DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (YSEP)
Institutional ownership reported to the SEC as of Q2 2026, across 21 quarters.
61
Reporting holders
$52.7M
Reported value
0.0%
Calls
0.0%
Puts
-5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LM Advisors LLC | $5.5M | 199,617 | 0.63% | 11q | +3689.2%+$5.4M |
| COMMONWEALTH EQUITY SERVICES, LLC | $5.0M | 181,580 | 0.01% | 19q | -8.3%-$452.6K |
| US BANCORP \DE\ | $4.8M | 175,315 | 0.01% | 4q | -18.0%-$1.1M |
| RAYMOND JAMES FINANCIAL INC | $3.7M | 133,285 | 0.00% | 7q | -3.0%-$112.7K |
| Cetera Investment Advisers | $3.1M | 113,459 | 0.00% | 12q | HELD |
| SOA Wealth Advisors, LLC. | $2.5M | 89,438 | 0.41% | 11q | -0.9%-$21.7K |
| OSAIC HOLDINGS, INC. | $2.1M | 77,715 | 0.00% | 19q | -9.9%-$235.7K |
| LPL Financial LLC | $2.0M | 72,134 | 0.00% | 6q | -3.4%-$69.0K |
| Cambridge Investment Research Advisors, Inc. | $1.8M | 65,876 | 0.00% | 16q | -5.8%-$111.3K |
| NorthCrest Asset Manangement, LLC | $1.7M | 63,081 | 0.04% | 8q | -3.0%-$53.7K |
| Avantra Family Wealth, Inc. | $1.6M | 57,562 | 1.01% | 5q | +1.7%+$26.9K |
| Modern Wealth Management, LLC | $1.5M | 52,764 | 0.02% | 3q | -75.8%-$4.5M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.1M | 40,591 | 0.00% | 2q | +415.3%+$900.9K |
| ENVESTNET ASSET MANAGEMENT INC | $1.1M | 40,015 | 0.00% | 15q | -13.2%-$167.2K |
| SILVER OAK SECURITIES, INCORPORATED | $1.0M | 38,055 | 0.06% | 11q | HELD |
| HARBOUR INVESTMENTS, INC. | $811.7K | 29,474 | 0.01% | 19q | -4.1%-$34.4K |
| Ignite Planners, LLC | $791.6K | 28,744 | 0.11% | 4q | -0.6%-$4.9K |
| Noble Wealth Management PBC | $751.2K | 27,275 | 0.34% | 4q | -15.4%-$136.7K |
| Rockefeller Capital Management L.P. | $714.6K | 25,949 | 0.00% | 7q | -11.8%-$95.8K |
| WEALTHGARDEN F.S. LLC | $679.0K | 24,656 | 0.39% | 8q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $670.5K | 24,348 | 0.07% | new | NEW |
| KINTRA WEALTH, LLC | $666.4K | 23,539 | 0.03% | 2q | +4.1%+$26.4K |
| Corient Private Wealth LP | $639.9K | 23,234 | 0.00% | 14q | HELD |
| Kestra Advisory Services, LLC | $624.9K | 22,691 | 0.00% | 6q | -32.2%-$296.6K |
| Ameritas Investment Partners, Inc. | $597.1K | 21,683 | 0.02% | 11q | -1.6%-$9.5K |
| Janney Montgomery Scott LLC | $556.0K | 20,194 | 0.00% | 4q | +2.3%+$12.4K |
| Prospera Financial Services Inc | $488.1K | 17,724 | 0.01% | 12q | -1.7%-$8.4K |
| Arkadios Wealth Advisors | $442.1K | 16,053 | 0.01% | 3q | -0.7%-$3.1K |
| PARK AVENUE SECURITIES LLC | $437.0K | 15,878 | 0.00% | 4q | -4.7%-$21.5K |
| Kovack Advisors, Inc. | $396.6K | 14,417 | 0.02% | 3q | +2.0%+$7.7K |
| JANE STREET GROUP, LLC | $394.9K | 14,338 | 0.00% | new | NEW |
| Five Pine Wealth Management | $390.2K | 14,167 | 0.22% | 7q | -5.8%-$24.2K |
| MGO ONE SEVEN LLC | $378.4K | 13,741 | 0.01% | 3q | HELD |
| Avidian Wealth Enterprises, LLC | $349.2K | 12,679 | 0.01% | 3q | HELD |
| Diligent Investors, LLC | $340.1K | 12,350 | 0.08% | 7q | HELD |
| 1776 Wealth LLC | $339.8K | 12,339 | 0.12% | 11q | HELD |
| WINNACLE WEALTH LLC | $332.2K | 12,062 | 0.23% | 4q | -2.2%-$7.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $302.5K | 73,845 | 0.00% | 7q | -2.6%-$8.0K |
