00% | 6q | -4.3%-$67.4K |
| AJ Advisors, LLC | $1.5M | 77,941 | 0.46% | new | NEW |
| Capital Investment Advisory Services, LLC | $1.4M | 72,642 | 0.09% | 10q | +4.9%+$64.1K |
| Private Advisor Group, LLC | $1.3M | 70,647 | 0.01% | 6q | +50.9%+$454.5K |
| Smartleaf Asset Management LLC | $933.2K | 48,882 | 0.03% | 11q | HELD |
| Greenline Wealth Management LLC | $733.4K | 38,439 | 0.60% | 3q | +20.0%+$122.0K |
| Hobart Private Capital, LLC | $677.8K | 35,522 | 0.12% | 10q | -3.2%-$22.4K |
| Atria Investments, Inc | $665.4K | 34,876 | 0.01% | 4q | +15.1%+$87.5K |
| Gallagher Fiduciary Advisors, LLC | $657.4K | 34,453 | 0.02% | 4q | +15.9%+$90.4K |
| Transcendent Capital Group LLC | $630.8K | 33,060 | 0.25% | 3q | +9.3%+$53.7K |
| PFG Investments, LLC | $493.6K | 25,872 | 0.02% | 8q | -9.3%-$50.8K |
| Western Wealth Management, LLC | $484.4K | 25,386 | 0.02% | 2q | -9.2%-$49.2K |
| IFP Advisors, Inc | $449.6K | 23,566 | 0.01% | 4q | +5.1%+$21.8K |
| Milestones Private Investment Advisors LLC | $425.8K | 22,314 | 0.34% | 5q | +5.1%+$20.8K |
| Cerity Partners LLC | $367.8K | 19,279 | 0.00% | 3q | -3.4%-$12.9K |
| DAVENPORT & Co LLC | $355.3K | 18,624 | 0.00% | 6q | -10.9%-$43.5K |
| CITADEL ADVISORS LLC | $346.4K | 18,153 | 0.00% | 3q | -30.5%-$152.2K |
| Arete Wealth Advisors, LLC | $341.8K | 17,915 | 0.02% | new | NEW |
| Stonebridge Financial Group, LLC / MO | $338.5K | 17,742 | 0.22% | 3q | -3.2%-$11.3K |
| Prospera Financial Services Inc | $306.4K | 16,059 | 0.00% | 3q | HELD |
| Janney Montgomery Scott LLC | $283.0K | 14,823 | 0.00% | 14q | HELD |
| Belpointe Asset Management LLC | $246.7K | 12,928 | 0.01% | 5q | -1.2%-$3.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $240.8K | 12,620 | 0.00% | 29q | -90.0%-$2.2M |
| VERUS CAPITAL PARTNERS, LLC | $222.8K | 11,676 | 0.01% | 6q | HELD |
| TRUIST FINANCIAL CORP | $217.5K | 11,397 | 0.00% | 10q | -0.6%-$1.3K |
| Advisory Services Network, LLC | $210.0K | 11,005 | 0.00% | 4q | -25.4%-$71.5K |
| MML INVESTORS SERVICES, LLC | $205.5K | 10,768 | 0.00% | 8q | -14.9%-$36.0K |
| Sigma Planning Corp | $201.6K | 10,567 | 0.01% | new | NEW |
| Allied Private Wealth LLC | $192.2K | 10,159 | 0.12% | new | FIRST |
| EP Wealth Advisors, LLC | $118.2K | 6,195 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $82.2K | 4,308 | 0.00% | 7q | -16.7%-$16.4K |
| Farther Finance Advisors, LLC | $72.0K | 3,775 | 0.00% | 3q | -1.8%-$1.3K |
| FIFTH THIRD BANCORP | $61.9K | 3,242 | 0.00% | 2q | HELD |
