DaveManuel.com · Institutional Ownership · Who Owns It
LEGG MASON ETF INVT (YLDE)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
46
Reporting holders
$112.4M
Reported value
0.0%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $52.5M | 944,594 | 0.01% | 21q | +3.1%+$1.6M |
| AMERIPRISE FINANCIAL INC | $15.2M | 273,293 | 0.00% | 4q | +5.5%+$795.6K |
| Shira Ridge Wealth Management | $10.5M | 188,660 | 3.66% | 12q | HELD |
| Private Advisor Group, LLC | $5.0M | 89,443 | 0.02% | 6q | +5.4%+$253.5K |
| Cetera Investment Advisers | $4.9M | 88,726 | 0.00% | 10q | -8.3%-$445.5K |
| ENVESTNET ASSET MANAGEMENT INC | $3.1M | 57,600 | 0.00% | 17q | +46.5%+$994.6K |
| ROYAL BANK OF CANADA | $2.5M | 45,047 | 0.00% | 5q | +18.1%+$384.5K |
| OSAIC HOLDINGS, INC. | $1.9M | 34,771 | 0.00% | 26q | -31.8%-$903.4K |
| TD PRIVATE CLIENT WEALTH LLC | $1.6M | 28,833 | 0.03% | 4q | +26.5%+$336.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.5M | 27,366 | 0.00% | 3q | +210.4%+$1.0M |
| PNC Financial Services Group, Inc. | $1.5M | 26,344 | 0.00% | 21q | +48.6%+$479.1K |
| Brookstone Capital Management | $1.3M | 23,648 | 0.01% | 2q | +2.7%+$34.7K |
| Arkadios Wealth Advisors | $1.3M | 23,648 | 0.02% | 2q | +2.7%+$34.7K |
| Hamilton Capital, LLC | $861.7K | 15,493 | 0.04% | 15q | HELD |
| Sonoma Allocations LLC | $846.3K | 15,164 | 0.26% | 4q | +27.3%+$181.6K |
| Golden State Wealth Management, LLC | $816.2K | 14,675 | 0.07% | 7q | +1.0%+$8.3K |
| D.A. DAVIDSON & CO. | $771.9K | 13,878 | 0.00% | 4q | +3.5%+$25.9K |
| Advisory Services Network, LLC | $699.4K | 12,575 | 0.01% | 6q | +32.5%+$171.7K |
| Alta Wealth Advisors LLC | $514.4K | 9,248 | 0.14% | 4q | HELD |
| Janney Montgomery Scott LLC | $505.0K | 9,076 | 0.00% | new | NEW |
| Stonebridge Financial Group, LLC | $460.4K | 8,278 | 0.03% | 7q | +2.4%+$10.7K |
| JPMORGAN CHASE & CO | $408.8K | 7,357 | 0.00% | 2q | +677.7%+$356.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $376.0K | 6,759 | 0.00% | 12q | -10.4%-$43.7K |
| BANK OF AMERICA CORP /DE/ | $364.8K | 6,558 | 0.00% | new | NEW |
| HRT FINANCIAL LP | $320.0K | 5,764 | 0.00% | new | NEW |
| Prospera Financial Services Inc | $308.6K | 5,549 | 0.00% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $287.4K | 5,167 | 0.00% | new | NEW |
| Bluespring Wealth Management, LLC | $277.9K | 4,996 | 0.01% | new | NEW |
| Sanctuary Advisors, LLC | $250.3K | 4,500 | 0.00% | 9q | HELD |
| WEDBUSH SECURITIES INC | $244.0K | 4,395 | 0.01% | 26q | HELD |
| OLD MISSION CAPITAL LLC | $241.0K | 4,332 | 0.00% | 2q | -78.7%-$889.8K |
| CITADEL ADVISORS LLC | $232.4K | 4,178 | 0.00% | new | NEW |
| Ritter Daniher Financial Advisory LLC / DE | $138.9K | 2,498 | 0.02% | 6q | HELD |
