DaveManuel.com · Institutional Ownership · Who Owns It
TIDAL TRUST III (AIS)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
119
Reporting holders
$309.1M
Reported value
3.2%
Calls
0.7%
Puts
+66
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $37.8M | 443,558 | 0.01% | 3q | +405.5%+$30.4M |
| Gradient Investments LLC | $33.8M | 396,371 | 0.47% | new | NEW |
| MAINSTAY CAPITAL MANAGEMENT LLC /ADV | $28.9M | 338,658 | 2.14% | new | NEW |
| Beaumont Financial Advisors, LLC | $27.3M | 320,441 | 1.74% | 4q | -8.8%-$2.6M |
| Tyche Wealth Partners LLC | $12.2M | 143,420 | 1.72% | 6q | +5.2%+$607.8K |
| MARSHALL WACE, LLP | $9.6M | 112,502 | 0.01% | 3q | +432.0%+$7.8M |
| NewEdge Advisors, LLC | $8.5M | 99,051 | 0.03% | 3q | +83.5%+$3.8M |
| Cambridge Investment Research Advisors, Inc. | $8.3M | 97,118 | 0.01% | 2q | +195.7%+$5.5M |
| FWG Holdings, LLC | $7.4M | 110,584 | 2.58% | 3q | -33.5%-$3.7M |
| CITADEL ADVISORS LLC | $7.3M incl. $6.8M options CALL+PUT | 5,893 | 0.00% | 3q | -97.7%-$309.1M |
| MML INVESTORS SERVICES, LLC | $7.0M | 82,119 | 0.01% | 2q | +3.4%+$228.9K |
| SFI Advisors, LLC | $6.8M | 79,632 | 5.86% | 6q | -2.9%-$199.6K |
| Carter Financial Group, INC. | $6.7M | 78,482 | 3.47% | 5q | +148.5%+$4.0M |
| MATHER GROUP, LLC. | $5.2M | 61,272 | 0.05% | 2q | +0.6%+$29.0K |
| Noble Wealth Management PBC | $5.0M | 58,079 | 2.22% | 4q | +147.4%+$3.0M |
| ENVESTNET ASSET MANAGEMENT INC | $4.8M | 55,722 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.4M | 51,757 | 0.00% | new | NEW |
| Berbice Capital Management LLC | $4.0M | 46,611 | 2.06% | 4q | +70.1%+$1.6M |
| Mattson Financial Services, LLC | $3.9M | 57,796 | 0.81% | new | NEW |
| Kingsview Wealth Management, LLC | $3.9M | 45,262 | 0.05% | new | NEW |
| GTS SECURITIES LLC | $3.6M | 41,631 | 0.07% | 2q | -56.0%-$4.5M |
| Brookwood Investment Group LLC | $3.5M | 41,564 | 0.40% | 3q | +85.0%+$1.6M |
| Arax Advisory Partners | $3.3M | 38,500 | 0.02% | new | NEW |
| JANE STREET GROUP, LLC | $3.3M incl. $2.6M options CALL+PUT | 7,781 | 0.00% | 6q | -92.2%-$38.7M |
| Bleakley Financial Group, LLC | $3.2M | 37,689 | 0.04% | new | NEW |
| Kestra Advisory Services, LLC | $3.2M | 36,997 | 0.01% | 3q | +47.5%+$1.0M |
| Gladstone Institutional Advisory LLC | $2.7M | 31,440 | 0.08% | 3q | +47.7%+$865.9K |
| Client First Investment Management LLC | $2.6M | 30,921 | 1.11% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.5M | 29,395 | 0.00% | new | NEW |
| Belvedere Trading LLC | $2.5M CALL+PUT | options only | 0.00% | new | OPTIONS |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.5M | 32,373 | 0.00% | new | NEW |
| SILVER OAK SECURITIES, INCORPORATED | $2.2M | 26,204 | 0.14% | new | NEW |