| Cape Investment Advisory, Inc. | $58.4K | 3,059 | 0.02% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $39.4K | 2,085 | 0.00% | 2q | HELD |
| FIRST COMMUNITY TRUST NA | $25.5K | 1,337 | 0.01% | 8q | HELD |
| CoreCap Advisors, LLC | $17.2K | 902 | 0.00% | 6q | HELD |
| AdvisorNet Financial, Inc | $9.8K | 515 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $1.5K | 79 | 0.00% | 21q | HELD |
| Pinnacle Bancorp, Inc. | $782 | 41 | 0.00% | new | NEW |
| BNP PARIBAS FINANCIAL MARKETS | $191 | 10 | 0.00% | 3q | HELD |
| FMR LLC | $27 | 14 | 0.00% | 9q | -6.7% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 17 | $46.0M | 2,491,578 | 1 | 10 | 5 | 0.0% |
| Q2 2026 | 69 | $507.2M | 26,594,110 | 7 | 30 | 19 | 0.0% |
| Q1 2026 | 69 | $414.6M | 21,891,450 | 10 | 32 | 16 | 0.0% |
| Q4 2025 | 71 | $385.9M | 20,297,206 | 10 | 33 | 21 | 0.0% |
| Q3 2025 | 68 | $343.5M | 17,685,386 | 11 | 34 | 13 | 0.0% |
| Q2 2025 | 61 | $266.4M | 13,773,676 | 10 | 34 | 9 | 0.0% |
| Q1 2025 | 58 | $281.2M | 12,477,083 | 13 | 26 | 8 | 0.0% |
| Q4 2024 | 53 | $217.0M | 11,312,368 | 6 | 30 | 7 | 0.0% |
| Q3 2024 | 51 | $202.3M | 10,359,724 | 13 | 18 | 13 | 0.0% |
| Q2 2024 | 40 | $179.6M | 9,427,169 | 6 | 18 | 10 | 0.0% |
| Q1 2024 | 38 | $138.4M | 7,228,516 | 6 | 19 | 8 | 0.0% |
| Q4 2023 | 35 | $120.9M | 6,412,988 | 8 | 6 | 11 | 0.0% |
| Q3 2023 | 24 | $82.7M | 4,583,432 | 5 | 9 | 7 | 0.0% |
| Q2 2023 | 22 | $85.1M | 4,639,556 | 6 | 7 | 5 | 0.0% |
| Q1 2023 | 18 | $50.5M | 2,758,974 | 6 | 2 | 7 | 0.0% |
| Q4 2022 | 14 | $65.0M | 3,642,849 | 2 | 4 | 5 | 0.0% |
| Q3 2022 | 13 | $59.1M | 3,406,832 | 1 | 5 | 5 | 0.0% |
| Q2 2022 | 16 | $173.5M | 9,774,796 | 3 | 3 | 8 | 0.0% |
| Q1 2022 | 17 | $195.3M | 9,793,080 | 1 | 3 | 8 | 0.0% |
| Q4 2021 | 20 | $209.3M | 10,046,233 | 4 | 6 | 7 | 0.0% |
| Q3 2021 | 18 | $599.0M | 28,614,217 | 2 | 14 | 2 | 0.0% |
| Q2 2021 | 18 | $596.4M | 14,273,817 | 2 | 6 | 8 | 0.0% |
| Q1 2021 | 18 | $584.1M | 14,311,913 | 3 | 3 | 7 | 0.0% |
| Q4 2020 | 16 | $11.5M | 289,469 | 1 | 5 | 7 | 0.0% |
| Q3 2020 | 19 | $12.6M | 334,630 | 1 | 4 | 10 | 0.0% |
| Q2 2020 | 22 | $17.7M | 491,359 | 3 | 6 | 8 | 0.0% |
| Q1 2020 | 21 | $16.1M | 500,120 | 4 | 7 | 6 | 0.0% |
| Q4 2019 | 22 | $17.8M | 433,131 | 4 | 8 | 4 | 0.0% |
| Q3 2019 | 17 | $13.0M | 323,822 | 4 | 5 | 4 | 0.0% |
| Q2 2019 | 14 | $10.9M | 272,220 | 4 | 3 | 4 | 0.0% |
| Q1 2019 | 11 | $9.2M | 231,076 | 5 | 3 | 0 | 0.0% |
| Q4 2018 | 7 | $5.4M | 141,421 | 0 | 0 | 0 | 0.0% |