| MORGAN STANLEY | $95.2K | 1,712 | 0.00% | 12q | HELD |
| HARBOUR INVESTMENTS, INC. | $93.5K | 1,682 | 0.00% | 3q | +1.6%+$1.4K |
| CALDWELL SUTTER CAPITAL, INC. | $84.8K | 1,524 | 0.03% | 11q | +6.5%+$5.2K |
| Rossby Financial, LCC | $63.6K | 1,144 | 0.01% | 6q | HELD |
| Global Retirement Partners, LLC | $51.9K | 933 | 0.00% | 4q | +1096.2%+$47.6K |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $34.7K | 624 | 0.00% | new | NEW |
| AdvisorNet Financial, Inc | $27.4K | 493 | 0.00% | 25q | -9.9%-$3.0K |
| PRIVATE TRUST CO NA | $26.1K | 470 | 0.00% | 2q | HELD |
| FIFTH THIRD BANCORP | $22.4K | 402 | 0.00% | 2q | HELD |
| Rockefeller Capital Management L.P. | $4.9K | 88 | 0.00% | 3q | HELD |
| IFG Advisory, LLC | $4.5K | 81 | 0.00% | new | NEW |
| JONES FINANCIAL COMPANIES LLLP | $1.3K | 24 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $20 | none filed | 0.00% | 15q | -100.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 10 | $16.2M | 297,251 | 2 | 5 | 2 | 0.0% |
| Q2 2026 | 46 | $112.4M | 2,021,590 | 10 | 19 | 6 | 0.0% |
| Q1 2026 | 40 | $106.8M | 1,977,339 | 8 | 19 | 7 | 0.0% |
| Q4 2025 | 36 | $79.2M | 1,460,793 | 3 | 15 | 6 | 0.0% |
| Q3 2025 | 36 | $97.0M | 1,777,301 | 9 | 13 | 4 | 0.0% |
| Q2 2025 | 28 | $89.2M | 1,694,329 | 3 | 11 | 4 | 0.0% |
| Q1 2025 | 29 | $87.0M | 1,679,981 | 6 | 10 | 7 | 0.0% |
| Q4 2024 | 25 | $32.7M | 644,193 | 1 | 9 | 6 | 0.0% |
| Q3 2024 | 25 | $32.6M | 647,522 | 4 | 5 | 9 | 0.0% |
| Q2 2024 | 21 | $30.3M | 644,699 | 1 | 9 | 6 | 0.0% |
| Q1 2024 | 20 | $29.2M | 618,114 | 1 | 10 | 6 | 0.0% |
| Q4 2023 | 21 | $23.6M | 530,730 | 3 | 7 | 6 | 0.0% |
| Q3 2023 | 20 | $16.7M | 413,603 | 6 | 8 | 4 | 0.0% |
| Q2 2023 | 17 | $16.3M | 385,547 | 0 | 8 | 4 | 0.0% |
| Q1 2023 | 20 | $17.4M | 436,662 | 1 | 8 | 5 | 0.0% |
| Q4 2022 | 21 | $17.8M | 456,629 | 5 | 2 | 7 | 0.0% |
| Q3 2022 | 18 | $34.2M | 988,385 | 3 | 7 | 4 | 0.0% |
| Q2 2022 | 17 | $35.5M | 952,172 | 3 | 5 | 4 | 0.0% |
| Q1 2022 | 16 | $10.1M | 244,096 | 3 | 7 | 5 | 0.0% |
| Q4 2021 | 14 | $11.3M | 260,385 | 4 | 6 | 2 | 0.0% |
| Q3 2021 | 9 | $4.5M | 114,582 | 1 | 5 | 0 | 0.0% |
| Q2 2021 | 11 | $6.0M | 149,479 | 4 | 5 | 2 | 0.0% |
| Q1 2021 | 9 | $4.7M | 124,614 | 1 | 4 | 1 | 0.0% |
| Q4 2020 | 8 | $5.4M | 150,767 | 4 | 3 | 0 | 0.0% |
| Q3 2020 | 8 | $1.3M | 40,120 | 1 | 1 | 2 | 0.0% |
| Q2 2020 | 9 | $2.5M | 80,841 | 2 | 5 | 0 | 0.0% |
| Q1 2020 | 8 | $1.0M | 39,164 | 4 | 2 | 0 | 0.0% |
| Q4 2019 | 6 | $574.0K | 17,378 | 1 | 1 | 1 | 0.0% |
| Q3 2019 | 8 | $1.1M | 34,681 | 3 | 2 | 1 | 0.0% |
| Q2 2019 | 5 | $207.0K | 6,754 | 1 | 1 | 1 | 0.0% |
| Q1 2019 | 6 | $472.0K | 16,213 | 2 | 1 | 1 | 0.0% |
| Q4 2018 | 4 | $838.0K | 32,274 | 1 | 0 | 0 | 0.0% |