| VISTA INVESTMENT PARTNERS II, LLC | $2.2M | 25,822 | 0.86% | new | NEW |
| Equitable Holdings, Inc. | $2.0M | 23,204 | 0.01% | 3q | +8.9%+$161.2K |
| Per Stirling Capital Management, LLC. | $1.8M | 21,545 | 0.17% | new | NEW |
| Aurora Private Wealth, Inc. | $1.7M | 20,248 | 1.10% | 3q | +14.6%+$219.7K |
| BANK OF AMERICA CORP /DE/ | $1.6M | 18,325 | 0.00% | new | NEW |
| ATX Financial Planning, LLC | $1.5M | 17,355 | 0.98% | 3q | -0.5%-$7.8K |
| Mariner, LLC | $1.5M | 17,000 | 0.00% | 2q | +10.0%+$131.9K |
| Tidal Investments LLC | $1.4M | 16,492 | 0.00% | new | NEW |
| Stratos Wealth Partners, LTD. | $1.3M | 15,085 | 0.01% | new | NEW |
| Wealthstar Advisors, LLC | $1.3M | 14,968 | 0.37% | 5q | +11.1%+$128.0K |
| National Philanthropic Trust | $1.1M | 13,137 | 0.02% | 3q | HELD |
| WCG Wealth Advisors LLC | $1.0M | 11,885 | 0.02% | new | NEW |
| WILLNER & HELLER, LLC | $933.4K | 10,941 | 0.58% | 2q | +70.6%+$386.4K |
| UPTICK PARTNERS, LLC | $844.3K | 9,897 | 0.13% | 2q | +39.9%+$240.7K |
| Howard Capital Management, LLC | $839.4K | 9,839 | 0.01% | new | NEW |
| D. E. Shaw & Co., Inc. | $786.7K | 9,222 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $783.7K | 9,187 | 0.02% | 2q | -49.7%-$774.2K |
| Clear Creek Financial Management, LLC | $780.3K | 9,147 | 0.05% | new | NEW |
| Visionary Wealth Advisors | $778.8K | 9,129 | 0.03% | new | NEW |
| Wealthcare Advisory Partners LLC | $703.0K | 8,241 | 0.01% | 2q | +36.7%+$188.6K |
| Summit Financial, LLC | $693.7K | 8,132 | 0.01% | new | NEW |
| NewEdge Wealth, LLC | $691.5K | 8,106 | 0.01% | new | NEW |
| Paladin Wealth, LLC | $615.3K | 7,212 | 0.36% | new | NEW |
| SIMPLEX TRADING, LLC | $602.0K | 7,057 | 0.00% | 3q | +54184.6%+$600.9K |
| BECK CAPITAL MANAGEMENT, LLC | $577.5K | 6,769 | 0.11% | 4q | -2.1%-$12.4K |
| Grange Capital, LLC | $576.2K | 6,754 | 0.53% | new | NEW |
| JPMORGAN CHASE & CO | $555.6K | 6,757 | 0.00% | new | NEW |
| World Investment Advisors | $551.5K | 13,158 | 0.01% | 2q | HELD |
| Seven Springs Wealth Group, LLC | $538.4K | 6,311 | 0.12% | new | NEW |
| New England Private Wealth Advisors LLC | $523.3K | 7,777 | 0.05% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $493.2K | 6,204 | 0.03% | new | NEW |
| Sylvest Advisors, LLC | $459.1K | 5,382 | 0.21% | new | NEW |
| Sankala Group LLC | $402.9K | 5,796 | 0.27% | 3q | +127.5%+$225.8K |
| STRATEGY ASSET MANAGERS LLC | $394.7K | 4,627 | 0.06% | new | NEW |
| Oxinas Partners, LLC | $375.4K | 4,400 | 0.15% | 2q | -10.2%-$42.7K |
| Slagle Financial, LLC | $365.3K | 4,282 | 0.11% | new | NEW |
| TFR Capital, LLC. | $365.1K | 4,280 | 0.10% | new | NEW |
| Brown Financial Advisors | $364.1K | 4,268 | 0.13% | new | NEW |