| Grantvest Financial Group LLC | $276.5K | 10,040 | 0.16% | 3q | HELD |
| LEGACY SOLUTIONS, LLC | $246.6K | 8,955 | 0.20% | 3q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $157.0K | 5,700 | 0.01% | 3q | HELD |
| Farther Finance Advisors, LLC | $156.6K | 5,685 | 0.00% | 5q | +2973.0%+$151.5K |
| DHJJ Financial Advisors, Ltd. | $144.6K | 5,249 | 0.04% | 12q | HELD |
| MORGAN STANLEY | $137.7K | 5,000 | 0.00% | 5q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $137.3K | 4,986 | 0.01% | 7q | -9.4%-$14.2K |
| EP Wealth Advisors, LLC | $131.6K | 4,780 | 0.00% | new | NEW |
| Benson Wealth Management INC | $97.3K | 3,533 | 0.10% | 3q | HELD |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | $87.0K | 3,183 | 0.02% | 6q | HELD |
| AE Wealth Management LLC | $80.2K | 2,912 | 0.00% | 7q | HELD |
| Integrity Financial Corp /WA | $68.3K | 2,481 | 0.03% | 8q | -14.0%-$11.1K |
| Whipplewood Advisors, LLC | $53.4K | 1,940 | 0.04% | 7q | -11.5%-$7.0K |
| IFP Advisors, Inc | $47.0K | 1,705 | 0.00% | 20q | -28.4%-$18.6K |
| Steward Partners Investment Advisory, LLC | $46.2K | 1,677 | 0.00% | 11q | HELD |
| Signature Equity Partners, LLC | $43.1K | 1,565 | 0.02% | 3q | HELD |
| Capital Investment Advisory Services, LLC | $25.1K | 910 | 0.00% | 3q | HELD |
| FIFTH THIRD BANCORP | $21.8K | 791 | 0.00% | 3q | HELD |
| Capital Analysts, LLC | $17.0K | 634 | 0.00% | 12q | HELD |
| Buck Wealth Strategies, LLC | $11.0K | 400 | 0.00% | new | NEW |
| GHP Investment Advisors, Inc. | $9.4K | 342 | 0.00% | 2q | HELD |
| Strive Financial Group ,LLC | $3.1K | 113 | 0.00% | 3q | HELD |
| Smartleaf Asset Management LLC | $137 | 5 | 0.00% | 3q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-22 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 35.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 21 | $9.0M | 377,594 | 1 | 5 | 8 | 0.0% |
| Q2 2026 | 61 | $52.7M | 1,974,453 | 4 | 7 | 26 | 0.0% |
| Q1 2026 | 66 | $63.2M | 2,475,105 | 4 | 13 | 24 | 0.0% |
| Q4 2025 | 69 | $85.0M | 3,263,530 | 16 | 26 | 14 | 0.0% |
| Q3 2025 | 53 | $77.4M | 3,037,142 | 9 | 17 | 16 | 0.0% |
| Q2 2025 | 49 | $80.4M | 3,298,922 | 8 | 12 | 16 | 0.0% |
| Q1 2025 | 49 | $85.4M | 3,760,467 | 9 | 14 | 13 | 0.0% |
| Q4 2024 | 46 | $43.5M | 2,003,177 | 11 | 15 | 9 | 0.0% |
| Q3 2024 | 37 | $32.1M | 1,405,611 | 7 | 6 | 13 | 0.0% |
| Q2 2024 | 33 | $28.8M | 1,331,696 | 3 | 10 | 7 | 0.0% |
| Q1 2024 | 33 | $27.2M | 1,263,913 | 3 | 8 | 7 | 0.0% |
| Q4 2023 | 33 | $23.6M | 1,138,855 | 15 | 11 | 3 | 0.0% |
| Q3 2023 | 19 | $12.5M | 650,167 | 6 | 4 | 4 | 0.0% |
| Q2 2023 | 16 | $10.9M | 549,031 | 1 | 7 | 4 | 0.0% |
| Q1 2023 | 23 | $17.5M | 906,058 | 5 | 8 | 6 | 0.0% |
| Q4 2022 | 21 | $16.2M | 897,050 | 11 | 4 | 2 | 0.0% |
| Q3 2022 | 12 | $918.3M | 58,217,658 | 3 | 4 | 1 | 0.0% |
| Q2 2022 | 12 | $1.0B | 57,853,771 | 0 | 4 | 5 | 0.0% |
| Q1 2022 | 12 | $1.4B | 71,822,411 | 4 | 4 | 2 | 0.0% |
| Q4 2021 | 12 | $251.5M | 12,637,011 | 7 | 1 | 2 | 0.0% |
| Q3 2021 | 5 | $2.1M | 105,809 | 5 | 0 | 0 | 0.0% |