| STIFEL FINANCIAL CORP | $345.6K | 4,051 | 0.00% | new | NEW |
| Creative Planning | $343.9K | 4,031 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $341.0K | 4,000 | 0.00% | new | NEW |
| Focus Partners Advisor Solutions, LLC | $334.9K | 3,926 | 0.00% | new | NEW |
| FIDUCIARY FINANCIAL ADVISORS | $317.8K | 3,728 | 0.03% | new | NEW |
| Third View Private Wealth, LLC | $311.8K | 3,655 | 0.04% | new | NEW |
| Advisory Services Network, LLC | $308.7K | 3,619 | 0.00% | new | NEW |
| Kovack Advisors, Inc. | $303.4K | 3,615 | 0.01% | new | NEW |
| Berkeley Capital Partners, LLC | $291.8K | 3,421 | 0.06% | new | NEW |
| WealthCare Investment Partners, LLC | $281.9K | 3,304 | 0.07% | 2q | -29.8%-$119.5K |
| Aspirean Wealth, LLC | $269.8K | 3,163 | 0.25% | new | NEW |
| XTX Topco Ltd | $264.0K | 3,095 | 0.00% | new | NEW |
| Trademark Financial Management, LLC | $249.5K | 2,925 | 0.10% | new | NEW |
| Farther Finance Advisors, LLC | $247.2K | 2,898 | 0.00% | 4q | -12.0%-$33.7K |
| KINTRA WEALTH, LLC | $246.9K | 3,424 | 0.01% | 2q | -63.7%-$432.8K |
| Perigon Wealth Management, LLC | $245.1K | 2,873 | 0.00% | new | NEW |
| Capital Investment Advisory Services, LLC | $238.3K | 2,793 | 0.01% | new | NEW |
| Round Rock Advisors LLC | $236.6K | 2,773 | 0.03% | new | NEW |
| Baldwin Investment Management, LLC | $230.3K | 2,700 | 0.02% | new | NEW |
| UBS Group AG | $223.1K | 2,615 | 0.00% | 2q | +133.5%+$127.5K |
| Foundations Investment Advisors, LLC | $216.1K | 2,533 | 0.00% | new | NEW |
| Fusion Capital, LLC | $209.1K | 2,451 | 0.05% | new | NEW |
| SteelPeak Wealth, LLC | $200.5K | 2,350 | 0.01% | new | NEW |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $170.6K | 2,000 | 0.01% | 3q | HELD |
| GROUP ONE TRADING LLC | $89.8K | 1,053 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $87.8K | 1,029 | 0.00% | 6q | +2.9%+$2.5K |
| Orion Capital Management LLC | $85.3K | 1,000 | 0.03% | new | NEW |
| MORGAN STANLEY | $79.6K | 933 | 0.00% | 3q | +833.0%+$71.1K |
| PNC Financial Services Group, Inc. | $61.9K | 726 | 0.00% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $56.7K | 665 | 0.00% | 6q | HELD |
Showing the largest 100 of 119 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 46 | $101.4M | 1,407,292 | 19 | 14 | 10 | 0.0% |
| Q2 2026 | 119 | $309.1M | 3,533,027 | 70 | 26 | 13 | 3.9% |
| Q1 2026 | 53 | $82.5M | 1,961,900 | 19 | 16 | 7 | 0.0% |
| Q4 2025 | 38 | $46.8M | 1,220,929 | 21 | 8 | 2 | 0.0% |
| Q3 2025 | 19 | $30.6M | 868,288 | 8 | 5 | 3 | 0.0% |
| Q2 2025 | 12 | $9.1M | 321,401 | 4 | 1 | 3 | 0.0% |
| Q1 2025 | 10 | $7.4M | 345,759 | 9 | 1 | 0 | 0.0% |
| Q4 2024 | 1 | $317.4K | 12,499 | 1 | 0 | 0 | 0.0% |